Cleft palate

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"cleft palate"[MeSH Terms] AND management

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Cleft Palate

A cleft palate is a congenital midline defect of the palate resulting from failure of the lateral palatine processes (palatal shelves) to fuse during embryonic development. It is one of the most common craniofacial birth defects.

Epidemiology

  • Cleft lip with or without cleft palate: ~1 in 1,000 births; more common in males (60-80% of cases)
  • Cleft palate alone (without cleft lip): ~1 in 2,500 births; more common in females
  • ~7,000 neonates affected per year in the United States
  • Frequency varies widely among ethnic groups
  • The Developing Human, Clinically Oriented Embryology, p. 537-543

Embryology

The palate forms in two parts:
  1. Primary palate (anterior, pre-incisive fossa): derived from merging of the medial nasal prominences to form the median palatal process
  2. Secondary palate (posterior, post-incisive fossa): formed by the lateral palatine processes (palatal shelves), which initially project vertically beside the developing tongue, then elevate to a horizontal position and fuse with each other, the nasal septum, and the primary palate
Cleft palate occurs when the lateral palatine processes fail to meet or fuse. Contributing factors include:
  • Width of the stomodeum
  • Reduced mobility of the lateral palatine processes
  • Altered focal degeneration of the palatal epithelium at fusion sites
  • Multifactorial inheritance (genetic + environmental)
The incisive fossa is the anatomical landmark separating anterior from posterior cleft defects.
  • The Developing Human, p. 540-544

Classification

Types of cleft lip and palate
Types of cleft palate (from The Developing Human). A = normal; B = cleft uvula; C = unilateral secondary palate cleft; D = bilateral posterior palate cleft; E-H = progressively severe combined clefts.
TypeLocationCause
Cleft uvulaUvula onlyMildest form; "fishtail" appearance
Cleft of posterior palatePosterior to incisive fossaFailure of lateral palatine processes to fuse with each other and nasal septum
Cleft of anterior palateAnterior to incisive fossaFailure to fuse with primary palate
Complete cleftEntire palate to incisive fossaCombined failure
Submucous cleft palate (SMCP)Intact mucosa but underlying muscle/bone dehiscenceAbnormal muscle orientation with intact overlying mucosa
SMCP classic triad: bifid uvula + zona pellucida (hyperlucent midline line on soft palate) + notch at posterior hard palate midline.

Clinical photograph

Infant with unilateral cleft lip and palate
Infant with unilateral cleft lip and palate (The Developing Human, p. 539)

Anatomy and Pathophysiology

Five muscle pairs contribute to the soft palate. The key abnormalities in cleft palate are:
Levator veli palatini (LVP):
  • Normal: transverse orientation, creates a muscular sling for the velum - the principal structure for nasopharyngeal closure during speech and swallowing
  • In cleft: runs in an abnormal anterior-posterior direction, attaching to the posterior aspect of the hard palate instead of forming a midline sling
Tensor veli palatini (TVP):
  • Normally dilates the Eustachian tube and supports the soft palate
  • In cleft: thinner, abnormal insertion into the anterior portion of the levator - unable to open the Eustachian tube, leading to chronic middle ear disease
Musculus uvulae:
  • Increases midline bulk of posterior soft palate during speech
  • Deficiency (as in SMCP) causes velopharyngeal insufficiency (VPI)
  • K.J. Lee's Essential Otolaryngology, p. 979-980; Cummings Otolaryngology, p. 3605

Associated Conditions and Complications

ProblemMechanism
Feeding difficultiesCommunication between oral and nasal cavities; inability to generate suction
Otitis media with effusionTVP dysfunction → Eustachian tube cannot open → chronic middle ear fluid
Velopharyngeal insufficiency (VPI)Disrupted LVP sling → hypernasal speech, nasal regurgitation
Speech and language delayVPI + abnormal resonance
Dental/orthodontic problemsMaxillary arch abnormalities, missing/malformed teeth
Midface growth retardationInherent growth deficiency + potentially surgery-related
Pierre Robin sequenceCleft palate + micrognathia + glossoptosis; airway risk
Associated syndromes include velocardiofacial syndrome (22q11 deletion), Stickler syndrome, van der Woude syndrome, and many others - cleft palate may be part of >400 syndromes.

Management - Multidisciplinary Team

Optimal management requires a cleft team including: pediatrician, plastic/craniofacial surgeon, otolaryngologist, speech-language pathologist, orthodontist, dentist, audiologist, geneticist, social worker, and psychologist.

Presurgical Management

  • Feeding: Specialized nipples (Haberman feeder, Mead Johnson cleft palate nurser); infants are usually fed upright; breastfeeding is difficult but not impossible
  • Lip taping: Narrows the cleft gap prior to definitive repair; reduces tension at closure
  • Nasoalveolar molding (NAM): Palatal appliance modified over weeks to narrow the cleft and reshape nasal cartilage; most useful for wide unilateral or bilateral clefts; followed by nostril posts to reposition alar cartilages and elongate the columella
  • Ear tubes (grommets): Often placed at the time of palatoplasty due to near-universal otitis media with effusion

Surgical Repair - Timing

The timing of palatoplasty is a balance between two competing risks:
Early repair (< 12 months)Late repair (> 18 months)
Better speech outcomesLess midface growth inhibition
Higher risk of maxillary growth retardationHigher rate of articulation errors and VPI
  • Standard in the USA: repair before 18 months; most done between 6-16 months
  • Dorf and Curtin showed 10% vs. 86% articulation error rates for repair before vs. after 1 year
  • Most surgeons target ~12 months of age
  • Some centers use a staged approach: early soft palate repair + later hard palate closure, to minimize midface growth restriction
  • K.J. Lee's Essential Otolaryngology, p. 980; Cummings Otolaryngology, p. 3607

Palatoplasty Techniques

Goals of all techniques:
  1. Separate nasal from oral cavity
  2. Restore a functional velopharyngeal valve for speech and swallowing
  3. Preserve midface growth
  4. Reconstruct the levator muscle sling (intravelar veloplasty)
TechniqueDescriptionBest For
Two-flap (Bardach) palatoplasty with intravelar veloplastyTwo mucoperiosteal flaps raised on greater palatine vessels; soft palatal muscles released from hard palate; nasal layer then muscle sling then oral layer closedWidely used for all palatal clefts
Double-opposing Z-plasty (Furlow palatoplasty)Opposing Z-plasty incisions on oral and nasal layers transpose myomucosal flaps; reorients levator and lengthens palateSoft palate clefts, SMCP, also combined with other techniques
Von LangenbeckBipedicled mucoperiosteal flaps, no pushbackNarrower clefts
V-Y pushback (Veau-Wardill-Kilner)Pushes palatal flaps posteriorly; lengthens palateWhen more palatal length needed
Schweckendiek (primary veloplasty)Soft palate only initially; hard palate closed laterStaged approach centers
Cummings Otolaryngology, p. 3608; K.J. Lee's Essential Otolaryngology, p. 980-981

Postoperative Care

  • Arm restraints to prevent finger insertion into the mouth
  • Soft/liquid diet for 2-3 weeks
  • Pain management
  • Monitor for wound dehiscence and airway issues
  • Pierre Robin patients: pre-planned airway management with anesthesiology

Secondary Procedures

  • Velopharyngeal insufficiency: If VPI persists after palatoplasty, options include pharyngeal flap surgery or sphincter pharyngoplasty
  • Alveolar bone grafting: Typically at age 7-9 (mixed dentition), to provide bone for canine tooth eruption
  • Orthognathic surgery: Le Fort I osteotomy for significant midface retrusion, typically after skeletal maturity (~17-18 years)
  • Revision rhinoplasty and lip revision: For cosmetic refinement
  • Orthodontics: Throughout childhood and adolescence

Genetics and Etiology

  • Multifactorial inheritance (genetic + environmental) accounts for most non-syndromic cases
  • IRF6 gene (interferon regulatory factor 6) is involved in isolated cleft formation
  • Environmental risk factors: maternal smoking, alcohol, folate deficiency, anticonvulsants (phenytoin, valproate), corticosteroids, retinoids
  • Recurrence risk in a family with one affected child: ~4% for subsequent children

Submucous Cleft Palate

A special variant where the overlying mucosa is intact but:
  • The levator and other palatal muscles are oriented anterior-posteriorly (not transversely)
  • There is a bony defect in the hard palate
  • Classic triad: bifid uvula + zona pellucida + posterior hard palate notch
Management: monitor closely; surgery only if evidence of feeding problems, otologic disease, or VPI.
  • K.J. Lee's Essential Otolaryngology, p. 980; Cummings Otolaryngology, p. 3609

Recent Evidence (2024-2026)

  • A 2025 systematic review and meta-analysis (PMID 40394284) examined enhanced recovery after surgery (ERAS) protocols for pediatric cleft lip/palate surgery, supporting their use to optimize perioperative management.
  • A 2026 umbrella review (PMID 42251739) examined the emerging role of artificial intelligence in cleft diagnosis and detection.
  • A 2026 systematic review (PMID 42107941) analyzed the effectiveness of different surgical methods for cleft palate repair - these do not contradict established guidelines but continue to refine technique selection.

Sources: The Developing Human: Clinically Oriented Embryology; K.J. Lee's Essential Otolaryngology; Cummings Otolaryngology - Head and Neck Surgery; Bailey and Love's Short Practice of Surgery.
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