5. Frame of references and approaches targeting performance skills and client factors  Biomechanical Frame of Reference  Neuro-Developmental Frame of Reference  Roods approach  Brunnstrom approach  Proprioceptive Neuromuscular Facilitation approach  Sensory Integration Treatment approach  Behavioural Frame of Reference and Behavioural therapy  Cognitive Behavioural Frame of Reference and therapy  Developmental Frame of Reference and approach  Cognitive Disability Frame of Reference  Psychoanalytical Frame of Reference (Include expressive media used in OT)  Acquisitional Frame of Reference Recommended book(s) for Reference: 1. Pedretti’s Practice skills for physical dysfunction edited by Heidi McHugh Pendleton ,Winifred Schultz Krohn 2. Occupational Therapy for Physical Dysfunction by Mary Vining Radomski, Catherine A Trombly 3. Occupational Therapy and Physical Dysfunction, Principles, Skills and Practice by Ann Turner, Margaret Foster, Sybil E Johnson 4. Introduction to Occupational Therapy by Hussey Subonis ,Chafea O Brien 5. Occupational Therapy and Mental Health edited by Jennifer Creek, Lesley Lougher 6. Mental Health Concepts and Techniques for the Occupational Therapy Assistant by Mary Beth Early 7. Frames of Reference in Psychosocial Occupational Therapy by Mary Ann Bruce, Barbara Borg 8. Willard & Spackman’s Occupational Therapy 9. Occupational Therapy for children by Jane Case Smith 10. Frames of Reference for Pediatric Occupational Therapy by Paula Kramer , Jim Hinojosa

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Frames of Reference and Approaches Targeting Performance Skills and Client Factors


1. Biomechanical Frame of Reference

Theoretical Base: Draws from physics, kinesiology, and anatomy - specifically the principles governing movement of the musculoskeletal system: levers, forces, torque, and gravity.
Key Theorists: Early work by Licht and Trombly; further developed by multiple OT scholars.
Focus: Remediation of impairments in ROM, muscle strength, and endurance that interfere with functional performance. Applicable where the CNS is intact but peripheral, musculoskeletal, or cardiopulmonary dysfunction limits movement.
Postulates Regarding Change:
  • If a client is placed in activities that progressively increase ROM demands, range will improve.
  • If activity demands are graded to require progressively greater muscular effort, strength increases.
  • If cardiovascular/pulmonary activity is sustained and progressively increased, endurance improves.
Client Factors Targeted: Joint mobility, muscle power, neuromuscular functions (strength, endurance), structural integrity of the musculoskeletal system.
Performance Skills Targeted: Motor skills - reaching, gripping, lifting, carrying, manipulating.
Evaluation Tools:
  • Goniometry (ROM)
  • Manual Muscle Testing (MMT)
  • Dynamometry (grip strength)
  • Work tolerance/endurance testing
Interventions:
  • Therapeutic exercise (active, active-assistive, resistive)
  • Purposeful activity graded for ROM and resistance
  • Orthotics/splinting to maintain or improve joint alignment
  • Activity analysis to match biomechanical demands to client capacity
  • Compensatory techniques (adaptive equipment, joint protection principles)
Applicable Diagnoses: Peripheral nerve injuries, burns, fractures, arthritis, tendon repairs, amputations, hand injuries, spinal cord injury (lower motor neuron components).
Limitation: Not suitable when CNS dysfunction causes abnormal tone or reflexes - the NDT or neurofacilitation approaches are more appropriate then.

2. Neuro-Developmental Treatment (NDT) Frame of Reference

Theoretical Base: Based on neurophysiology, normal movement science, and motor learning theory. Originally developed by Berta and Karl Bobath in the 1940s.
Core Concepts:
  • Abnormal postural tone (hyper- or hypotonia) and abnormal movement patterns (synergies, spasticity) interfere with functional movement.
  • Normal movement is built on normal postural tone, normal righting and equilibrium reactions, and reciprocal innervation.
  • Sensory input during movement shapes motor output (sensorimotor link).
Client Factors Targeted: Muscle tone, postural control, righting and equilibrium reactions, body schema, sensory discrimination.
Performance Skills Targeted: Posture, mobility, coordination, bilateral integration, fine and gross motor skills.
Interventions:
  • Handling techniques: Therapist uses key points of control (shoulder girdle, pelvis, head) to inhibit abnormal tone and facilitate normal movement patterns.
  • Inhibition: Reflex Inhibiting Patterns (RIPs) / Inhibiting Postures to reduce spasticity.
  • Facilitation: Tapping, weight-bearing, weight shifting, and proprioceptive input to activate weak or underactive muscles.
  • Therapeutic positioning: To provide normal sensory experiences and reduce abnormal tone.
  • Emphasis on carrying over normal movement patterns into functional ADLs.
Applicable Diagnoses: Cerebral palsy (primary use in pediatrics), stroke, traumatic brain injury, multiple sclerosis.
Key Point: Modern NDT is now more occupation-based and function-focused compared to the original reflex inhibition model; it incorporates motor learning principles (task-specific practice, feedback, repetition).

3. Rood Approach

Theoretical Base: Neurophysiology - specifically the role of the peripheral nervous system and sensory input in activating and inhibiting motor responses. Developed by Margaret Rood in the 1950s.
Core Assumptions:
  • Sensorimotor patterns are developed ontogenetically (in a developmental sequence).
  • Appropriate sensory stimulation can normalize tone and elicit voluntary movement.
  • Activation must progress from mass movement patterns toward fine motor control in a developmental order.
Four Developmental Sequences (Rood):
  1. Supine withdrawal (flexion)
  2. Rolling over (lateral flexion)
  3. Prone extension (extension)
  4. Neck co-contraction (co-contraction around a joint for stability) ...continuing to standing, walking.
Key Concepts - Sensory Inputs Used:
TechniqueEffect
Fast brushing (C-fiber activation)Facilitatory (increases tone) - lasts ~30-40 min
Icing (brief)Facilitatory
Slow stroking (posterior primary rami)Inhibitory (reduces tone)
Neutral warmthInhibitory
Joint compressionFacilitatory (activates muscle spindles)
Tendon tapFacilitatory (muscle spindle stretch reflex)
Slow rockingInhibitory
Heavy joint compression / approximationFacilitatory - activates co-contraction
Tonic vs. Phasic Muscles: Rood distinguished between muscles for posture (tonic, proximal, stabilizers) and movement (phasic, distal, mobilizers) - treatment addresses each differently.
Client Factors Targeted: Muscle tone, sensory functions (proprioception, touch), reflex integration.
Applicable Diagnoses: Stroke, cerebral palsy, developmental delays, any condition with tone abnormality.

4. Brunnstrom Approach (Movement Therapy)

Theoretical Base: Neurophysiological - based on the concept of recovery stages following stroke, developed by Signe Brunnstrom in the 1960s.
Core Concept - The Stages of Recovery (Brunnstrom's 6 Stages):
StageCharacteristics
Stage 1Flaccidity; no voluntary movement
Stage 2Spasticity develops; basic limb synergies emerge
Stage 3Spasticity peaks; voluntary control of synergies appears
Stage 4Some movements outside synergy; spasticity decreases
Stage 5Independent limb movements; spasticity wanes further
Stage 6Isolated joint movements; near-normal coordination
Limb Synergies:
  • Flexor synergy (UE): Shoulder abduction/external rotation, elbow flexion, forearm supination, wrist/finger flexion.
  • Extensor synergy (UE): Shoulder adduction/internal rotation, elbow extension, forearm pronation, wrist/finger flexion.
Philosophy (unique to Brunnstrom): Unlike Bobath, Brunnstrom advocated using synergy patterns as a basis for regaining voluntary control - the synergies are a tool, not just an obstacle.
Interventions:
  • Proprioceptive and cutaneous stimulation to elicit reflexes and synergies (tonic neck reflexes, tonic labyrinthine reflexes, associated reactions).
  • Progressive training to move from reflexive, synergy-dominated movement toward voluntary isolated movement.
  • Wrist/hand function training once UE progresses to Stage 3+.
Client Factors Targeted: Motor control, muscle tone, reflex integration.
Applicable Diagnoses: Primarily adult stroke/CVA.

5. Proprioceptive Neuromuscular Facilitation (PNF)

Theoretical Base: Neurophysiology - developed by Herman Kabat (neurophysiologist) and Maggie Knott and Dorothy Voss (PTs) in the 1940s-50s.
Core Principles:
  • Irradiation: Stronger muscles can facilitate weaker ones through overflow of neural impulses.
  • Successive induction: Alternating agonist/antagonist activity enhances both.
  • Reciprocal innervation: Activation of agonist reflexively inhibits antagonist.
  • All normal movement is spiral and diagonal - PNF patterns reflect the oblique orientation of muscles and the spiral orientation of joints.
Diagonal Patterns (D1 and D2):
  • UE D1 Flexion: Shoulder flex/adduct/ER, elbow flex, forearm supinate, wrist flex, fingers flex/adduct.
  • UE D1 Extension: Reverse pattern.
  • UE D2 Flexion: Shoulder flex/abduct/ER, elbow ext/flex, wrist ext, finger ext/abduct.
  • LE patterns follow similar diagonal and rotational components.
PNF Techniques:
TechniquePurpose
Rhythmic InitiationInitiate movement in hypotonic/rigid muscles; progress passive → active-assistive → active
Repeated ContractionsIncrease strength and ROM through isotonic then isometric holds at range
Contract-Relax (CR)Improve ROM by having client contract then relax tight muscle
Hold-Relax (HR)Isometric contraction of tight muscle → relaxation → increased stretch
Slow ReversalStrengthen agonist and antagonist alternately through range
Rhythmic StabilizationIsometric co-contraction around a joint to improve stability
Slow Reversal-HoldIsotonic followed by isometric at end of range
Client Factors Targeted: Muscle strength, ROM, postural control, motor coordination.
Performance Skills Targeted: Reaching, bilateral coordination, postural stability during ADLs.
Applicable Diagnoses: Stroke, orthopedic conditions, neurological conditions, sports injuries; used across physical and neurological rehabilitation.

6. Sensory Integration (SI) Treatment Approach

Theoretical Base: Developed by A. Jean Ayres (OT) in the 1960s-70s. Based on neuroscience - the CNS must receive, process, and integrate sensory information to produce adaptive responses.
Core Concept: Sensory integration is the neurological process of organizing sensory input from the body and environment to produce purposeful, adaptive responses. Dysfunction (Sensory Processing Disorder) occurs when the brain fails to process and integrate sensory input efficiently.
Sensory Systems Addressed:
  • Vestibular (balance, movement detection - processed in brainstem)
  • Proprioceptive (joint/muscle position, body awareness)
  • Tactile (touch, discrimination vs. protective)
  • Visual, auditory, olfactory, gustatory (higher-level integration)
Key SI Concepts:
  • Sensory Modulation Disorder: Over-responsivity, under-responsivity, or sensory seeking.
  • Sensory Discrimination Disorder: Difficulty distinguishing qualities of sensory input.
  • Sensory-Based Motor Disorder: Dyspraxia (difficulty with motor planning), postural disorders.
  • Adaptive Response: The goal of SI therapy - the child organizes and responds effectively to sensory challenge.
Therapeutic Environment:
  • A specially equipped "SI gym" with swings (vestibular input), ball pits, scooter boards, balance beams, textured surfaces, and suspended equipment.
  • Therapist follows the child's lead (inner drive) and grades sensory input (just-right challenge).
Core Principles of Ayres SI Therapy (ASI):
  1. Provide enhanced sensory opportunities (vestibular, proprioceptive, tactile).
  2. Support sensory modulation.
  3. Challenge postural, ocular, oral, and bilateral motor responses.
  4. Provide just-right challenges.
  5. Ensure child-directed activity (support intrinsic motivation).
  6. Collaborate with child.
  7. Activity is play-based.
Client Factors Targeted: Sensory processing, proprioception, vestibular processing, tactile discrimination, praxis.
Performance Skills Targeted: Motor planning (praxis), bilateral coordination, postural control, attention, self-regulation, ADL performance.
Applicable Population: Primarily children with autism spectrum disorder, developmental coordination disorder, ADHD, learning disabilities.

7. Behavioural Frame of Reference and Behavioural Therapy

Theoretical Base: Learning theory - classical conditioning (Pavlov), operant conditioning (Skinner), and social learning theory (Bandura).
Core Assumptions:
  • All behavior (adaptive and maladaptive) is learned.
  • Behavior is maintained by its consequences (reinforcement and punishment).
  • Behavior can be changed by systematically altering environmental contingencies.
Key Concepts:
ConceptDefinition
Positive ReinforcementAdding a pleasant stimulus to increase behavior
Negative ReinforcementRemoving an aversive stimulus to increase behavior
ExtinctionRemoving reinforcement to decrease behavior
PunishmentAdding aversive stimulus / removing pleasant stimulus to decrease behavior
ShapingReinforcing successive approximations of target behavior
ChainingTask analyzed into steps; each step is taught sequentially (forward or backward)
Token EconomyPoints/tokens are earned for target behaviors and exchanged for rewards
Systematic DesensitizationGradual, graded exposure to anxiety-provoking stimuli paired with relaxation
OT Application:
  • Task analysis and activity grading to systematically build skills (ADLs, work tasks, social behaviors).
  • Behavioral contracts.
  • Social skills training using behavioral principles.
  • Used in institutional settings, developmental disability programs, mental health.
Client Factors Targeted: Mental functions (psychological, motivational), behavioral regulation.
Performance Skills Targeted: Social skills, ADL behaviors, work behaviors, communication.
Applicable Diagnoses: Intellectual disability, autism spectrum disorder, behavioral disorders, addiction, anxiety disorders, phobias.

8. Cognitive Behavioural Frame of Reference (CBT)

Theoretical Base: Combines behavioral theory with cognitive theory (Aaron Beck, Albert Ellis). Recognizes that thoughts (cognitions), feelings, and behaviors are interrelated - changing maladaptive thought patterns changes emotions and behavior.
Core Concepts:
  • Automatic thoughts: Rapid, habitual thoughts that arise in response to situations and influence mood/behavior.
  • Cognitive distortions: Systematic errors in thinking (catastrophizing, all-or-nothing thinking, overgeneralization, mind-reading).
  • Schema: Deeply held core beliefs about self, others, and the world formed through experience.
  • The ABC model: Antecedent (trigger) → Belief (cognition) → Consequence (emotion/behavior).
OT-Specific CBT Application:
  • Occupational therapists use CBT principles to address performance issues rooted in maladaptive thinking (e.g., "I can't do anything since my stroke," avoidance behaviors, activity restriction in chronic pain or depression).
  • Occupational behavior modification: Using activities as both the context and the medium for cognitive restructuring.
  • Activity scheduling: Structured re-engagement in meaningful occupations to challenge anhedonia and inactivity.
  • Graded task assignment: Breaking overwhelming activities into manageable steps.
  • Thought records/diaries: Identifying and challenging automatic negative thoughts about performance.
Client Factors Targeted: Mental functions - orientation, memory, thought functions, emotional regulation.
Performance Skills Targeted: Process skills, social interaction skills, ADL engagement.
Applicable Diagnoses: Depression, anxiety disorders, OCD, PTSD, chronic pain, eating disorders, substance use.

9. Developmental Frame of Reference

Theoretical Base: Based on developmental theories - Piaget (cognitive development), Erikson (psychosocial stages), Gesell (maturational theory), Vygotsky (zone of proximal development), and Havighurst (developmental tasks).
Core Assumptions:
  • Development follows a predictable, hierarchical, sequential order.
  • Mastery of skills at one level is a prerequisite for skills at the next level.
  • Skills emerge from an interaction of neurological maturation, experience, and environment.
  • When development is delayed or interrupted, therapy follows the normal developmental sequence.
Key Developmental Sequences Used in OT:
  • Gross motor: head control → rolling → sitting → crawling → standing → walking.
  • Fine motor: grasp patterns (palmar → radial-palmar → pincer).
  • Sensorimotor → preoperational → concrete → abstract cognitive stages.
  • ADL independence follows a developmental timetable (dressing, toileting, feeding skills).
OT Application:
  • Assessment compares child's performance to developmental norms.
  • Intervention provides experiences and activities appropriate to the child's developmental level (not chronological age).
  • Uses play as the primary medium (play is the occupation of childhood).
  • Addresses prerequisite skills before attempting higher-level tasks.
Client Factors Targeted: All client factors relevant to stage of development: motor, sensory, cognitive, psychosocial.
Performance Skills Targeted: Motor skills, process skills, and social interaction skills appropriate to developmental stage.
Applicable Populations: Infants and children with developmental delays, cerebral palsy, intellectual disability, prematurity, autism spectrum disorder.

10. Cognitive Disability Frame of Reference

Theoretical Base: Developed by Claudia Allen (OT) in the 1980s. Based on Piaget's cognitive development theory and information processing models.
Core Concept: Cognitive disability is a limitation in sensorimotor processing capacity that results from neurobiological dysfunction. It affects the individual's ability to perform routine tasks and is measured by the Allen Cognitive Level (ACL) scale.
Allen Cognitive Levels (ACL 1-6):
LevelDescriptionFunctional Implications
Level 1Automatic actions; responds to subliminal cues onlyRequires total assistance; institutionalized care
Level 2Postural actions; gross motor movementRequires maximum assistance for all ADLs
Level 3Manual actions; uses hands on objectsNeeds supervision; repetitive tasks possible
Level 4Goal-directed actions; attends to visible cues onlyCan follow step-by-step directions; supervised living
Level 5Exploratory learning; trial and errorNeeds supervision for complex tasks; can live semi-independently
Level 6Planned actions; abstract thinking intactIndependent functioning; normal cognition
Assessment Tools:
  • Allen Cognitive Level Screen (ACLS) - leather lacing task.
  • Routine Task Inventory (RTI).
  • Allen Diagnostic Module (ADM).
OT Application:
  • Intervention does NOT aim to remediate the cognitive deficit (it is viewed as a biological limitation).
  • Instead, the environment, tasks, and caregiver strategies are adapted to the person's current cognitive level.
  • Graded activities match the ACL to maximize safe performance.
  • Caregiver and family education is central.
Client Factors Targeted: Mental functions (orientation, attention, memory, sequencing, problem-solving).
Performance Skills Targeted: Process skills, ADL performance at the level appropriate to ACL.
Applicable Diagnoses: Dementia/Alzheimer's disease, schizophrenia, traumatic brain injury, depression, developmental disability.

11. Psychoanalytical Frame of Reference

Theoretical Base: Sigmund Freud's psychoanalytic theory; later contributions by Anna Freud, Erikson, Klein, Winnicott, and Jung.
Core Concepts:
  • The Unconscious: Much of human motivation lies in unconscious processes not available to direct awareness.
  • Id / Ego / Superego: The id (instinctual drives), ego (rational, reality-based mediator), and superego (internalized morality) are in dynamic conflict; psychopathology results from this conflict.
  • Defense Mechanisms: Unconscious strategies the ego uses to manage anxiety - repression, projection, rationalization, sublimation, regression, denial, reaction formation, displacement.
  • Object Relations: The quality of early relationships (especially mother-infant) shapes the individual's ability to relate to others and the self throughout life.
  • Developmental Stages (Freud): Oral, anal, phallic, latency, genital - fixation at a stage or regression to it underlies specific disorders.
OT in the Psychoanalytic Frame: OT does not conduct psychoanalysis, but uses psychoanalytic concepts to understand client behavior, unconscious communication, symbolism in activity, and therapeutic use of self.
Expressive Media Used in OT (Psychoanalytic Approach):
These provide a projective, non-verbal medium through which unconscious material can surface:
MediumHow Used
Art / Painting / DrawingFree expression of unconscious themes; projective drawings (Draw-a-Person, House-Tree-Person); art reveals symbolism inaccessible verbally
Creative writing / PoetryJournaling, poetry writing, storytelling - narrative access to inner experience
Clay / PotteryTactile, regressive properties; working with clay can release aggression or provide sensory comfort
Drama / Role Play / PsychodramaEnacting scenarios to explore interpersonal dynamics, conflicts, and defenses
MusicUsed to access affect and facilitate expression; rhythm provides structure; improvisation allows free expression
Dance / Movement TherapyBody movement externalizes emotional states; useful when verbal communication is limited
CollageCutting and assembling images allows indirect expression of identity, conflict, desires
Puppetry and StorytellingProjective distance - the client speaks through the puppet/character, reducing anxiety about direct disclosure
Sand Tray / Play TherapyCreating scenes in a sand tray externalizes the inner world (Jungian tradition)
Therapeutic Use of Self: The therapist's relationship with the client is itself a therapeutic tool; transference (client's projection of past relationships onto therapist) and countertransference are monitored and used therapeutically.
Goals in OT:
  • Develop self-awareness and insight.
  • Improve ego strength and capacity for reality testing.
  • Foster healthier defense mechanisms (e.g., sublimation through creative work).
  • Improve interpersonal relationships.
Applicable Diagnoses: Personality disorders, neuroses, anxiety disorders, trauma, depression, adjustment disorders.

12. Acquisitional Frame of Reference

Theoretical Base: Based on learning theories - behavioral (Skinner), social learning (Bandura), and cognitive learning theory. Strongly influenced by educational models.
Key Theorist: Jerry Kielhofner (occupational behavior) and Gary Kiresuk; formalized in OT by Lela Llorens and Anne Mosey.
Core Assumptions:
  • Skills and behaviors needed for functional performance must be directly acquired (taught and learned).
  • Learning occurs through practice, repetition, feedback, and reinforcement.
  • Skills are learned in context and are most meaningful when functional and age-appropriate.
  • There is no assumption about developmental prerequisites - skills can be acquired at any age or in any order if the individual is ready and motivated.
Distinction from Developmental FOR:
  • The developmental FOR assumes hierarchical, sequential skill acquisition following normal development.
  • The acquisitional FOR assumes skills can be directly taught regardless of developmental sequence - useful when development cannot be "normalized."
Teaching-Learning Process:
  1. Identify the target skill or behavior.
  2. Task analyze the skill into component steps.
  3. Determine the best teaching method (demonstration, verbal instruction, hand-over-hand, errorless learning).
  4. Practice in context.
  5. Provide appropriate feedback and reinforcement.
  6. Generalize skills across environments.
Postulates Regarding Change:
  • If the individual is provided with appropriate opportunities to practice a skill in a relevant environment with feedback, the skill will be acquired.
  • Skills practiced in context transfer more effectively to daily life.
Client Factors Targeted: Mental functions (memory, attention, sequencing), sensorimotor functions as they relate to skill performance.
Performance Skills Targeted: All performance skills that can be directly taught - ADLs, work skills, social skills, leisure skills, community mobility.
Applicable Diagnoses: Intellectual disability, autism spectrum disorder (social skills acquisition), TBI, developmental delays, psychiatric rehabilitation, geriatric rehabilitation, vocational training.

Comparison Summary Table

Frame of ReferencePrimary DomainKey Theorist(s)Core MechanismBest Applied With
BiomechanicalPhysicalTrombly, LichtROM, strength, endurancePeripheral/orthopedic conditions
NDTNeuromotorBobathTone normalization, postural controlStroke, cerebral palsy
RoodNeuromotorMargaret RoodSensory input → tone/movementTone disorders
BrunnstromNeuromotorSigne BrunnstromStages of recovery, synergy useAdult stroke
PNFNeuromotor/PhysicalKabat, Knott, VossDiagonal patterns, irradiationStroke, orthopedics
Sensory IntegrationSensorimotorA. Jean AyresSensory processing, adaptive responsePediatric SPD, autism
BehaviouralPsychosocialSkinner, PavlovConditioning, reinforcementBehavioral/psychiatric conditions
Cognitive BehaviouralPsychosocialBeck, EllisThought-emotion-behavior linksDepression, anxiety, chronic pain
DevelopmentalPhysical/PsychosocialPiaget, Erikson, GesellDevelopmental sequencePediatric developmental delays
Cognitive DisabilityCognitiveClaudia AllenACL levels, environmental adaptationDementia, psychiatric disability
PsychoanalyticalPsychosocialFreud, EriksonUnconscious, expressive mediaPersonality/trauma/mental illness
AcquisitionalCognitive/BehavioralMosey, LlorensSkill acquisition through learningAll ages, direct skill teaching

Key Reference Points (from recommended texts):
  • The biomechanical, NDT, Rood, Brunnstrom, and PNF approaches are covered in depth in Pedretti's Occupational Therapy and Radomski & Trombly.
  • SI is most thoroughly covered in Frames of Reference for Pediatric OT (Kramer & Hinojosa) and OT for Children (Case-Smith).
  • Psychoanalytical, cognitive disability, and behavioral FORs are covered in Frames of Reference in Psychosocial OT (Bruce & Borg), OT and Mental Health (Creek & Lougher), and Mental Health Concepts (Mary Beth Early).
  • Acquisitional FOR is detailed in Mosey's writings and Willard & Spackman's OT.
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