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HOSPITAL INFECTION CONTROL - Short Structured Questions (All 24 Answers)
Q1. Define HAI | Sources | Factors | Organisms
Definition
Healthcare-Associated Infection (HAI), also called nosocomial infection, is defined as an infection acquired in a healthcare setting that was not present or incubating at the time of admission to the healthcare facility. It typically manifests 48-72 hours after admission or within 30 days of discharge (or within 1 year for implant-related infections).
(Bailey & Love's Short Practice of Surgery, 28th Ed)
Sources of HAIs
1. Endogenous Sources (most common - ~60%):
- Patient's own normal flora (oropharynx, gut, skin, genital tract)
- Microorganisms colonizing the patient before or after admission
- Example: E. coli from patient's gut causing CAUTI; S. aureus from patient's nasal carriage causing SSI
2. Exogenous Sources:
- Healthcare workers' hands (most important exogenous route - transient flora transmitted to patients)
- Other patients (cross-infection via HCW hands, equipment, droplets)
- Healthcare environment: Contaminated surfaces, floors, ventilation ducts, water (Legionella from cooling towers)
- Medical devices and equipment: Contaminated endoscopes, catheters, ventilator circuits, IV fluids
- Visitors (especially immunocompromised patients)
- Food and water supplies
Factors Affecting HAIs
Host Factors:
- Age extremes (neonates, elderly)
- Immunosuppression (HIV/AIDS, malignancy, transplant, steroids)
- Malnutrition
- Diabetes mellitus
- Chronic diseases (COPD, renal failure, hepatic failure)
- Skin breakdown, trauma, burns
- Prolonged hospitalization (longer stay = greater risk)
Agent Factors:
- Virulence, invasiveness, toxin production
- Ability to form biofilms (catheters, implants)
- Antimicrobial resistance (MRSA, ESBL, CRE)
- Environmental survival (enterococci, C. difficile spores survive for months)
Environmental/Healthcare Factors:
- Invasive devices (urinary catheters, central lines, ET tubes, drains)
- Surgical procedures
- Broad-spectrum antibiotic use (disrupts normal flora, selects resistant organisms)
- ICU admission (sickest patients, most devices, most antibiotic pressure)
- Overcrowding, understaffing
- Poor hand hygiene compliance
- Inadequate sterilization/disinfection
- Lack of isolation facilities
Organisms Implicated in HAIs
| Organism | Type | Common HAI caused |
|---|
| Staphylococcus aureus (incl. MRSA) | Gram +ve coccus | SSI, CLABSI, VAP |
| Coagulase-negative Staphylococcus | Gram +ve coccus | CLABSI (especially on implants) |
| Enterococcus faecalis/faecium (VRE) | Gram +ve coccus | CAUTI, CLABSI |
| Escherichia coli | Gram -ve rod | CAUTI, SSI |
| Klebsiella pneumoniae (ESBL, KPC) | Gram -ve rod | CAUTI, VAP, CLABSI |
| Pseudomonas aeruginosa | Gram -ve rod | VAP, CAUTI, SSI, burns |
| Acinetobacter baumannii | Gram -ve coccobacillus | VAP, CLABSI (ICU) |
| Clostridioides difficile | Gram +ve anaerobic rod | C. diff colitis/diarrhea |
| Candida species | Fungus | CAUTI, CLABSI |
| Aspergillus species | Mould | Pulmonary (immunocompromised) |
| Norovirus, Rotavirus | Virus | Gastroenteritis outbreaks |
Mnemonic for MDR organisms - "ESKAPE":
- Enterococcus faecium, S. aureus (MRSA), Klebsiella pneumoniae, Acinetobacter baumannii, Pseudomonas aeruginosa, Enterobacter species
Q2. Modes of Transmission | Standard Precautions | Blood Spill Management
Modes of Transmission of HAIs
1. Contact Transmission (most common):
- Direct contact: Physical transfer of microorganisms from patient to patient or HCW to patient (e.g., MRSA via hands)
- Indirect contact: Contaminated intermediate object (fomite) - stethoscopes, BP cuffs, door handles, bed rails
2. Droplet Transmission:
- Large respiratory droplets (>5 μm) generated by coughing, sneezing, talking, suctioning
- Settle within ~1 metre of source; do NOT remain suspended in air
- Examples: Streptococcus pyogenes, Neisseria meningitidis, Influenza, Mumps, Rubella, COVID-19
3. Airborne/Aerosol Transmission:
- Small particles ≤5 μm (droplet nuclei) remain suspended in air for prolonged periods and travel >1 metre
- Examples: Mycobacterium tuberculosis, Measles, Varicella-Zoster virus, Aspergillus
4. Common Vehicle Transmission:
- Single contaminated source infects multiple persons
- Examples: Contaminated IV fluids, food, water, blood products
5. Vector-borne Transmission:
- Insects/arthropods (flies, mosquitoes, ticks)
- Rare in hospital settings
Standard Precautions (Tier 1 - Apply to ALL patients)
Standard precautions assume that all blood, body fluids, secretions, excretions (except sweat), non-intact skin, and mucous membranes may contain transmissible infectious agents. They include:
- Hand Hygiene - before and after every patient contact (WHO 5 Moments)
- Personal Protective Equipment (PPE):
- Gloves when touching blood, body fluids, mucous membranes, non-intact skin
- Gown/apron when clothing may be soiled with blood/body fluids
- Mask + eye protection/face shield during procedures likely to generate splashes
- Respiratory/Cough Hygiene:
- Cover mouth/nose with tissue when coughing/sneezing; dispose of tissue; perform hand hygiene
- Surgical mask for patients with symptoms in common areas
- Safe Injection Practices:
- Use sterile, single-use needles and syringes
- Never recap needles; use sharps containers
- Safe Handling of Sharps - use puncture-proof containers; never bend/break needles
- Patient Placement - single room if patient poses risk of contamination to others
- Environmental Cleaning and Disinfection - routine cleaning and terminal cleaning of equipment
- Handling of Linen and Waste - per biomedical waste rules; avoid shaking soiled linen
- Handling of Patient-Care Equipment - clean and disinfect between patients
- Safe Injection and Lumbar Puncture Practices
Management of a Blood Spill
Step 1 - Personal Protection:
- Put on disposable gloves (double-glove if heavy contamination)
- Wear apron/gown; mask and eye protection if risk of splash
Step 2 - Contain the spill:
- Do NOT wipe blood with dry cloth (spreads contamination)
- Cover the spill with disposable absorbent paper/towels or sodium dichloroisocyanurate (NaDCC) granules (chlorine-releasing powder, 10,000 ppm available chlorine for blood spills)
Step 3 - Apply disinfectant:
- If using NaDCC granules: leave for 2 minutes, then wipe up
- If using liquid: apply 1% sodium hypochlorite (10,000 ppm) over the covered spill; leave for at least 3-10 minutes contact time
Step 4 - Clean the area:
- Wipe up with disposable cloths/paper towels working from the outside of the spill inwards
- Place all contaminated materials into a yellow bag (biomedical waste)
Step 5 - Disinfect the surface:
- Wipe the area with a fresh cloth soaked in 1,000 ppm hypochlorite (for smooth surfaces)
Step 6 - Remove PPE and hand hygiene:
- Remove gloves and apron carefully; dispose into yellow bag
- Perform thorough hand hygiene with soap and water
Step 7 - Accidental exposure:
- If blood contacts skin/mucous membrane/eyes, wash immediately with copious water
- Report as occupational exposure and initiate PEP assessment if indicated
Q3. PPE: Types, Donning, Doffing, Precautions
Personal Protective Equipment (PPE) Used in Healthcare
| PPE Item | Protects | When Used |
|---|
| Gloves (non-sterile/sterile) | Hands | Contact with blood, body fluids, mucous membranes, sharps, hazardous drugs |
| Surgical mask | Mouth/nose (droplet protection) | Routine patient care; droplet precautions |
| N95/FFP2 respirator | Mouth/nose (aerosol protection; ≥95% filtration) | Airborne precautions (TB, measles, varicella, COVID-19 AGPs) |
| Gown/apron (fluid-resistant) | Clothing/arms | Procedures with splash risk; contact precautions |
| Eye protection/goggles | Eyes | Splash risk (blood, body fluids) |
| Face shield | Eyes + face | High-splash procedures (intubation, bronchoscopy) |
| Shoe covers | Shoes/feet | Surgical theatre, heavy contamination |
| Head cover/cap | Hair | Surgical theatre, compounding pharmacy |
| Full PPE/PAPR | Entire body | High-consequence pathogens (Ebola, SARS, Avian flu) |
Steps of DONNING PPE (putting on - in order)
Sequence: Gown → Mask/Respirator → Goggles/Face Shield → Gloves
- Hand hygiene (wash hands or ABHR)
- Wear gown: Pick up by neck opening; put arms through sleeves; fasten at neck and waist ties at the back
- Wear mask/respirator: Place over nose, mouth and chin; mould the metal strip to nose; secure ties/straps; fit check (N95: positive/negative pressure check - cupped hands over mask, exhale/inhale)
- Wear goggles/face shield: Place over eyes; ensure secure fit
- Wear gloves: Pull over the cuff of the gown (gloves overlap cuffs)
Steps of DOFFING PPE (removing - in order)
Sequence: Gloves → Goggles → Gown → Mask
(The "outside" of PPE is contaminated; inside is clean)
-
Remove gloves first (most contaminated item):
- Grasp outside of one glove at the wrist
- Peel off, turning inside out
- Hold removed glove in gloved hand
- Slide ungloved fingers inside the second glove; peel off inside out over the first glove
- Discard both gloves together into waste bin
-
Hand hygiene
-
Remove goggles/face shield:
- Grasp by headband/earpieces (outer edge)
- Lift away from face without touching front
- Place in designated container for reprocessing or discard
-
Hand hygiene
-
Remove gown:
- Unfasten neck and waist ties
- Pull gown off touching only inside, rolling it away from you
- Bundle and discard; avoid contact of outer surface with clothing
-
Hand hygiene
-
Remove mask last (protects airway throughout doffing):
- Surgical mask: untie bottom strings first, then top strings; hold by strings only
- N95: remove bottom strap first, then top strap; hold straps
- Do NOT touch front of mask
-
Final hand hygiene
Precautions During Doffing
- Never touch the front/outer surface of any PPE during removal (it is contaminated)
- Perform hand hygiene between each step of doffing
- Doff in a designated doffing area (outside the patient room/anteroom)
- Doff slowly and carefully - no rushing
- Have a buddy/trained observer watching and guiding the doffing process, especially for high-risk PPE (Ebola, COVID AGPs)
- Never reuse single-use PPE
- Dispose of all used PPE immediately into correct waste containers
- Goggles/face shields (if reusable) go into designated container for cleaning and disinfection
- If skin or mucous membrane is contaminated during doffing, follow occupational exposure protocol immediately
Q4. Contact-Transmitted Agents and Infection Control
Agents Transmitted by Contact
Direct and indirect contact:
| Category | Organism |
|---|
| MRSA | Staphylococcus aureus (methicillin-resistant) |
| VRE | Enterococcus faecalis/faecium (vancomycin-resistant) |
| ESBL/CRE | Klebsiella pneumoniae, E. coli, Enterobacter |
| C. diff | Clostridioides difficile (spores - survive on surfaces) |
| Scabies | Sarcoptes scabiei |
| Impetigo/wound infection | Staphylococcus aureus, Streptococcus pyogenes |
| RSV, rotavirus | Viral - mainly via contaminated hands and surfaces |
| Herpes simplex | Direct skin contact |
| Multi-drug resistant Acinetobacter | Environmental contamination, hands |
| Lice (pediculosis) | Direct head/body contact |
Infection Control Measures for Contact Precautions
In addition to standard precautions:
-
Patient Placement:
- Isolate in a single room (preferred) with the door closed
- If single room unavailable, cohort patients with the same organism
- Clearly display "Contact Precautions" signage outside the room
-
PPE:
- Wear gloves upon entering the room (even before touching patient or environment)
- Wear gown upon entering the room if direct patient contact anticipated
- Remove gown and gloves before leaving the room
- Perform hand hygiene immediately after removing PPE
-
Hand Hygiene:
- For C. difficile and B. anthracis: soap and water (alcohol ABHR does NOT kill spores)
- For MRSA/VRE/ESBL: ABHR is acceptable
-
Equipment:
- Dedicate single-patient equipment (stethoscope, BP cuff, thermometer, tourniquet) to each isolated patient
- If shared, clean and disinfect thoroughly before use on another patient
-
Patient Transport:
- Limit transport to essential procedures only
- Inform receiving department/staff of contact precautions
- Patient should wear clean gown; any wounds should be covered
-
Environmental Cleaning:
- Enhanced cleaning of the room - twice daily using appropriate disinfectant
- For C. difficile: use sodium hypochlorite (bleach) 1,000-5,000 ppm (not quaternary ammonium - ineffective against spores)
- Terminal cleaning (thorough deep clean) after patient discharge using sporicidal agents for C. diff
-
Duration of precautions:
- MRSA/VRE: until 3 consecutive negative cultures from relevant sites
- C. difficile: until 48 hours after diarrhea resolves (some guidelines recommend until discharge)
-
Visitor restrictions:
- Educate visitors; instruct on hand hygiene and PPE use before entering room
Q5. Droplet-Transmitted Agents and Infection Control
Agents Transmitted by Droplets (>5 μm)
| Organism | Disease |
|---|
| Neisseria meningitidis | Meningococcal meningitis |
| Streptococcus pyogenes | Strep pharyngitis, scarlet fever |
| Bordetella pertussis | Whooping cough |
| Haemophilus influenzae | Epiglottitis, meningitis |
| Influenza A and B | Influenza |
| Respiratory Syncytial Virus (RSV) | Bronchiolitis, pneumonia |
| Mumps virus | Mumps |
| Rubella virus | Rubella |
| Adenovirus | Pharyngoconjunctival fever |
| SARS-CoV-2 (large droplets) | COVID-19 |
| Rhinovirus | Common cold |
Infection Control for Droplet Precautions
In addition to standard precautions:
-
Patient Placement:
- Place in single room (door may remain open)
- If no single room: maintain spatial separation of at least 1 metre from other patients; draw curtains
- Display "Droplet Precautions" sign
-
PPE:
- Wear a surgical/procedure mask (NOT necessarily N95) when working within 1 metre of the patient
- Eye protection (goggles/face shield) if risk of droplet splash to eyes
-
Patient Transport:
- Limit movement; if patient must be transported, have patient wear surgical mask
-
Hand Hygiene: After every patient contact
-
Cough hygiene: Patient should be educated on respiratory etiquette - cover mouth, use tissues, dispose properly
-
Duration: Maintain for the duration of illness (until patient no longer symptomatic/infectious based on pathogen)
-
No special air handling required (unlike airborne precautions)
Q6. Aerosol-Transmitted Agents and TB Infection Control
Agents Transmitted by Aerosols (Airborne - ≤5 μm droplet nuclei)
| Organism | Disease |
|---|
| Mycobacterium tuberculosis | Tuberculosis (most important) |
| Measles virus (Rubeola) | Measles |
| Varicella-Zoster virus | Chickenpox, disseminated Herpes Zoster |
| Aspergillus spp. | Pulmonary aspergillosis (immunocompromised) |
| SARS-CoV-2 (in aerosol-generating procedures) | COVID-19 |
| Histoplasma capsulatum | Histoplasmosis |
| Coccidioides immitis | Coccidioidomycosis |
| Smallpox virus | Smallpox |
Infection Control for a TB Patient
Airborne Infection Isolation (AII) / Respiratory Precautions:
1. Patient Placement (most critical):
- Admit to a Negative Pressure Room (Airborne Infection Isolation Room - AIIR):
- Negative pressure relative to corridor (air flows from corridor INTO the room, not out)
- Minimum 12 air changes per hour (ACH) - newer facilities; minimum 6 ACH in older facilities
- Air exhausted directly outside or through HEPA filtration before recirculation
- Keep door closed at all times
- If no AIIR available: place in closed room away from immunocompromised patients; use portable HEPA unit
2. PPE for Healthcare Workers:
- N95 respirator (or equivalent - FFP2) must be worn by ALL staff entering the room
- N95 must be fit-tested before use (qualitative or quantitative fit test)
- Regular surgical masks do NOT protect against airborne TB particles
- Gown and gloves for direct patient care
3. Patient Measures:
- Patient should wear a surgical mask (not N95) when being transported outside the room or when HCW is present
- Patient should perform respiratory hygiene (cover cough with tissue, dispose properly)
- Limit transport outside AIIR to essential procedures
4. Duration of Isolation:
- Maintain until:
- Patient is on effective anti-TB therapy
- Has shown clinical improvement, AND
- Has 3 consecutive negative sputum smears for AFB (collected 8-24 hours apart, including one early morning sample)
5. HCW Health Monitoring:
- All staff in contact with TB patients should be TST/IGRA tested annually
- Newly positive test in HCW working in TB ward = occupational exposure, investigate and treat as appropriate
- BCG vaccination (in countries with routine BCG programs)
6. Environmental Controls:
- HEPA filters in AIIR
- UV germicidal irradiation (UVGI) in upper-room air supplementation
- No recycling of unfiltered air from isolation rooms
7. Visitor Policy:
- Restrict visitors; those who must enter wear N95 mask
- Educate on hand hygiene and respiratory precautions
Q7. Hospital Infection Control Committee (HICC)
Constitution of HICC
The HICC is a multidisciplinary committee responsible for overseeing all infection prevention and control activities within the hospital.
Mandatory Members:
| Member | Role |
|---|
| Medical Superintendent / CMO | Chairperson; administrative authority |
| Microbiologist/Infectious Disease Specialist | Secretary / Technical Lead; HAI surveillance, lab support |
| Infection Control Nurse (ICN) | Day-to-day implementation, audits, education |
| Infection Control Officer (ICO) | Clinical lead for IPC |
| Surgeon | SSI prevention, sterile technique |
| Physician/Intensivist | VAP, CAUTI, CLABSI prevention |
| Anaesthesiologist | OT infection control |
| Nursing Superintendent/Head of Nursing | Nursing policy and education |
| CSSD In-charge | Sterilization quality assurance |
| Hospital Administrator/Quality Manager | Resources, accreditation compliance |
| Pharmacist | Antimicrobial stewardship |
| Housekeeping/Sanitation Supervisor | Environmental cleaning |
| Representatives from Surgery, Medicine, Paediatrics, OB-GYN | Department-specific issues |
Optional/Co-opted:
- Biomedical waste management officer
- Occupational health physician
- Laundry supervisor
Functions of HICC
1. Policy and Protocol Development:
- Formulate, review and update hospital IPC policies, SOPs, and guidelines
- Develop isolation policies (standard, contact, droplet, airborne precautions)
- Develop policies for device management (catheter care bundles, VAP bundles)
2. HAI Surveillance:
- Establish active ongoing surveillance of all HAI types (CAUTI, VAP, CLABSI, SSI, CDI)
- Calculate and monitor HAI rates (per 1000 device days)
- Identify trends, clusters, outbreaks; investigate and intervene
3. Outbreak Management:
- Detect, investigate, and control outbreaks of nosocomial infection
- Implement case-finding, source identification, control measures
- Communicate with health authorities if needed
4. Antimicrobial Stewardship:
- Monitor antibiotic use and resistance patterns
- Develop formulary restrictions and prescribing guidelines
- Review local antibiogram data
5. Education and Training:
- Regular training for all HCWs (hand hygiene, PPE, waste management, needlestick prevention)
- Orientation of new staff to IPC protocols
- Conduct hand hygiene compliance audits and improvement programs
6. Environmental Surveillance:
- Microbiological monitoring of OT air, water quality, surfaces
- Oversee CSSD quality control and sterilization monitoring
7. Occupational Health:
- Management of needlestick injuries and occupational exposures
- PEP protocols; HCW vaccination programs (HBV, influenza)
- Annual tuberculin skin testing for TB ward staff
8. Biomedical Waste Management:
- Oversee compliance with BMW management rules
- Audit colour-coding, segregation, transport, and disposal
9. Reporting and Audit:
- Prepare and present periodic reports to hospital administration and quality committee
- Participate in NABH/JCI accreditation processes
- Benchmark HAI rates against national/international standards
10. Regulatory Compliance:
- Ensure compliance with national guidelines (MoHFW, ICMR, CDC, WHO)
- Interface with accreditation bodies
Q8. CRBSI - Risk Factors, Pathogenesis, Lab Diagnosis, Treatment
Definition
Catheter-Related Bloodstream Infection (CRBSI) is a bacteremia/fungemia originating from an intravascular catheter, defined as: same organism isolated from both the catheter tip (or hub) and peripheral blood culture, with clinical signs of bacteremia (fever, chills, hypotension) and no other identifiable source of infection.
Also called Central Line-Associated Bloodstream Infection (CLABSI) in surveillance context.
Risk Factors
Catheter-related:
- Type of catheter: CVC > peripheral IV (femoral > internal jugular > subclavian, in decreasing risk order)
- Duration of catheterization (risk increases with time)
- Multi-lumen catheters (more ports = more entry points)
- Catheter material (polyvinyl chloride > polyurethane - biofilm adherence)
- Emergency insertion (non-sterile conditions)
- Catheter in femoral vein (highest infection risk due to proximity to groin flora)
Patient-related:
- Extremes of age (neonates, elderly)
- Immunosuppression
- Total parenteral nutrition (TPN) through the catheter
- Burns, trauma
- ICU stay
- Skin colonization with MRSA or CoNS
Procedure-related:
- Non-sterile insertion technique (failure of "maximal sterile barrier precautions")
- Frequent catheter manipulation and connections
- Use of needleless connectors if not properly disinfected
Pathogenesis
Three main routes:
-
Extraluminal (skin-to-hub migration) - most common for short-term catheters (<2 weeks):
- Skin organisms at insertion site (skin flora: CoNS, S. aureus) migrate along the external surface of catheter into the bloodstream
-
Intraluminal (hub contamination) - most common for long-term catheters (>2 weeks):
- Contamination of catheter hub/connections during manipulation
- Organisms (hands of HCW) colonize hub, migrate intraluminally
-
Hematogenous seeding:
- Catheter tip colonized by bacteria from a remote site of infection (e.g., gut translocation)
-
Infusate contamination:
- Rare; contaminated IV fluid, blood products, or TPN
Biofilm formation is central to pathogenesis:
- Organisms adhere to catheter surface; produce glycocalyx (biofilm)
- Biofilm is resistant to antibiotics and host immune response
- Bacteria detach from biofilm → bacteremia
Common Organisms:
- Coagulase-negative Staphylococci (CoNS) - most common (especially S. epidermidis)
- Staphylococcus aureus (including MRSA) - most virulent; metastatic complications
- Enterococcus spp.
- Gram-negative rods (Klebsiella, E. coli, Pseudomonas, Acinetobacter)
- Candida spp. (especially in TPN patients, immunocompromised)
Lab Diagnosis
1. Blood Cultures (gold standard - paired cultures):
- Draw two sets of blood cultures before starting antibiotics:
- One set from each lumen of the central catheter (through catheter hub)
- One set from a peripheral vein (separate venipuncture)
- Differential Time to Positivity (DTP): If catheter blood culture turns positive ≥2 hours earlier than peripheral culture, it is highly suggestive of CRBSI (sensitivity ~90%, specificity ~85%)
2. Catheter Tip Culture:
- Remove catheter; cut the distal 5 cm of catheter tip using sterile scissors
- Roll over blood agar plate (Maki's roll plate technique) - ≥15 CFU = significant colonization
- Quantitative sonication method may also be used
3. Hub/Connection Cultures: Swab the hub; culture
4. Additional Tests:
- CBC: leukocytosis or neutropenia
- Serum procalcitonin (elevated in bacteremia)
- Echocardiogram if S. aureus bacteremia (rule out endocarditis)
- Ophthalmology review if Candida CRBSI (candidal endophthalmitis)
Treatment
1. Remove the catheter (strongly recommended for most CRBSI):
- Mandatory for: S. aureus, Candida, gram-negative bacteremia, tunnel/port-site infection, septic thrombosis
2. Empirical Antibiotics:
| Scenario | Treatment |
|---|
| Gram +ve (MRSA suspected) | Vancomycin IV (15-20 mg/kg Q8-12h, adjust by TDM) |
| Gram +ve (MRSA low risk) | Oxacillin/flucloxacillin (if MSSA) |
| Gram -ve suspected / ICU | Piperacillin-tazobactam or Meropenem |
| Candida CRBSI | Micafungin or Caspofungin (echinocandin first-line) |
3. Duration of therapy:
- Uncomplicated CoNS CRBSI (catheter removed): 5-7 days
- S. aureus CRBSI: minimum 14 days IV (longer if endocarditis/metastatic foci)
- Candida CRBSI: 14 days after first negative blood culture
4. Prevention (CLABSI Prevention Bundle - "Central Line Bundle"):
- Hand hygiene before insertion
- Maximum sterile barrier precautions during insertion (cap, mask, sterile gown, sterile gloves, large sterile drape)
- Chlorhexidine skin antisepsis (2% CHG in alcohol) at insertion site
- Optimal catheter site selection (subclavian preferred over femoral)
- Daily review of catheter necessity and prompt removal when no longer needed
- Chlorhexidine-impregnated dressings
- Disinfect catheter hubs with 70% alcohol or CHG before each access ("scrub the hub" for 15 seconds)
Q9. SSI - Risk Factors, Pathogenesis, Lab Diagnosis, Treatment
Definition
Surgical Site Infection (SSI) is an infection occurring within 30 days of an operative procedure (or within 90 days/1 year if an implant was placed) involving the skin, subcutaneous tissue, deeper soft tissue, or organs/spaces opened or manipulated during the surgery.
Classification (CDC/NHSN):
- Superficial incisional SSI: Involves skin and subcutaneous tissue only
- Deep incisional SSI: Involves deep soft tissue (fascia, muscle layers)
- Organ/space SSI: Involves any anatomy opened/manipulated during surgery (peritoneal cavity, joint space, pleural cavity)
(Bailey & Love's Short Practice of Surgery, 28th Ed)
Risk Factors
Patient-related (pre-operative):
- Age extremes; obesity (BMI >30)
- Diabetes mellitus (hyperglycemia impairs neutrophil function)
- Malnutrition (low serum albumin <3.5 g/dL)
- Immunosuppression (steroids, chemotherapy, HIV)
- Pre-existing remote infection (URTI, UTI, skin infection) at time of surgery
- Pre-operative hospitalization >3 days (colonization with hospital flora)
- MRSA nasal colonization
- Smoking (impairs wound healing and oxygenation)
- Chronic renal failure, liver disease
Surgery-related (intra-operative):
- Wound class (clean → clean-contaminated → contaminated → dirty - increasing SSI risk)
- Duration of surgery (>75th percentile for procedure type)
- Emergency surgery
- Inadequate skin preparation
- Inadequate antibiotic prophylaxis (wrong timing, wrong drug, not given)
- Surgical technique: inadequate hemostasis, excessive tissue trauma, dead space, use of drains
- Contamination of operative field
Post-operative:
- Hyperglycemia (glucose >200 mg/dL in first 48 hours)
- Hypothermia during surgery
- Wound hematoma/seroma (culture medium for bacteria)
- Prolonged use of drain
- Inadequate wound care
Pathogenesis
Steps:
-
Microbial contamination of the surgical wound:
- Sources: Patient's endogenous flora (skin, gut, respiratory tract - depending on procedure), OR exogenous (surgical team, instruments, environment)
-
Inoculum exceeds host defense:
- Normally, a wound can handle small inocula of bacteria; SSI occurs when:
- Bacterial load is high (heavily contaminated wound)
- Host defenses are compromised (immunosuppression, poor blood supply, dead space, foreign material)
-
Bacterial multiplication in the wound:
- Within 3-5 days post-op, bacteria multiply; local tissue invasion begins
- Production of toxins, enzymes (collagenase, hyaluronidase) that break down tissue
- Biofilm formation on implants/sutures
-
Inflammatory response:
- Neutrophil influx → pus formation (abscess)
- Or spreading cellulitis (diffuse inflammation)
- Or deep plane involvement (fasciitis, myonecrosis)
-
Systemic consequences:
- Bacteremia → sepsis → organ dysfunction (if untreated)
Common Organisms (varies by procedure):
- Gram +ve: S. aureus (MRSA), CoNS (implant surgery), Streptococcus spp.
- Gram -ve: E. coli, Klebsiella, Pseudomonas (abdominal, urological surgery)
- Anaerobes: Bacteroides fragilis, Clostridium spp. (colorectal, biliary surgery)
- Fungi: Candida spp. (abdominal/GI surgery, immunocompromised)
Lab Diagnosis
-
Wound swab culture: Swab of purulent discharge/wound exudate; Gram stain and culture
- Gram stain: Rapid guide to organism type; report PMNs, organism morphology
- Culture and sensitivity: Aerobic + anaerobic; 48-72 hours for final result
-
Tissue biopsy: Superior to swab for deep SSI; quantitative culture (>10⁵ CFU/g = significant)
-
Blood cultures: For systemic SSI with fever/sepsis (2 sets from peripheral veins)
-
Imaging:
- Ultrasound: Detect fluid collections, abscesses (guide aspiration)
- CT scan: Deep/organ space SSI (peritoneal abscess, mediastinitis, osteomyelitis)
-
CBC, CRP, procalcitonin: Elevated; assess severity; monitor treatment response
Treatment
1. Wound Management:
- Open and drain superficial SSI; wound packing with saline-moistened gauze
- For deep/organ-space SSI: surgical debridement, drainage, washout
- Negative pressure wound therapy (VAC therapy) for large wounds
2. Antibiotic Therapy (based on organism and depth):
| SSI Type | Regimen |
|---|
| Superficial (gram-positive flora, community-onset) | Cloxacillin/dicloxacillin; if MRSA: TMP-SMX or doxycycline (oral) |
| Moderate (cellulitis, deep) | IV cloxacillin or co-amoxiclav |
| MRSA SSI | Vancomycin IV or linezolid |
| Abdominal SSI (gram-negative + anaerobes) | Ceftriaxone + metronidazole; or piperacillin-tazobactam |
| Necrotizing fasciitis | Urgent surgical debridement + broad-spectrum IV antibiotics (meropenem + vancomycin + clindamycin) |
3. SSI Prevention:
- Antibiotic prophylaxis: single pre-operative dose 30-60 min before incision; stop within 24 hours
- Pre-op shower with CHG (2% chlorhexidine)
- Decolonize MRSA carriers pre-operatively (nasal mupirocin + CHG baths)
- Maintain normothermia and euglycemia intraoperatively
- Optimal tissue handling; minimize dead space
- Appropriate wound closure technique
Q10. Care Bundle Approach for Device-Associated Infections
Definition of Care Bundle
A care bundle is a set of 3-5 evidence-based interventions that, when performed consistently together (all or none approach), reduce the incidence of a device-associated infection more effectively than any single intervention alone. All elements are essential - partial compliance significantly reduces effectiveness.
1. CAUTI Prevention Bundle (5-element bundle)
| Element | Action |
|---|
| 1 | Insert only when necessary - avoid unnecessary catheterization; use alternatives (condom catheter, pads, scheduled toileting) |
| 2 | Use aseptic technique for insertion; sterile equipment; smallest appropriate catheter size |
| 3 | Maintain closed drainage system - do not disconnect; do not use drainage bag >3 days |
| 4 | Maintain proper position - drainage bag always BELOW bladder; no kinking |
| 5 | Daily review and early removal - remove catheter as soon as clinically possible ("catheter-associated UTI is a catheter reminder failure") |
2. CLABSI Prevention Bundle (Central Line Bundle)
| Element | Action |
|---|
| 1 | Hand hygiene before insertion and line manipulation |
| 2 | Maximal barrier precautions - cap, mask, sterile gown, gloves, large sterile drape |
| 3 | Chlorhexidine 2% (in alcohol) skin antisepsis at insertion site; allow to dry |
| 4 | Optimal site selection - subclavian preferred; avoid femoral |
| 5 | Daily review and remove when no longer needed |
3. VAP Prevention Bundle
| Element | Action |
|---|
| 1 | Elevate head of bed 30-45° (semi-recumbent position) |
| 2 | Daily spontaneous awakening trials (stop sedation) + spontaneous breathing trials |
| 3 | Oral decontamination with chlorhexidine (0.12-0.2%) twice daily |
| 4 | Subglottic secretion drainage using ET tubes with subglottic suction port |
| 5 | Stress ulcer prophylaxis (proton pump inhibitors selectively - avoid indiscriminate use) |
| 6 | DVT prophylaxis (reduces immobility complications) |
4. SSI Prevention Bundle (Peri-operative)
| Element | Action |
|---|
| 1 | Appropriate antibiotic prophylaxis (right drug, dose, timing, duration) |
| 2 | Pre-op skin preparation (CHG/alcohol antisepsis) |
| 3 | Maintain normothermia (active warming intraoperatively) |
| 4 | Control blood glucose (glucose <180 mg/dL intra/postoperatively) |
| 5 | Optimal surgical technique (minimize tissue trauma, hemostasis) |
Key Principle of Bundle Compliance
- Bundles are monitored as "all-or-none" compliance (full compliance vs. any element missed)
- Regular audits of compliance; feedback to teams
- Zero tolerance for missed elements in high-risk patients
- Bundle compliance consistently reduces device-associated HAI rates by 50-70% in ICUs
Q11. Objectives and Methods of HAI Surveillance
Objectives of HAI Surveillance
- Establish baseline HAI rates for the facility (incidence density per 1000 patient-days or device-days)
- Detect trends and changes in HAI rates over time
- Identify outbreaks and clusters early for rapid investigation and control
- Evaluate effectiveness of infection control interventions and care bundles
- Identify risk factors for HAIs specific to the institution
- Benchmark against other facilities and national/international standards (NHSN, CDC data)
- Support antimicrobial stewardship - identify resistance patterns, MDROs
- Provide data for accreditation (NABH, JCI)
- Educate and motivate HCW through regular performance feedback
Methods of HAI Surveillance
A. Hospital-wide Surveillance:
- Monitors all HAI types in all wards
- Most comprehensive but resource-intensive
- Useful for smaller hospitals
B. Targeted/Priority Surveillance:
- Focus on high-risk areas (ICU) and high-risk infection types (CLABSI, VAP, CAUTI)
- Most cost-effective method
- CDC-NHSN protocol: ICU-specific device-associated infection surveillance
C. Active vs. Passive Surveillance:
- Active (prospective): Infection control team proactively identifies cases through daily rounds, lab review, chart review - most sensitive and recommended
- Passive (retrospective): Reporting by clinicians/wards; tends to underestimate due to under-reporting
D. Laboratory-based Surveillance:
- Microbiologist reviews all culture reports daily
- Flags significant organisms (MRSA, ESBL, C. diff, fungemia)
- Detects clusters and outbreaks
E. Outcome Surveillance: Measures HAI rates (e.g., CLABSI per 1000 CVC-days)
F. Process Surveillance: Measures compliance with evidence-based practices (bundle compliance, hand hygiene compliance rates)
Key Surveillance Metrics:
- Infection Rate = (Number of HAIs / Total patient-days) × 1000
- Device Utilization Ratio = Device-days / Patient-days
- Device-associated Infection Rate = HAIs per 1000 device-days (used for CAUTI, VAP, CLABSI)
- SIR (Standardized Infection Ratio) = Observed infections / Predicted infections (used for benchmarking)
Q12. Plasma Sterilization - Principle and Uses
Principle of Plasma Sterilization
Gas Plasma Sterilization (Hydrogen Peroxide Plasma) uses vaporized hydrogen peroxide (H₂O₂) converted into a plasma state (the fourth state of matter - ionized gas with free radicals) to achieve sterilization.
Steps in the process:
- Items are placed in the sterilization chamber (low-pressure sealed chamber)
- Hydrogen peroxide solution (58%) is injected and vaporized throughout the chamber
- Plasma is generated using radiofrequency (RF) energy or microwave energy, which creates an electromagnetic field that converts the H₂O₂ vapour into plasma
- Reactive species are produced: hydroxyl radicals (·OH), hydroperoxyl radicals (·OOH), superoxide anions - these have extremely high oxidizing power
- These reactive species attack microbial cell membranes, nucleic acids, and enzymes, causing rapid cell death
- At the end of the cycle, the H₂O₂ breaks down to water and oxygen - no toxic residues
Key parameters:
- Chamber temperature: 37-44°C (low-temperature process)
- Cycle time: 28-75 minutes
- H₂O₂ concentration: ~58%
(Murray's Medical Microbiology, 9th Ed, p. 327-328)
Uses
- Heat-sensitive surgical instruments: plastic/rubber components, powered instruments
- Endoscopes (rigid and some flexible)
- Fibre-optic cables, cameras, batteries
- Electronic devices (surgical navigation systems, ultrasound probes)
- Implants (as alternative to EO gas)
- Instruments with narrow lumens (some limitations with long, small-bore lumens)
Advantages:
- Low temperature - safe for heat-sensitive items
- Fast cycle time (28-75 minutes vs. 12 hours for ethylene oxide)
- No toxic residues (H₂O₂ decomposes to water + O₂)
- No aeration period needed
- Safe for environment and personnel
Limitations:
- Cannot process cellulose materials (paper, cotton, linen - absorb H₂O₂)
- Cannot process liquids or powders
- Instruments must be dry (moisture interferes with H₂O₂ vaporization)
- Not suitable for very long, narrow-bore lumens (H₂O₂ cannot penetrate adequately)
- More expensive per cycle than autoclave
Q13. Hot Air Oven (Dry Heat Sterilization)
Functioning of Hot Air Oven
The hot air oven uses dry heat to achieve sterilization. Unlike moist heat (autoclave), there is no moisture involved; heat is the only sterilizing agent.
Mechanism of killing: Oxidative damage to cellular components; protein denaturation; destruction of nucleic acids. Dry heat is less efficient than moist heat because:
- Dry heat penetrates materials slowly
- Proteins denature at higher temperatures in the absence of moisture
- Hence, higher temperature and longer exposure time are required
Temperature and Time (standard cycles):
| Temperature | Time Required |
|---|
| 160°C | 60 minutes (most common standard cycle) |
| 170°C | 30 minutes |
| 180°C | 15-20 minutes |
| 121°C (dry) | NOT sufficient - requires 320°C for spores without moisture |
Construction:
- Insulated metal cabinet with electrically heated coils (nichrome wire)
- Fan (in forced-air/convection type) for even heat distribution
- Bimetallic thermostat controls temperature
- Timer for preset cycle duration
- Temperature monitoring with thermometer/thermocouple
- Perforated trays for items
Two types:
- Gravity convection oven: Natural convection; slower heat equilibration; less uniform
- Forced-air/mechanical convection oven: Fan circulates hot air; faster, more uniform temperature - preferred
Uses of Hot Air Oven
- Glassware (Petri dishes, test tubes, pipettes, flasks, syringes) - items that cannot be autoclaved due to moisture
- Oils, petroleum jelly (Vaseline), paraffin wax - cannot be autoclaved
- Powders (zinc oxide, talcum powder, boric acid) - moisture would cause clumping
- Metal surgical instruments (scissors, forceps) - where stainless steel is unaffected by high temperatures
- Sharp instruments (dry heat does not dull cutting edges as moisture does)
Advantages
- Penetrates oils, waxes, powders (which steam cannot)
- No corrosion of metals (no moisture)
- Does not blunt sharp edges (unlike autoclaving)
- Simple, cheap, no special plumbing required
- Non-toxic process
- Suitable for anhydrous materials
Disadvantages
- Cannot sterilize rubber, plastic, or heat-sensitive materials (temperatures >160°C would melt or deform these)
- Slow - requires long exposure times
- Poor penetration through wrapped packages or bulky loads
- Not suitable for liquids (solutions would evaporate)
- Uneven temperature distribution unless forced-air type is used
- Not suitable for fabrics, dressings (may char/burn at high temperatures)
- Monitoring is less reliable - no simple biological indicator equivalent to autoclave's Geobacillus stearothermophilus; uses Bacillus atrophaeus (ATCC 9372) as biological indicator
Q14. Spaulding's Classification of Medical Devices
Spaulding's Classification
Dr. Earle H. Spaulding (1968) proposed a rational classification of medical instruments and equipment based on the risk of infection associated with their use and the level of microbial killing required.
Three Categories:
1. CRITICAL ITEMS
- Definition: Items that enter sterile body tissues, the vascular system, or through which sterile body fluids flow
- Risk: High - direct contact with normally sterile areas; any microbial contamination (including spores) can cause serious infection
- Required Level: STERILIZATION (complete destruction of ALL microorganisms)
- Methods: Autoclaving (preferred), dry heat, EO gas, H₂O₂ plasma, glutaraldehyde (10 hours)
Examples:
- Surgical instruments (scalpels, scissors, forceps, retractors)
- Vascular catheters, needles
- Implants (prosthetic joints, cardiac valves, meshes)
- Urinary catheters (new/single-use)
- Cardiac and urological surgical devices
- Implantable drug delivery systems
- Biopsy forceps, cytoscopes (entering bladder through urethra - sterile tissue contact)
2. SEMI-CRITICAL ITEMS
- Definition: Items that come into contact with mucous membranes or non-intact skin
- Risk: Moderate - mucous membranes resist many common infections but are susceptible to some organisms
- Required Level: HIGH-LEVEL DISINFECTION (kills vegetative bacteria, fungi, mycobacteria, viruses; does NOT kill all spores)
- Methods: Glutaraldehyde 2% (20-45 min), H₂O₂ 6-7.5%, peracetic acid, automated endoscope reprocessors; thermal disinfection (pasteurization at 70°C for 30 min)
Examples:
- Flexible endoscopes (gastroscope, colonoscope, bronchoscope)
- Laryngoscope blades
- Endotracheal tubes
- Respiratory therapy equipment (nebulizers, spirometer mouthpieces)
- Anaesthetic masks, breathing circuits
- Vaginal specula
- Anorectal manometry probes
- Tonometer tips (ophthalmology)
- Nasogastric tubes
3. NON-CRITICAL ITEMS
- Definition: Items that contact only intact skin (not mucous membranes or sterile tissues)
- Risk: Low - intact skin is an effective barrier to most organisms
- Required Level: INTERMEDIATE or LOW-LEVEL DISINFECTION (kills most vegetative bacteria, some viruses; may not kill Mycobacterium or spores)
- Methods: 70% alcohol, iodophor, phenolics, quaternary ammonium compounds, sodium hypochlorite
Examples:
- Stethoscopes, blood pressure cuffs, thermometers (contact skin)
- Bedpans, urinals (if thoroughly cleaned)
- Crutches, splints, bed rails, call bells
- Hospital furniture surfaces, floors, walls
- ECG electrodes, pulse oximetry probes
- Wheelchairs, stretchers
Summary Table
| Category | Contact Site | Required Level | Examples |
|---|
| Critical | Sterile tissues, vasculature | Sterilization | Surgical instruments, implants, catheters |
| Semi-critical | Mucous membranes, non-intact skin | High-level disinfection | Endoscopes, laryngoscopes, ET tubes |
| Non-critical | Intact skin | Low-intermediate disinfection | Stethoscopes, BP cuffs, furniture |
Q15. Central Sterile Supply Department (CSSD)
Definition
The Central Sterile Supply Department (CSSD) is a specialised hospital department responsible for the decontamination, cleaning, inspection, packaging, sterilization, storage, and distribution of reusable medical instruments and equipment to all clinical areas of the hospital.
Objectives
- Provide sterile instruments and equipment to all departments safely and efficiently
- Centralise sterilization to ensure standardised quality control
- Prevent cross-infection through systematic reprocessing of instruments
- Reduce instrument damage by proper cleaning and handling
- Maintain inventory and tracking of instruments
Physical Layout (Unidirectional Traffic Flow - "Dirty to Clean")
The CSSD must have a strict one-way workflow from dirty to clean to sterile to prevent contamination:
DECONTAMINATION → CLEANING → INSPECTION/PACKAGING → STERILIZATION → STORAGE → DISTRIBUTION
(dirty zone) (wash) (assembly zone) (sterile zone) (sterile) (dispatch)
Zones:
-
Receiving/Decontamination Zone (Dirty Zone):
- Receives soiled instruments from wards/OT
- Initial sorting, disassembly
- Manual cleaning (enzymatic detergent soak, brushing), washer-disinfectors (automated)
- Staff wear heavy-duty gloves, aprons, eye protection
-
Cleaning and Inspection Zone (Clean Zone):
- Inspection of cleaned instruments (magnification loops)
- Integrity check (no cracks, proper articulation of hinges)
- Function testing
-
Assembly/Packing Zone:
- Assembly of instrument sets/trays
- Wrapping in double-layer crepe paper, non-woven fabric, or rigid containers
- Placement of chemical indicators (CI) in each pack
- Labelling with date, contents, expiry
-
Sterilization Zone:
- Sterilizers: autoclave, EO gas sterilizer, H₂O₂ plasma sterilizer
- Loading in standardized patterns
-
Sterile Storage Zone:
- Temperature 18-22°C; humidity 35-70%
- Items stored off the floor, away from walls, sinks
- First In First Out (FIFO) system
- Shelf life: depends on packaging (e.g., double-wrapped items: 6 months)
-
Distribution:
- Dispatch to wards/OT in covered clean trolleys
- Return of unsterile or outdated items tracked
Quality Control in CSSD
- Mechanical/Physical indicators: Temperature, pressure, time printouts from sterilizer
- Chemical indicators (CI - Class 1-6):
- Class 1: Process indicators (change colour to indicate item was processed)
- Class 6: Emulating indicators (most specific - confirm all parameters met)
- Biological indicators (BI): Geobacillus stearothermophilus spores for autoclave; Bacillus atrophaeus for EO; run weekly
- Bowie-Dick test: Daily air removal test for pre-vacuum autoclaves - validates steam penetration
- Traceability system: Barcode/RFID tracking of each instrument set to patient
Q16. Indicators for Sterilization Efficacy and Tests for Chemical Disinfectants
Sterilization Efficacy Indicators
1. Physical/Mechanical Indicators:
- Printouts of sterilization cycle parameters (temperature, pressure, time, humidity) from sterilizer's own sensors
- Provide real-time data; checked by operator after each cycle
- Limitations: Do not confirm product was sterilized if placed incorrectly
2. Chemical Indicators (CIs) - ISO 11140 Classification:
| Class | Type | Example | Function |
|---|
| Class 1 | Process indicators | Autoclave tape (diagonal stripes appear) | Indicates item was processed; placed on outside of pack |
| Class 2 | Specific test indicators | Bowie-Dick test sheet | Tests air removal in pre-vacuum autoclaves |
| Class 3 | Single-variable indicators | Temperature-sensitive strips | Responds to one critical parameter (e.g., temperature) |
| Class 4 | Multi-variable indicators | Thermokon strips | Responds to 2 or more critical parameters |
| Class 5 | Integrating indicators | 3M Comply indicator | Responds to ALL critical parameters; placed inside pack near load centre |
| Class 6 | Emulating indicators | Most specific; correlates to all sterilization parameters for the specific cycle | |
3. Biological Indicators (BIs) - Gold Standard:
| Sterilizer | Organism Used | Form |
|---|
| Autoclave (steam) | Geobacillus stearothermophilus (ATCC 7953) | Spore strips or self-contained vials |
| Dry heat (hot air oven) | Bacillus atrophaeus (formerly B. subtilis ATCC 9372) | Spore strips |
| Ethylene oxide | Bacillus atrophaeus | Spore strips |
| H₂O₂ plasma | Geobacillus stearothermophilus | Self-contained ampoule |
| Formaldehyde | Geobacillus stearothermophilus | Spore strips |
- Run frequency: At least weekly for routinely used sterilizers; with each load for implants
- Interpretation: BI placed in most challenging location of sterilizer; after cycle, incubate - no growth = sterilization achieved; growth = sterilization failure (recall affected loads)
4. Bowie-Dick Test (specific for pre-vacuum/porous-load autoclaves):
- Run daily (first thing in the morning) before processing any loads
- Tests the air removal system of the vacuum phase
- A standard test pack with chemical indicator sheet is placed in the autoclave
- After cycle: even colour change = adequate air removal and steam penetration; uneven change = air pockets = failed air removal → do not use sterilizer; investigate
Tests for Efficacy of Chemical Disinfectants
1. Phenol Coefficient Test (Rideal-Walker Test):
- Compares germicidal activity of a test disinfectant to phenol (reference standard) against Salmonella typhi and S. aureus
- Phenol Coefficient (PC) = MIC of phenol / MIC of test compound
- PC >1 = more effective than phenol; PC <1 = less effective
- Limitation: does not test in presence of organic matter
2. Chick-Martin Test:
- Modification of Rideal-Walker; performed in the presence of added yeast (simulates organic matter/dirty conditions)
- More realistic test
3. Use-Dilution Test (AOAC Test):
- Standard gold test for disinfectants in USA
- Carriers (stainless steel cylinders) contaminated with organism, dried, then immersed in test disinfectant
- After contact time, carriers are transferred to growth media - no growth = bactericidal
- Tests against S. aureus, Salmonella choleraesuis, P. aeruginosa
4. Suspension Test (Quantitative - EN standards in Europe):
- Organism suspended in test disinfectant for a defined contact time
- Count survivors; log reduction ≥5 log₁₀ = effective
5. Surface/Carrier Test:
- Tests disinfectant on contaminated surfaces
6. In-use Test:
- Samples of disinfectant taken from actual use in the hospital tested for contamination
-
5 colonies per sample = disinfectant contaminated/inactivated = replace
7. Time-kill Studies:
- Kinetics of killing: measure bacterial counts at multiple time points after contact with disinfectant
Q17. Disinfection of Operation Theatre and Membrane Filters
Disinfection of Operation Theatre (OT)
Aim: Maintain a surgical environment with <35 colony-forming units (CFU)/m³ of air and minimal environmental contamination.
A. Before Operating List (Daily Preparation):
- Damp dusting of all horizontal surfaces (OT table, instrument trolleys, light handles, anaesthetic machine, IV poles) with 1% hypochlorite or quaternary ammonium compound - all surfaces wiped with microfibre cloth soaked in disinfectant
- Floor mopping with phenolic disinfectant or hypochlorite
- Check air-handling unit (laminar airflow or AHU) is functioning; minimum 20 ACH for conventional OT; minimum 300 ACH for ultra-clean laminar airflow theatres
B. Between Cases (Terminal Cleaning):
- Remove soiled drapes, linen, instruments from OT table
- Wipe OT table and all surfaces with 70% alcohol or 1% hypochlorite
- Mop floor with disinfectant; allow drying
- Dispose of all single-use materials; send instruments to CSSD
- At least 10-15 minutes between cases for surface disinfection and air exchange
C. After Operating List (End of Day Cleaning):
- Thorough cleaning of all surfaces - OT table, walls, floor, lights, equipment
- Disinfection with 1% sodium hypochlorite or 2% glutaraldehyde for equipment
- Fumigation (if required): Formaldehyde fumigation (8 mL of 40% formalin per cubic metre, with heating to generate vapour) for 12-24 hours; then neutralised with ammonia - requires OT to be sealed; rarely done routinely due to toxicity
- Modern alternative: Hydrogen peroxide vapour (HPV) fogging - automated, effective, non-toxic, shorter turnaround
D. Weekly / Terminal Cleaning:
- Deep cleaning of walls, ceilings, overhead lights, ducts, equipment
- Microbiological sampling (settle plates, air sampling) after cleaning
E. Air Quality in OT:
- HEPA filtration (removes ≥99.97% of particles ≥0.3 μm)
- Positive pressure relative to surrounding areas (prevents entry of contaminated air)
- Laminar Airflow (LAF) for ultra-clean environments (orthopaedic joint replacement surgery): unidirectional airflow 0.3-0.5 m/s; reduces SSI from ~5% to ~0.5%
- Minimum 20 ACH for conventional OT; up to 300 ACH in ultra-clean LAF theatres
F. Fumigation vs. Modern Methods:
- Formaldehyde (formalin): most traditional; toxic, carcinogenic, long aeration time
- Hydrogen peroxide vapour (HPV/VHP): preferred modern method; automated dispensers; no toxic residue; effective against spores; 30-60 min cycle; no aeration needed
- Glutaraldehyde spray: less commonly used for surfaces
Membrane Filters
Definition: Membrane filters are thin filters (typically 0.22 μm or 0.45 μm pore size) made of cellulose acetate, cellulose nitrate, polycarbonate, or PTFE that filter bacteria and other particles by physical sieving (not heat or chemicals).
Principle:
- Pore size 0.22 μm retains all bacteria (average bacterial size 1-2 μm) and fungi
- Pore size 0.45 μm retains most bacteria (standard microbiological membrane filter)
- Viruses (20-300 nm) are NOT retained by standard membrane filters
- Sterile filtration (0.22 μm) is used for heat-sensitive solutions
Uses in Healthcare and Microbiology:
-
Sterilization of heat-sensitive solutions:
- IV drug preparations (vitamins, insulin, certain cytotoxics)
- Radiological contrast media, eye drops
- Culture media components (serum, antibiotics added to media)
-
Water testing (bacteriological quality):
- Large volume of water (100-1000 mL) filtered through 0.45 μm membrane
- Membrane placed on selective agar (MacConkey for coliforms); incubated
- Coliform count/100 mL of water (WHO standard: 0 coliforms/100 mL for drinking water)
-
Intravenous line filters:
- In-line 0.22 μm filters on IV lines to prevent particulate matter and microorganisms entering patient
-
HEPA filters (High Efficiency Particulate Air):
- Not membrane filters per se but work on similar filtration principles
- 0.3 μm filtration of air; ≥99.97% efficiency
- Used in: OT, AIIR (negative pressure rooms), CSSD, laminar airflow hoods, BSL-3/4 laboratories
-
Laboratory uses:
- Sterilize sensitive reagents
- Concentrate organisms from large volumes (water, milk testing)
Q18. Needle Stick Injury - Agents, Precautions, PEP Steps
Agents Transmitted by Needle Stick Injury (NSI)
| Pathogen | Risk of transmission after single NSI from infected source |
|---|
| Hepatitis B Virus (HBV) | 6-30% (if source is HBeAg positive); highest risk of the three |
| Hepatitis C Virus (HCV) | 1.8% (range 0-7%) |
| HIV | 0.3% (range 0.2-0.5%) |
| Others: Hepatitis D, Hepatitis G, HTLV-I/II, CMV, EBV, Treponema pallidum, Malaria | Rare |
(Harrison's Principles of Internal Medicine, 22nd Ed)
Precautions While Handling Needles
- Never recap needles with two hands (most common cause of NSI - 27% of NSIs)
- If recapping is unavoidable: use one-handed scoop technique or mechanical recapping device
- Never bend, break, or cut needles by hand
- Dispose immediately after use into puncture-proof sharps container (never overfill beyond 3/4 mark)
- Never pass needles hand-to-hand - use a kidney tray/neutral zone
- Use safety-engineered sharps devices (retractable needles, shielded syringes) wherever available
- Wear gloves during all venipuncture and IV procedures
- Maintain clear workspace; avoid clutter and distractions
- Announce to team when using sharps ("sharp on field")
- Sharps containers must be at point of use (within arm's reach) - do not carry sharps across the room
Steps of Post-Exposure Prophylaxis (PEP) - General
Step 1 - Immediate First Aid (within seconds):
- Wash the wound immediately and thoroughly with soap and running water for at least 2-3 minutes
- Gently squeeze the wound to encourage bleeding
- Do NOT suck the wound (mucous membrane contact)
- For splash to eyes/mucous membranes: flush with copious sterile saline or water for 5-10 minutes
- Apply antiseptic (povidone-iodine or 70% alcohol) after washing
Step 2 - Report the incident (within 1-2 hours):
- Report to designated occupational health/infection control officer
- Fill incident report form (date, time, circumstance, source patient details, body part involved, depth of injury)
Step 3 - Assess the risk (within 2-4 hours):
- Evaluate the injury: depth (deep laceration > superficial), visible blood on device, device type (hollow bore needle > solid needle)
- Identify and assess the source patient: obtain consent; test for HIV, HBsAg, anti-HCV (rapid tests)
- Assess HCW baseline: HIV status, HBV vaccination and anti-HBs titre, HCV status
Step 4 - Initiate PEP (within 2-72 hours for HIV PEP):
- Do not delay - start PEP as soon as possible (ideally within 2 hours)
- PEP after 72 hours is generally not effective for HIV
- Refer to specific PEP protocols below (Q19, Q20)
Step 5 - Follow-up:
- Counselling
- Repeat testing at 6 weeks, 3 months, 6 months for HIV; 3 and 6 months for HCV
- Monitoring for drug toxicity during PEP
- Psychological support
Q19. PEP for HIV
HIV PEP Protocol
Indication: All significant occupational exposures to blood/body fluids of a known or suspected HIV-positive source.
(Harrison's Principles of Internal Medicine, 22nd Ed, p. 4169)
"A delay of even 72 hours in the initiation of PEP may be the difference between preventing and not preventing infection."
Risk stratification:
| Exposure Type | Risk |
|---|
| Deep/penetrating needle-stick, hollow-bore needle from vein/artery, visible blood | Higher risk |
| Superficial scratch with solid needle, splash to intact skin | Lower risk |
| Splash to intact skin only | Very low/negligible |
Recommended PEP Regimen (USPHS 2018 / NACO Guidelines):
Preferred 3-drug regimen:
- Tenofovir Disoproxil Fumarate (TDF) 300 mg + Emtricitabine (FTC) 200 mg once daily (as fixed-dose combination: TruvadaR)
- PLUS Raltegravir (RAL) 400 mg twice daily (preferred third drug - integrase inhibitor)
Alternative third drug:
- Lopinavir/ritonavir (LPV/r) 400/100 mg twice daily, OR
- Atazanavir/ritonavir 300/100 mg once daily, OR
- Dolutegravir 50 mg once daily
Duration: 28 days (4 weeks) - FULL COURSE MANDATORY
Follow-up:
- Baseline HIV Ag/Ab test at time of exposure
- Repeat at 6 weeks, 3 months, 6 months
- Liver function, renal function (for TDF toxicity monitoring) at baseline and at 2 weeks
- Test source patient (rapid HIV test) - if source is HIV negative (not window period), PEP may be discontinued
- If source has drug-resistant HIV: seek ID specialist consultation; modify PEP accordingly
Non-occupational/sexual PEP (nPEP): Same regimen; must start within 72 hours
Q20. PEP for Hepatitis B
HBV PEP Protocol
Risk: Highest transmission risk of all bloodborne pathogens (6-30% from HBeAg-positive source)
Decision based on vaccination/immunity status of exposed HCW and HBsAg status of source:
| HCW Status | Source HBsAg+ | Source HBsAg- | Source Unknown |
|---|
| Unvaccinated | Give HBIG (Hepatitis B Immune Globulin) immediately + start HBV vaccine series | Start HBV vaccine series | Start HBV vaccine series |
| Vaccinated - adequate responder (anti-HBs ≥10 mIU/mL) | No treatment needed | No treatment | No treatment |
| Vaccinated - non-responder (anti-HBs <10 mIU/mL, 2 series given) | Give HBIG x2 doses (1 month apart); or 1 dose HBIG + revaccinate | No treatment | If source high-risk, treat as HBsAg+ |
| Response unknown (vaccinated, titer not checked) | Test HCW for anti-HBs; if <10 mIU/mL: HBIG + vaccine | Test anti-HBs; if inadequate, vaccinate | Same as above |
| Previously infected (anti-HBc+, immune) | No treatment | No treatment | No treatment |
HBIG Details:
- Dose: 0.06 mL/kg IM (usually 5 mL for adult)
- Site: Anterolateral thigh or deltoid
- Timing: As soon as possible, ideally within 24 hours of exposure; maximum 7 days for percutaneous exposure; 14 days for sexual exposure
- Mechanism: Passive immunization - provides immediate anti-HBs antibodies
HBV Vaccine:
- Start at time of HBIG (different site)
- Complete full 3-dose series (0, 1, 6 months)
- Check anti-HBs titre 1-2 months after completing series
Follow-up:
- Test for HBsAg and anti-HBs at 3 and 6 months post-exposure
- If HCW develops HBV infection: refer to hepatologist; consider antiviral therapy if chronic
Q21. Monitoring AMSP Compliance | DDD and DOT
Monitoring Compliance with AMSP
1. Process Metrics (measure how antibiotics are prescribed):
- Days of Therapy (DOT) per 1000 patient-days - primary metric for antibiotic consumption
- Defined Daily Doses (DDD) per 1000 patient-days - WHO metric for antibiotic use
- Pre-authorization compliance rate: % of restricted antibiotic orders properly approved
- Time to antibiotic de-escalation after culture results
- IV-to-oral switch rate
- Rate of antibiotic "timeouts" performed at 48-72 hours
- Duration of prophylactic antibiotic use (% discontinued within 24 hours post-surgery)
- Antibiotic prescribing appropriateness rate (via audit of indications)
2. Outcome Metrics:
- HAI rates (CDI rate per 10,000 patient-days - most sensitive AMSP outcome)
- MDR organism acquisition rates (MRSA, ESBL, CRE)
- Antibiotic-related adverse event rates
- In-hospital mortality rates for infectious diagnoses
- Length of hospital stay
3. Audit Methods:
- Regular prescription audits (random sample review by ID pharmacist/physician)
- Point prevalence surveys (PPS) - cross-sectional survey of all patients on a given day; identify what percentage are on antibiotics and for what indication
- Daily stewardship rounds in ICU
- Electronic antimicrobial management systems (EAMS) with computerized physician order entry and clinical decision support
DDD (Defined Daily Dose)
- Definition (WHO): The assumed average maintenance dose per day for a drug used for its main indication in adults.
- Set by the WHO Collaborating Centre for Drug Statistics Methodology
- Example: DDD for amoxicillin = 1 g/day; if a patient received 6 g over 3 days, this represents 6/1 = 6 DDDs
- Metric: DDD per 100 bed-days or DDD per 1000 patient-days
- Use: Comparing antibiotic use between hospitals, countries, or over time; aggregate/population-level metric
- Limitation: Does not reflect actual doses given to individual patients; less accurate for paediatric or renal-impaired patients
DOT (Days of Therapy)
- Definition: The number of calendar days a patient receives an antibiotic, regardless of dose
- Example: A patient on ciprofloxacin for 7 days = 7 DOT for ciprofloxacin (regardless of 250 mg or 750 mg dose)
- Metric: Total DOT per 1000 patient-days (or per 100 patient-days)
- Use: Preferred metric for patient-level prescribing; recommended by IDSA/SHEA over DDD for AMSP monitoring
- Advantage: More accurate; accounts for actual number of days exposed; better at capturing paediatric prescribing
DOT vs DDD:
| DDD | DOT |
|---|
| Level | Population | Patient |
| Accounts for dose? | Yes | No |
| Paediatric use? | Inaccurate | Accurate |
| Recommended by | WHO | IDSA/SHEA |
Q22. Escalation, De-escalation and Hospital Antibiogram
Escalation Approach (Broad to Broader)
Escalation means initiating a narrow-spectrum empirical antibiotic and, if the patient fails to improve or if culture results reveal a resistant organism, stepping up to a broader-spectrum agent.
When used:
- In low-risk patients (community-acquired infections, no MDR risk factors)
- In mild-moderate infections where empirical coverage may be adequate
Advantage: Minimizes unnecessary broad-spectrum use; reduces antibiotic pressure
Disadvantage: Risk of initial treatment failure in severe infections with resistant organisms; increased mortality if de-escalation delay
De-escalation Approach (Broad to Narrow)
De-escalation is the cornerstone of AMSP. It involves starting with broad-spectrum empirical antibiotics to cover potential pathogens (including MDROs) and then narrowing the spectrum once:
- Culture and sensitivity results are available
- Patient shows clinical improvement
Steps of de-escalation:
- Empirical therapy at 0-48h: Broad-spectrum IV antibiotics (e.g., meropenem + vancomycin for ICU patient with sepsis)
- Antibiotic timeout at 48-72h: Review culture results
- De-escalate based on culture:
- If MSSA: switch vancomycin to nafcillin/cloxacillin
- If ESBL-Klebsiella UTI: switch carbapenem to ceftriaxone if susceptible
- If no organism grown + patient improving: stop antibiotics
- Switch IV to oral when patient tolerating PO and clinically improving
Benefits of de-escalation:
- Reduces antibiotic resistance selection pressure
- Reduces CDI risk
- Reduces toxicity
- Reduces pharmaceutical costs
- Does NOT increase mortality or treatment failure when appropriately applied
Hospital Antibiogram
Definition: A cumulative antibiogram is a periodic summary of antimicrobial susceptibility testing results for clinically significant bacterial isolates collected from patients in a healthcare facility, usually compiled annually.
Purpose:
- Guide empirical antibiotic therapy selection (what drug is most likely to be active against local organisms)
- Track trends in antimicrobial resistance over time
- Inform institutional prescribing guidelines and drug formulary decisions
- Benchmark against regional/national data (WHONET, AMASS)
- Detect emerging resistance patterns and potential outbreaks
Components of an antibiogram:
- Lists all commonly isolated organisms (rows) and antibiotics (columns)
- Shows % susceptibility for each organism-antibiotic combination
- Based on first isolate per patient per year (eliminates duplicate isolates)
- Minimum 30 isolates per organism-antibiotic combination for reliable data (CLSI M39 guidelines)
Example extract:
| Organism | Amox | CIP | TZP | MEM | VAN |
|---|
| E. coli (n=150) | 45% | 72% | 90% | 99% | N/A |
| Klebsiella (n=80) | 30% | 65% | 85% | 98% | N/A |
| S. aureus (n=100) | - | - | - | - | 100% |
MRSA rate = % of S. aureus isolates resistant to oxacillin
ESBL rate = % of E. coli/Klebsiella isolates resistant to 3rd-generation cephalosporins
Q23. Microbial Contamination of Water | Methods of Surveillance | Eijkman Test
Classification of Microbial Contamination of Water
1. Bacteriological Contamination:
-
Indicator organisms (most important):
- Escherichia coli - definitive indicator of recent fecal contamination
- Coliforms (total coliforms): family Enterobacteriaceae including E. coli, Klebsiella, Enterobacter - general indicator
- Fecal coliforms (thermotolerant coliforms): coliforms that grow at 44-44.5°C; include E. coli and some Klebsiella spp.
- Fecal streptococci / Enterococcus spp.: indicate fecal pollution
-
Pathogenic bacteria in water:
- Vibrio cholerae (cholera)
- Salmonella typhi and paratyphi (typhoid)
- Shigella spp. (dysentery)
- Campylobacter spp.
- Legionella pneumophila (cooling towers, hot water systems)
- Pseudomonas aeruginosa (hospital water supplies)
- Cryptosporidium, Giardia (protozoa - not bacteria)
2. Viral Contamination:
- Poliovirus, Hepatitis A virus, Norovirus, Rotavirus
- Standard water treatment removes most viruses; importance in immunocompromised
3. Protozoan Contamination:
- Cryptosporidium parvum, Giardia intestinalis - resistant to chlorination
- Entamoeba histolytica, Cyclospora
WHO Standards for Drinking Water Quality:
- E. coli: 0 per 100 mL (drinking water)
- Total coliforms: 0 per 100 mL (drinking water)
Methods of Surveillance of Water Quality
1. Multiple Tube Fermentation (MTF) / Most Probable Number (MPN) Method:
- Serial dilutions of water inoculated into MacConkey broth or lactose broth
- Incubated at 37°C for 24-48h
- Presumptive test: Gas production (CO₂) = presumptive coliform
- Confirmatory test: Subculture into brilliant green bile broth at 37°C; gas = confirmed coliform
- Completed test: Subculture on EMB/MacConkey agar; metallic sheen colonies confirm E. coli
- MPN tables give estimated count of coliforms per 100 mL
2. Membrane Filtration (MF) Method:
- 100 mL of water filtered through 0.45 μm membrane
- Membrane placed on MacConkey agar (coliforms) or mFC agar (fecal coliforms) or m-Endo agar
- Incubated; fecal coliforms on mFC agar at 44.5°C (Eijkman temperature)
- Count colonies; express as CFU/100 mL
- Advantages: More sensitive, faster, handles larger volumes, easier to perform
3. Presence/Absence (P-A) Test:
- Single tube test for 100 mL of water
- Simple; used for smaller supplies/field testing
4. IDEXX Colilert (Enzyme Substrate Method):
- Rapid modern method; uses ONPG (for total coliforms) and MUG (for E. coli)
- Yellow colour = total coliforms; blue fluorescence under UV = E. coli
- Results in 24 hours; widely used now
5. Heterotrophic Plate Count (HPC):
- Assess overall bacterial load (not specifically fecal indicator)
- <500 CFU/mL is acceptable for treated water
Eijkman Test
Definition: The Eijkman test is a confirmatory test for the presence of fecal coliforms (thermotolerant coliforms) in water, distinguishing true fecal coliforms (predominantly E. coli) from non-fecal coliforms.
Principle:
- E. coli and other fecal coliforms can ferment lactose with gas production at 44-44.5°C (elevated incubation temperature)
- Non-fecal coliforms (e.g., soil coliforms like Enterobacter, Klebsiella soil strains) cannot ferment lactose at this elevated temperature and are inhibited
Procedure:
- Take a positive tube from the presumptive MPN test (gas in MacConkey/lactose broth at 37°C)
- Subculture into MacConkey broth or EC broth (E. coli medium)
- Incubate at 44-44.5°C (water bath with precise temperature control essential) for 24-48 hours
- Observe for gas production (positive = fecal coliform present)
Interpretation:
- Gas production at 44-44.5°C = Eijkman test positive = fecal coliforms present
- No gas = Eijkman test negative = no fecal coliforms (non-fecal coliforms only)
Significance:
- Positive Eijkman test strongly indicates recent fecal contamination of water
- E. coli is the most common thermotolerant coliform; its presence confirms fecal pollution
Temperature specificity: The exact temperature (44.0°C) is critical:
- Below 44°C: false positives (non-fecal coliforms grow)
- Above 44.5°C: false negatives (E. coli inhibited)
Q24. Evaluation of Quality of Air in Operation Theatre
Importance
Air quality in the OT directly impacts SSI rates. Airborne bacteria (principally from skin shedding by surgical team) are a major source of SSI, especially for implant surgery.
Parameters for Acceptable OT Air Quality
| Parameter | Standard/Acceptable Level |
|---|
| Colony-forming units (total count) | <35 CFU/m³ at rest; <180 CFU/m³ in use (conventional OT) |
| Total particle count (≥0.5 μm) | <3500 particles/m³ (ISO Class 7 or better for LAF) |
| Temperature | 20-24°C |
| Relative humidity | 40-60% |
| Air pressure | Positive (+10-15 Pa relative to corridor) |
| Air changes per hour (ACH) | Conventional OT: ≥20 ACH; Ultra-clean LAF: ≥300 ACH |
Methods of Evaluating OT Air Quality
A. Settle Plate Method (Passive Air Sampling - Most Common in Indian Hospitals):
- Principle: Organisms in air settle by gravity onto open blood agar or nutrient agar plates
- Procedure:
- Place 90 mm diameter blood agar settle plates at strategic positions in OT (operating table level, 4 corners, instrument trolley area)
- Expose for 1 hour
- Incubate at 37°C for 24-48 hours
- Count colonies (CFU/plate/hour)
- Acceptable: <5 colonies/plate/hour (some guidelines: <35 CFU/m³ converted using Omerod's formula)
- Limitations: Does not sample very small or light particles; dependent on air turbulence; passive (not active sampling)
B. Active Air Sampling (Air Sampler Method - More Accurate):
- Impingement method: Air is drawn through liquid medium; organisms collected in liquid; plated on agar
- Impaction method (RCS - Reuter Centrifugal Sampler, SAS - Surface Air Sampler):
- Air drawn through slit/hole at known flow rate
- Particles impacted onto rotating agar strip or plate
- Known volume of air sampled = results expressed as CFU/m³
- RCS: 100 L/min; most widely used portable active sampler
- More accurate than settle plates; gives CFU/m³
C. Particle Counting (Non-biological):
- Particle counters measure airborne particles by size (≥0.5 μm, ≥5 μm)
- Used for ISO classification of clean rooms
- Does not distinguish live from dead particles; needs to be correlated with microbiological data
D. Biological Indicator Monitoring (Swab cultures):
- Surface swabs from OT table, lights, walls, floor after cleaning
- Detects environmental contamination
When to Sample OT Air
- Routine monitoring: Weekly/monthly settle plates in all OTs (part of HICC surveillance)
- After installation of new HVAC/AHU or HEPA filters
- After fumigation (to confirm decontamination effectiveness)
- After outbreak of SSIs (investigate potential airborne source)
- During accreditation assessments (NABH, JCI)
Factors Affecting OT Air Quality (and how to control them)
| Factor | Recommendation |
|---|
| Number of people in OT | Minimize traffic; keep unnecessary personnel out |
| Movement and talking | Reduce movement; talking generates droplets |
| Door openings | Minimize; keep doors closed; use interlocking doors |
| HEPA filter integrity | Test HEPA filters annually (DOP test - dioctyl phthalate challenge) |
| Air supply/exhaust ratio | Supply > exhaust to maintain positive pressure |
| Ventilation system | Regular maintenance; filter replacement per schedule |
Key References:
- Harrison's Principles of Internal Medicine, 22nd Ed, 2025 (HIV PEP, CAUTI)
- Murray's Medical Microbiology, 9th Ed (Sterilization, Disinfection, Plasma sterilization)
- Bailey & Love's Short Practice of Surgery, 28th Ed (HAI, SSI)
- Goldman-Cecil Medicine, International Edition (AMSP, Stewardship)
- Sherris & Ryan's Medical Microbiology, 8th Ed (Sterilization definitions, disinfectants)
- Jawetz, Melnick & Adelberg's Medical Microbiology, 28th Ed (HAI prevention)
- WHO IPC Guidelines (Hand hygiene, Standard Precautions, OT air quality)
- CDC/NHSN Guidelines (HAI surveillance, PEP, care bundles)
- Biomedical Waste Management Rules, India 2016 (BMW)