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Deep Vein Thrombosis (DVT) — MD Anaesthesia Long Question
Sources: Barash, Cullen & Stoelting's Clinical Anesthesia 9e | Miller's Anesthesia 10e | Morgan & Mikhail's Clinical Anesthesiology 7e | Fishman's Pulmonary Diseases | Sabiston Textbook of Surgery | Robbins Pathology
1. DEFINITION AND EPIDEMIOLOGY
Deep vein thrombosis (DVT) is thrombosis within the deep venous system, most commonly the lower extremities (calf, popliteal, femoral, iliac veins). Together with pulmonary embolism (PE), it constitutes venous thromboembolism (VTE).
- VTE causes >50,000 deaths per annum in the United States; ~25% occur perioperatively
- ICU patients: DVT incidence 10–30%; PE incidence 1.5–5%
- Without prophylaxis, DVT occurs after ~20% of all major surgical procedures
- Orthopedic surgery (hip/knee arthroplasty): DVT rate 40–80% without prophylaxis
- Fatal PE after elective hip/knee surgery: 1–5% without prophylaxis (Fishman's / Barash)
2. PATHOPHYSIOLOGY — VIRCHOW'S TRIAD
Rudolf Virchow (mid-19th century) described three fundamental components that contribute to venous thrombosis:
| Component | Mechanisms | Clinical Examples |
|---|
| 1. Venous Stasis | Reduced blood flow → hypoxia → ↑ procoagulants, ↓ antithrombotic proteins (thrombomodulin, protein C receptor) | Immobility, bed rest, general anaesthesia, heart failure, paralysis, long-haul flights |
| 2. Endothelial Injury / Vessel Wall Damage | Exposes tissue factor (TF) → extrinsic pathway activation; hypoxia/cytokines → P-selectin expression → monocyte tethering → TF expression | Surgery, trauma, central venous catheters, chemical irritants |
| 3. Hypercoagulability | ↑ Procoagulant factors; ↓ natural anticoagulants (protein C, S, ATIII) | Malignancy, pregnancy, OCP, thrombophilias, post-surgery, sepsis |
Molecular Cascade
- TF:FVIIa → thrombin generation → platelet activation → polyphosphate release
- Activated neutrophils → neutrophil extracellular traps (NETs) → FXI activation → intrinsic pathway → propagation of thrombus
- Inflammation is a shared feature across all three components of Virchow's triad (Fishman's, p. 1291)
3. RISK FACTORS FOR DVT
By Strength of Risk (Fishman's Pulmonary Diseases, Table 73-2)
| Strong (OR >10) | Moderate (OR 2–9) | Weak (OR <2) |
|---|
| Lower limb fracture | Arthroscopic knee surgery | Bed rest >3 days |
| Hip / knee replacement | Central venous lines | Increasing age |
| Major trauma | Chemotherapy | Obesity (BMI >25) |
| Spinal cord injury | Congestive/respiratory failure | Varicose veins |
| Previous VTE | Inflammatory bowel disease | Pregnancy |
| MI (within 3 months) | Cancer | Oral contraceptives |
| Hospitalisation for heart failure | Blood transfusion | Laparoscopy |
| Stroke, paralysis | Long-haul air travel |
Inherited (Thrombophilias) (Sabiston)
| Condition | Mechanism |
|---|
| Factor V Leiden mutation | Most common in Caucasians (4.7% heterozygous); gain-of-function → resistance to activated protein C; heterozygous = 6× RR of VTE |
| Prothrombin G20210A | ↑ Prothrombin levels |
| Antithrombin III deficiency | ↓ Natural anticoagulant |
| Protein C deficiency | ↓ Anticoagulant response |
| Protein S deficiency | ↓ Cofactor for protein C |
| Antiphospholipid syndrome | Anticardiolipin/anti-β2GP1 antibodies |
| Hyperhomocysteinaemia | Endothelial damage |
4. ANAESTHESIA-SPECIFIC RISK FACTORS (HIGH-YIELD)
| Perioperative Factor | Contribution to DVT |
|---|
| General anaesthesia | Vasodilation → venous stasis; loss of muscle pump action; immobility |
| Duration of surgery >30 min | Prolonged venous stasis |
| Positioning | Lithotomy, hip flexion → venous kinking; direct venous pressure |
| Tourniquet | Venous stasis in limb; hypercoagulable state on release |
| Dehydration / inadequate fluids | ↑ Blood viscosity → stasis |
| Hypothermia | Hypercoagulable tendency |
| Central venous catheters | Direct endothelial injury → upper extremity DVT → PE risk ~33% (Barash/Stoelting) |
| Laparoscopy | Pneumoperitoneum → venous stasis |
Regional vs. General Anaesthesia — Effect on DVT
Neuraxial anaesthesia (spinal/epidural) reduces thromboembolic complications via (Morgan & Mikhail, p. 1505):
- Sympathectomy → ↑ lower extremity venous blood flow
- Systemic anti-inflammatory effects of local anaesthetics
- Decreased platelet reactivity
- Attenuated post-operative ↑ in factor VIII and von Willebrand factor
- Attenuated post-operative ↓ in antithrombin III
- Alterations in stress hormone release
5. CLINICAL FEATURES OF DVT
Symptoms
- Unilateral leg pain, swelling, heaviness
- Calf tenderness (Homan's sign — dorsiflexion calf pain; low sensitivity/specificity)
- Redness, warmth, distended superficial veins
Clinical Probability Score — Wells Score for DVT
| Clinical Feature | Points |
|---|
| Active cancer | +1 |
| Paralysis, paresis, or recent plaster cast | +1 |
| Recently bedridden >3 days or surgery within 12 weeks | +1 |
| Localised tenderness along the deep venous system | +1 |
| Entire leg swelling | +1 |
| Calf swelling ≥3 cm vs. other leg | +1 |
| Pitting oedema (greater in symptomatic leg) | +1 |
| Collateral superficial veins | +1 |
| Previous DVT | +1 |
| Alternative diagnosis as/more likely | −2 |
Scoring: ≥2 = high probability; 1 = moderate; 0 or less = low probability
6. DIAGNOSIS
First-Line Investigation
Compression Doppler Ultrasonography — most widely used
- Good positive and negative predictive value vs. contrast venography
- Failure to compress the vein under the probe = non-compressibility = DVT
- Sensitivity ~95% for proximal DVT; lower (~70%) for calf DVT (Barash/Stoelting)
D-Dimer
- Fibrin degradation product; elevated in DVT/PE
- High sensitivity, LOW specificity — useful to rule OUT DVT (if low pre-test probability + negative D-dimer → no further testing)
- Not useful in ICU patients — nonspecifically elevated in critically ill patients (Barash/Stoelting)
- Elevated by: surgery, pregnancy, malignancy, infection, trauma, age
Contrast Venography
- Gold standard but invasive; rarely used clinically
- Reserved for: equivocal USS results, suspected calf DVT, pre-thrombectomy planning
CT Venography / MRI Venography
- Useful for iliac/inferior vena cava thrombus
Caprini VTE Risk Assessment Model (Barash/Stoelting, ICU Table 57-8)
Validated scoring system for perioperative VTE risk stratification using patient factors weighted 1–5 points each (age, prior VTE, cancer, surgery type, etc.) → guides prophylaxis intensity.
7. TREATMENT OF ESTABLISHED DVT
A. ANTICOAGULATION (First-Line)
Low Molecular Weight Heparin (LMWH) — Preferred
| Drug | Dose (Therapeutic) | Mechanism |
|---|
| Enoxaparin | 1 mg/kg SC BD or 1.5 mg/kg OD | Anti-Xa (predominantly), some anti-IIa |
| Dalteparin | 200 IU/kg OD | |
| Tinzaparin | 175 IU/kg OD | |
- Advantages over UFH: Predictable pharmacokinetics, no routine monitoring needed, SC administration, lower HIT risk
- Dose-adjust in renal failure (anti-Xa monitoring)
- Reversal: Protamine sulfate (partially reverses LMWH; 1 mg per 1 mg enoxaparin)
Unfractionated Heparin (UFH)
- IV infusion: 80 IU/kg bolus → 18 IU/kg/hr infusion, adjusted by aPTT (target 1.5–2.5× control)
- SC: 5000 IU 8-12 hourly (prophylaxis) or weight-based therapeutic dosing
- Advantages: Reversible with protamine; monitorable; useful in renal failure
- Reversal: Protamine 1 mg per 100 IU heparin IV (maximum 50 mg)
- Monitoring: aPTT; or anti-Xa levels for prophylaxis
Vitamin K Antagonist — Warfarin
- Inhibits vitamin K–dependent clotting factors (II, VII, IX, X) and proteins C and S
- INR target 2.0–3.0 for DVT treatment
- Loading: 5–10 mg/day; titrate to INR; overlap with heparin for at least 5 days and until INR >2 for 2 consecutive days (because initial period → anticoagulant proteins C and S fall first → early procoagulant effect)
- Reversal: Vitamin K (IV/oral), FFP, 4-factor PCC (Prothrombin Complex Concentrate), recombinant FVIIa
- Monitoring: INR
Direct Oral Anticoagulants (DOACs) — Modern Standard
| Drug | Target | Dose (DVT treatment) |
|---|
| Rivaroxaban | Factor Xa | 15 mg BD × 3 weeks → 20 mg OD |
| Apixaban | Factor Xa | 10 mg BD × 7 days → 5 mg BD |
| Dabigatran | Direct thrombin (IIa) | After 5 days LMWH → 150 mg BD |
| Edoxaban | Factor Xa | After 5–10 days LMWH → 60 mg OD |
- Fast onset (no bridging needed for Xa inhibitors)
- Renally excreted → caution with eGFR <30
- Reversal: Idarucizumab (dabigatran); Andexanet alfa (rivaroxaban/apixaban)
- Special consideration for regional anaesthesia: Must observe washout periods before neuraxial techniques (see Section 9)
B. DURATION OF ANTICOAGULATION
| Clinical Scenario | Duration |
|---|
| First DVT — provoked (surgery, transient risk) | 3 months |
| First DVT — unprovoked | ≥3 months (consider indefinite) |
| Recurrent DVT | Indefinite anticoagulation |
| DVT with active malignancy | Indefinite (until cancer resolved) |
| DVT with antiphospholipid syndrome | Indefinite (warfarin preferred) |
C. THROMBOLYSIS
- Systemic thrombolysis (alteplase): Indicated in massive PE with haemodynamic instability; rarely for isolated DVT
- Catheter-directed thrombolysis: For extensive proximal DVT (iliofemoral), limb-threatening ischaemia
- Contraindications: Recent surgery/trauma, active bleeding, stroke within 3 months, CNS tumour
D. INFERIOR VENA CAVA (IVC) FILTER
- Indications:
- DVT/PE with absolute contraindication to anticoagulation (active haemorrhage, recent intracranial surgery)
- Recurrent PE despite therapeutic anticoagulation
- Prophylactic in high-risk patients unable to receive anticoagulation (trauma, perioperative)
- Retrievable filters preferred (can be removed once anticoagulation safe to resume)
- Reduces PE risk but does not treat DVT; may increase long-term DVT risk
E. MECHANICAL / SURGICAL
- Thrombectomy: Surgical or catheter-based; for massive iliofemoral DVT, phlegmasia cerulea dolens
- Compression stockings / bandaging: Reduce oedema; prevent post-thrombotic syndrome
8. PROPHYLAXIS — PERIOPERATIVE DVT PREVENTION (HIGH-YIELD)
Risk Stratification (Barash/Stoelting, Table 32-5)
| Risk Level | Criteria | Prophylaxis |
|---|
| Low | No risk factors; short, uncomplicated surgery | Comfortable positioning; knees slightly flexed; avoid external compression |
| Moderate | Age >40, procedure >30 min, OCP use | Proper positioning + IPC of calf/ankle (before sedation → until mobile) + frequent table adjustments |
| High | Age >40 + additional risk factors, procedure >30 min | As for moderate + haematology consultation + consideration of perioperative antithrombotic therapy |
Mechanical Prophylaxis
| Method | Mechanism |
|---|
| Intermittent Pneumatic Compression (IPC) | Augments venous return; activates fibrinolysis; apply before induction |
| Graduated compression stockings (TED) | Reduce venous pooling; supplement IPC |
| Foot/ankle pumps | Mimic calf muscle pump |
IPC should be applied before sedation/induction and maintained until patient is awake and mobile (Barash/Stoelting)
Pharmacological Prophylaxis
| Drug | Dose | Timing | Duration |
|---|
| Enoxaparin (prophylactic) | 40 mg SC OD | 12h before or 12h after surgery | Until mobile / discharge / 10–35 days (orthopaedic) |
| UFH (prophylactic) | 5000 IU SC 8–12h | 2h before surgery | Until mobile |
| Fondaparinux | 2.5 mg SC OD | 6–8h post-op | — |
| Rivaroxaban / Apixaban | As per protocol | Variable | — |
| Warfarin (orthopaedic) | Target INR 2–3 | Pre/post-op | 10–35 days |
| Aspirin | 150 mg OD | — | Adjunct only |
- Without chemical prophylaxis: DVT in 40–80% of orthopaedic patients (Morgan & Mikhail)
- Rates now <1% for hip/knee arthroplasty with appropriate prophylaxis (Barash/Stoelting)
9. NEURAXIAL ANAESTHESIA AND ANTICOAGULATION (ASRA GUIDELINES, 4th Edition) — CRITICAL FOR MD EXAM
Core Principle: Spinal Haematoma Risk
| Anticoagulant | Wait BEFORE neuraxial block | Wait AFTER block/catheter REMOVAL to resume drug |
|---|
| UFH prophylactic (SC ≤5000 IU BD-TID) | 4–6 hours after last dose | 1 hour after block/removal |
| UFH therapeutic IV | 4–6 hours + normal aPTT | 1 hour after removal |
| LMWH prophylactic (once daily) | 12 hours | 4 hours after removal |
| LMWH prophylactic (twice daily) | 12 hours; do NOT leave catheter in situ | 4 hours |
| LMWH therapeutic | 24 hours | 4 hours |
| Warfarin | INR must be ≤1.5 (normal) | Remove catheter when INR ≤1.5 |
| Rivaroxaban | 22–26 hours (prophylactic) / 44–65 hours (therapeutic) | 6 hours after removal |
| Apixaban | 26–30 hours (prophylactic) / 40–75 hours (therapeutic) | 6 hours after removal |
| Dabigatran | Not recommended with indwelling catheter | — |
| Clopidogrel | 7 days | — |
| Fondaparinux | Not recommended for neuraxial | — |
- Guidelines apply equally to deep peripheral and plexus blocks (Morgan & Mikhail)
- HIT (Heparin-Induced Thrombocytopenia): Avoid all heparin products → use argatroban or fondaparinux instead
10. PULMONARY EMBOLISM — COMPLICATION OF DVT
Classification (Miller's Anesthesia 10e)
| Class | Defining Feature |
|---|
| Massive (High Risk) | Sustained hypotension/shock not from another cause |
| Submassive (Intermediate Risk) | Normotensive + RV dysfunction / myocardial injury (↑ troponin) |
| Low Risk | Normotensive + no RV dysfunction |
Diagnosis
- First-line imaging: CT Pulmonary Angiography (CTPA) — gold standard (Miller's)
- Echocardiography: NOT for initial diagnosis; useful for risk stratification and RV function assessment
- V/Q scan: if renal impairment or equivocal CTPA
- Pulmonary angiography: gold standard when: high pre-test probability + anticoagulation contraindicated → IVC filter decision
Intraoperative PE — Signs (Morgan & Mikhail)
- Sudden ↓ ETCO₂ (↑ dead space)
- ↓ SpO₂, hypotension, tachycardia
- Elevated airway pressures
- ECG: S1Q3T3 pattern, right heart strain, new RBBB
Treatment of Massive PE
- Haemodynamic support: IV fluids cautiously, vasopressors (noradrenaline), avoid large fluid loads (worsens RV failure)
- Systemic thrombolysis: Alteplase 100 mg IV over 2h (if no contraindications)
- Anticoagulation: UFH IV (start after thrombolysis if used; or immediately)
- Surgical embolectomy / catheter embolectomy: If thrombolysis contraindicated / failed
- Mechanical circulatory support: ECMO in refractory cases
11. POST-THROMBOTIC SYNDROME
- Long-term complication of DVT (30–50% of patients)
- Chronic venous insufficiency → leg swelling, aching, skin changes, venous ulcers
- Prevention: adequately treated DVT + compression stockings for 2 years
12. UPPER EXTREMITY DVT — ICU CONSIDERATIONS (Barash/Stoelting)
- Increasingly common in ICU due to central venous catheters (subclavian > internal jugular)
- PE in up to one-third of upper extremity DVT cases → occasional fatalities
- Associated with: ↑ CRBSI (catheter-related bloodstream infection), postthrombotic syndrome
- Prevention: position catheter tip in superior vena cava; consider heparin-bonded catheters
13. SUMMARY OF KEY EXAM POINTS
-
Virchow's Triad = stasis + endothelial injury + hypercoagulability — underpins all DVT pathophysiology
-
Highest-risk surgeries: Hip/knee arthroplasty, major trauma, spinal cord injury → DVT 40–80% without prophylaxis
-
Regional > General anaesthesia for DVT prevention — via sympathectomy, anti-inflammatory LA effects, preserved fibrinolysis
-
IPC must be applied before induction and maintained until ambulation
-
Compression Doppler USS = first-line diagnostic test; D-dimer useful to rule OUT in low-probability patients only
-
LMWH: 12h washout before neuraxial block (prophylactic); 24h for therapeutic dosing
-
Warfarin: Neuraxial safe only when INR ≤1.5; catheter removal only when INR ≤1.5
-
DOACs: Increasingly preferred — fast onset, no monitoring, specific reversal agents available (idarucizumab, andexanet alfa)
-
Duration: 3 months for provoked DVT; indefinite for unprovoked or recurrent
-
IVC filter: Only when anticoagulation absolutely contraindicated — does not treat DVT, reduces PE risk
-
Intraoperative PE: Sudden ↓ ETCO₂ + haemodynamic collapse → treat with heparin, vasopressors, thrombolysis if massive
-
Caprini score: Validated perioperative VTE risk tool — guides prophylaxis intensity in surgical patients
References: Barash, Cullen, and Stoelting's Clinical Anesthesia, 9e (Chapters 32, 51, 57); Miller's Anesthesia, 10e (Chapter 33); Morgan & Mikhail's Clinical Anesthesiology, 7e (Chapter 32); Fishman's Pulmonary Diseases, Chapter 73; Sabiston Textbook of Surgery, Chapter 100