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Constrictors of the Pharynx and Killian's Dehiscence (Zenker's Diverticulum)
PART 1: CONSTRICTORS OF THE PHARYNX
Overview
The pharynx has two layers of muscle:
- Outer circular layer: three constrictor muscles (superior, middle, inferior) - they overlap like stacked flower pots, with each lower muscle overlapping the upper border of the one below
- Inner longitudinal layer: palatopharyngeus, stylopharyngeus, salpingopharyngeus
The constrictors narrow the pharyngeal cavity sequentially from top to bottom during swallowing to propel the food bolus into the esophagus. All three are innervated by the vagus nerve (CN X) via the pharyngeal plexus.
Figure: Pharyngeal muscles - (left) sagittal with longitudinal muscles, (centre) lateral view, (right) posterior view showing the three constrictors and pharyngeal raphe (Scott-Brown's Otorhinolaryngology)
1. Superior Constrictor
| Feature | Detail |
|---|
| Origin (anterior) | Pterygomandibular raphe and adjacent bone on the mandible; pterygoid hamulus (medial pterygoid plate) |
| Insertion (posterior) | Median pharyngeal raphe and pharyngeal tubercle of occipital bone |
| Innervation | Vagus nerve (CN X) via pharyngeal plexus |
| Function | Constricts the upper pharynx during swallowing |
Key clinical/anatomical notes:
- Passavant's ridge: a visible soft-tissue projection formed by contraction of the superior end of the superior constrictor during swallowing; it can be seen endoscopically and plays a role in velopharyngeal closure
- The glossopharyngeal nerve (CN IX) passes under the free edge of the superior constrictor, lying just deep to the palatine tonsil
- The palatopharyngeal sphincter lies on the deep surface of the superior constrictor
- The superior constrictor does not reach the skull base - the gap above it is filled by the pharyngobasilar fascia
2. Middle Constrictor
| Feature | Detail |
|---|
| Origin (anterior) | Greater horn of hyoid bone (upper margin), lesser horn of hyoid, and stylohyoid ligament |
| Insertion (posterior) | Median pharyngeal raphe |
| Innervation | Vagus nerve (CN X) via pharyngeal plexus |
| Function | Constricts the middle pharynx during swallowing |
Key anatomical note:
- The muscular anterior wall is incomplete between the middle and inferior constrictors - this gap is covered by the thyrohyoid membrane. The internal laryngeal nerve and superior laryngeal artery and vein pass through this membrane on its superolateral aspect. - Scott-Brown's, p. 788
3. Inferior Constrictor
The thickest of the three constrictors. Classically described as two separate muscular components:
| Component | Origin | Character |
|---|
| Thyropharyngeus (upper part) | Oblique line of thyroid cartilage; small part of inferior thyroid horn; tendinous fascia crossing the cricothyroid muscle | Oblique fibers, passes posteromedially to pharyngeal raphe; some fibers cross the raphe to fuse with the contralateral muscle |
| Cricopharyngeus (lower part) | Lateral aspect of cricoid cartilage (between cricothyroid attachment and inferior thyroid horn) | Horizontal fibers; encircles the cricoid arch without fusing at the pharyngeal raphe |
Cricopharyngeus - the sphincter:
- Distinctively different from all other constrictors - it is thicker, rounder, and its horizontal fibers create a true sphincter
- Acts as the upper esophageal sphincter (UES)
- Is in tonic contraction at rest (keeps the esophageal inlet closed, prevents air from entering during respiration)
- Actively dilates (relaxes) during swallowing - triggered by laryngeal elevation
- Is continuous below with the circular muscular coat of the upper esophagus
- The narrowest point of the pharyngeal cavity is the inferior constrictor's attachment to the cricoid cartilage
Important neurovascular relations at the inferior constrictor:
- The recurrent laryngeal nerve + inferior laryngeal artery and vein pass upward deep to the lower margin of the inferior constrictor - Scott-Brown's, p. 788
| Space | Location | Clinical Importance |
|---|
| Killian's dehiscence | Posterior triangular gap between thyropharyngeus (above) and cricopharyngeus (below) | Site of Zenker's diverticulum formation |
| Laimer-Hackerman space | Between posterior cricopharyngeus and esophageal musculature | Anatomical landmark |
| Killian-Jamieson space | Lateral dehiscence inferior to cricopharyngeus | Transmits branches of the inferior thyroid artery; site of Killian-Jamieson diverticulum (lateral, smaller, rarer) |
Figure: Constrictor muscles - lateral and posterior views showing three constrictors, pharyngeal raphe, and styloid process (Gray's Anatomy for Students)
Constrictor Overlap Arrangement
The constrictors overlap like stacked flower pots:
- Inferior constrictors overlap the lower margins of the middle constrictors
- Middle constrictors overlap the lower margins of the superior constrictors
This arrangement ensures continuous muscular coverage of the pharyngeal wall while allowing sequential peristaltic constriction during swallowing. - Gray's Anatomy for Students, p. 1182
PART 2: KILLIAN'S DEHISCENCE AND ZENKER'S DIVERTICULUM
Killian's Dehiscence - Anatomy
Figure: Killian's dehiscence - the triangular area of weakness between thyropharyngeus and cricopharyngeus (Scott-Brown's Otorhinolaryngology)
Killian's dehiscence is the triangular area of muscular weakness on the posterior wall of the most caudal part of the hypopharynx, bounded by:
- Superiorly: oblique fibers of thyropharyngeus (upper part of inferior constrictor)
- Inferiorly: horizontal fibers of cricopharyngeus (lower part of inferior constrictor)
The triangular zone contains very few muscle fibers and is supported only by mucosa and submucosa. First described by Gustav Killian in 1908. - Scott-Brown's, p. 855
Why does this gap exist? The descent of the human larynx during evolution (which enabled speech) creates this natural gap. Pharyngeal pouches are rare in other animals, supporting this evolutionary explanation. - Scott-Brown's, p. 857
Zenker's Diverticulum (Pharyngeal Pouch)
Definition: A pulsion diverticulum - herniation of pharyngeal mucosa and submucosa through Killian's dehiscence, above the cricopharyngeal muscle, at the level of the 6th cervical vertebra. Terms used interchangeably: pharyngeal pouch, hypopharyngeal diverticulum, Zenker's diverticulum.
Historical note: First described by Ludlow of Bristol in 1769. Clinically characterized by Zenker in 1878. First successful excision by Wheeler in 1885.
Epidemiology
- Incidence: 0.47-1 per 100,000 per year
- Predominantly affects Caucasians (rare in Asian and Afro-Caribbean races)
- Male:female ratio ~2:1
- Almost exclusively patients over 50 years, most commonly 6th-9th decade
- A true false diverticulum - wall consists of mucosa and submucosa only (no muscle)
Pathogenesis / Aetiology
The aetiology is multifactorial with three main theories proposed:
Theory 1 - Anatomical weakness (Killian's dehiscence)
The inherent weakness of the posterior pharyngeal wall at the dehiscence means that normal swallowing pressures over time can cause mucosal prolapse - particularly in individuals with a large or weak dehiscence. The descent of the human larynx (unique to humans) is proposed to create the dehiscence. - Scott-Brown's, p. 857
Theory 2 - Failed relaxation of cricopharyngeus
The cricopharyngeus is normally in tonic contraction but relaxes during swallowing (at the end of stage 2 when the peristaltic wave descends). Failure of this relaxation - due to:
- Fibrosis (Cook's theory - laryngopharyngeal reflux as a cause)
- Muscle spasm (Negus, Sutherland, Belsey)
- Weakening of prevertebral fascia with age (Dohlman & Mattson) - the larynx falls forward, decreasing the circumference that cricopharyngeus is stretched across, creating functional obstruction
...creates elevated intrapharyngeal pressure above the cricopharyngeus, leading to herniation through Killian's dehiscence. Primary muscle disorders (e.g. inclusion body myositis) can also cause failed cricopharyngeal relaxation.
Theory 3 - Incoordination of pharyngeal muscles
Ardran, Kemp and Lund showed that in pouch patients:
- Oropharyngeal contraction is weak
- Pharyngeal peristaltic wave is weak
- Premature closure of cricopharyngeus occurs before the stripping wave reaches it
The descending wave meets the prematurely closed sphincter, pushing the posterior pharyngeal wall into a dimple that over years enlarges into a pouch.
Consensus conclusion: Incoordination between descending peristaltic wave AND failed cricopharyngeal relaxation → abnormally high intraluminal pressure → mucosal herniation through Killian's dehiscence. - Scott-Brown's, p. 858
Growth and Expansion of the Pouch
- Initially the pouch expands posteriorly, but prevertebral fascia limits this direction
- Larger pouches project laterally and inferiorly, predominantly to the left side (the more exposed side)
- A very large pouch can push the esophagus to one side, sitting in line with the pharynx and causing severe dysphagia
- Contents can spill into the larynx, causing aspiration pneumonia
Clinical Features
| Symptom | Details |
|---|
| Dysphagia | Present in virtually all patients; early - solids sticking, need to swallow multiple times |
| Regurgitation | Undigested food regurgitated hours after eating (hallmark symptom) |
| Halitosis | Due to food retention and decomposition |
| Gurgling/noise | Especially after eating |
| Aspiration | Cough, recurrent chest infections, aspiration pneumonia |
| Hoarseness | Voice change due to laryngeal involvement |
| Weight loss / cachexia | In large pouches with severe dysphagia |
Note: Symptoms progress insidiously - patients often present late with a well-developed pouch.
Alarm features suggesting carcinoma within the pouch:
- Rapidly increasing dysphagia
- Pain
- Blood in regurgitated food
- Neck mass or nodes
Pathology (Histology)
The excised pouch wall shows:
- Stratified squamous epithelium lining
- Submucosa (no muscular layer = false diverticulum)
- Surrounding fibrous tissue
- Scanty muscle fibers near the neck of the pouch
- Evidence of myositis in some patients (isolated or part of systemic disease)
Carcinoma in pouch: Rare (~0.4%). Usually squamous cell carcinoma. Caused by chronic irritation from food retention. Risk factors: long-standing pouch, multiple interventions. - Scott-Brown's, p. 858-859
Diagnosis
| Investigation | Details |
|---|
| Barium swallow (lateral projection) | Gold standard - shows contrast filling the diverticulum during swallowing; dynamic video fluoroscopy preferred (assesses pharyngeal muscle function and gastric reflux simultaneously) |
| CT neck/chest | Useful for large pouches, assessing extent and relationships |
| Endoscopy | Required to exclude co-existing carcinoma - must inspect pouch lining; wash out food debris with saline for reliable view |
Important: A lower oesophageal carcinoma can coexist with a pharyngeal pouch - the barium study must include the lower oesophagus and stomach. - Scott-Brown's, p. 856
Management Options
1. Conservative
- Patients with minimal symptoms or unfit for surgery
- Dietary modification, positional manoeuvres
2. Endoscopic Surgery (preferred in elderly/frail - short anaesthetic, minimal intervention)
| Technique | Description |
|---|
| Rigid endoscopy + stapler diverticulotomy | Doyen-Dohlman procedure with stapler; divides the cricopharyngeal bar (common wall between pouch and oesophagus) using a linear stapler - most popular modern technique |
| Rigid endoscopy + laser (CO₂) | Laser division of the cricopharyngeal bar |
| Rigid endoscopy + diathermy | Division of bar with diathermy |
| Flexible endoscopy | Diathermy division via flexible scope |
All endoscopic techniques always include cricopharyngeal myotomy (since the cricopharyngeus muscle lies within the bar).
3. External (Open) Surgery
| Technique | Description |
|---|
| Open pouch excision + cricopharyngeal myotomy | Via left cervical approach; formal excision of the sac with separate myotomy |
| Pouch inversion + cricopharyngeal myotomy | Inverts and suspends the sac rather than excising |
| Cricopharyngeal myotomy alone | For early/small pouches; relieves the obstruction |
The rationale for always performing cricopharyngeal myotomy: Since failed cricopharyngeal relaxation is involved in pathogenesis, myotomy addresses the causative mechanism and prevents recurrence. - Scott-Brown's, p. 858
Summary Table: Key Spaces at the Inferior Constrictor
| Space | Boundaries | Clinical Significance |
|---|
| Killian's dehiscence | Between thyropharyngeus (above) and cricopharyngeus (below) - posterior midline | Site of Zenker's diverticulum (posterior pulsion diverticulum) |
| Laimer-Hackerman space | Between posterior cricopharyngeus and esophageal musculature | Anatomical landmark inferior to cricopharyngeus |
| Killian-Jamieson space | Lateral dehiscence below cricopharyngeus, anterolateral | Transmits inferior thyroid artery branches; site of Killian-Jamieson diverticulum (lateral, smaller, usually asymptomatic) |
Sources:
- Scott-Brown's Otorhinolaryngology Head & Neck Surgery (Vol 3), pp. 788, 855-859
- KJ Lee's Essential Otolaryngology, pp. 669, 833
- Gray's Anatomy for Students, p. 1182
- Yamada's Textbook of Gastroenterology