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GERD Etiology
GERD develops when reflux of stomach contents into the esophagus causes troublesome symptoms or complications. The underlying causes relate to failure of one or more of the normal antireflux defense mechanisms.
1. Lower Esophageal Sphincter (LES) Dysfunction
The antireflux barrier at the gastroesophageal junction consists of the LES, crural diaphragm, phrenoesophageal ligament, and angle of His. Disruption of any of these leads to pathologic reflux.
- Transient LES relaxation (tLESR) - the most common mechanism; a vagally mediated reflex triggered by gastric distention that allows reflux in the absence of a swallow
- Low resting LES pressure - allows regurgitation especially when intra-abdominal pressure is elevated
- Increased intra-abdominal pressure overcoming normal LES tone (seen in rumination and supragastric belching variants)
2. Hiatal Hernia
Causes axial and vertical separation between the crural diaphragm and the LES, which:
- Widens the gastroesophageal junction opening
- Decreases LES pressure
- Increases exposure of the esophagus to acid and gastric contents
- Creates a reservoir (hernia sac) that traps gastric contents; these re-reflux when the LES relaxes during swallowing
3. Obesity (Central/Abdominal)
- Increased intra-abdominal fat raises intragastric pressure
- Increases the gastroesophageal pressure gradient
- Increases the frequency of tLESR
- Enhances spatial separation between the crural diaphragm and LES, predisposing to hiatal hernia
- Metabolic syndrome associated with obesity is also linked to GERD severity
4. Impaired Esophageal Clearance
Normal refluxate is cleared by two mechanisms - peristalsis (volume clearance) and saliva neutralization of residual acid. Both can be impaired:
- Peristaltic dysfunction - associated with increasing esophagitis severity; ineffective clearance when contraction amplitude < 20 mmHg
- Impaired salivation - due to smoking, Sjogren syndrome, or other causes that reduce bicarbonate-rich saliva
5. The Acid Pocket
- Normally, an unbuffered acid pocket exists in the gastric cardia postprandially, escaping the buffering effects of a meal
- In GERD patients, this acid pocket is more common and longer
- Displacement of the acid pocket into a hiatal hernia further increases acidic reflux
6. Impaired Mucosal Defense
The esophageal epithelium has three layers of defense, all of which can be compromised:
- Pre-epithelial barrier - unstirred water layer + bicarbonate from saliva and submucosal glands
- Epithelial barrier - cell membranes, tight intercellular junctions, cellular buffers, ion transporters
- Post-epithelial defense - esophageal blood supply
Acid and acidified pepsin in the refluxate damage intercellular junctions, increase intracellular permeability, and dilate intercellular spaces. The refluxed gastric juice also stimulates esophageal epithelial cells to secrete chemokines that attract inflammatory cells, further damaging the mucosa.
7. Risk Factors / Contributing Factors
| Factor | Mechanism |
|---|
| Obesity | Increases intragastric pressure, promotes hiatal hernia |
| Smoking | Impairs saliva production, reduces LES pressure |
| Sjogren syndrome | Reduces saliva (impairs acid neutralization) |
| Positive family history | Genetic predisposition |
| Age | Increasing age is a risk factor |
| Gastric distention (e.g., large meals, carbonated drinks) | Triggers tLESR |
| Pregnancy | Raised intra-abdominal pressure + hormonal LES relaxation |
| Certain medications | Nitrates, calcium channel blockers, anticholinergics, benzodiazepines - reduce LES tone |
8. Special Population - Infants/Neonates
In infants, GER is commonly due to an immature LES, which typically resolves between 6-12 months of age. Neurologically impaired children are particularly at risk.
Sources:
- Goldman-Cecil Medicine International Edition, PATHOBIOLOGY section, Chapter 12 (Gastroesophageal Reflux Disease)
- Schwartz's Principles of Surgery, 11th Edition
- Sabiston Textbook of Surgery