I now have comprehensive information from Scott-Brown's Otorhinolaryngology Head & Neck Surgery (the standard ENT textbook) to give a thorough, simplified answer. Let me compile everything.
Hearing Assessment in Newborns
Based on Scott-Brown's Otorhinolaryngology Head & Neck Surgery, Vol. 2 and Cummings Otolaryngology
Why Is Newborn Hearing Assessment Important?
Hearing loss is the most common congenital sensory disability. The incidence of permanent childhood hearing impairment (PCHI) is approximately 1 per 1,000 live births (bilateral, ≥40 dBHL). If hearing loss is detected and treated before 6 months of age, children achieve significantly better receptive and expressive language skills compared to those identified later. Without universal screening, the median age of diagnosis was 18 months - far too late for optimal language development. With universal newborn hearing screening (UNHS), the median age in England has come down to just 10 weeks.
Background: Why the Old Method Failed
Before modern screening, the Infant Distraction Test (IDT) was used at 9 months by health visitors. It had poor sensitivity AND specificity - almost 1 in 4 deaf children were not identified until after 3.5 years of age. This led to a complete overhaul of the system.
Universal Newborn Hearing Screening (UNHS) - The Current Standard
The World Health Organization (WHO) recommends universal neonatal hearing screening in all countries with rehabilitation services. In England, the NHS Newborn Hearing Screening Programme (NHSP) was fully implemented nationwide by 2006.
Key facts:
-
95% of babies are screened by 4 weeks of age (hospital-based programmes) or within 5 weeks (community-based)
- Refer rate: ~2.5%, bilateral refer rate: ~0.5%
- Yield for bilateral PCHI: 1.01 per 1,000 screened
- Importantly, 40-50% of affected babies have NO risk factors at birth - this is why universal (not just targeted) screening is necessary
The Two Core Tests Used
1. Automated Otoacoustic Emissions (AOAE)
What it measures: Sounds produced by the outer hair cells of the cochlea in response to a click or tone stimulus. If the outer hair cells are functioning, they produce a tiny echo that bounces back and is detected by a probe in the ear canal.
How it works:
- A small soft probe is placed in the ear canal
- A click or tone is played
- A microphone in the probe detects the returning "echo" (the OAE)
- Result: PASS or REFER
Frequency range: Sensitive to hearing losses in the 1 to 4 kHz range
When used: First-line screening test for all well (non-NICU) babies
Limitation: OAE tests ONLY outer hair cell function. It will miss auditory neuropathy spectrum disorder (ANSD), where outer hair cells work normally but neural transmission is abnormal.
2. Automated Auditory Brainstem Response (AABR)
What it measures: The electrical response of the auditory nerve and brainstem to sound. Electrodes on the baby's head detect synchronized firing of auditory neurons.
How it works:
- Soft electrodes placed on the baby's scalp and forehead
- Clicks are delivered through small earphones
- The brainstem response (waves I-V) is recorded automatically
- Result: PASS or REFER
Frequency range: Detects hearing loss >40 dBHL in the 2-4 kHz range
When used: Mandatory for ALL babies who pass OAE in NICU. Also used as a second-stage test after AOAE refer in well babies.
Advantage over OAE: Can detect ANSD (absent ABR despite present OAEs)
Which Test for Which Baby? - The Protocol
| Baby Type | Protocol |
|---|
| Well baby (non-NICU) | AOAE first → If pass in both ears: discharge. If fail: AOAE retest → If still fail: AABR |
| NICU baby | AOAE + AABR both performed |
Why is NICU different? NICU babies have a higher incidence of ANSD (estimated at 0.9%). Because ANSD produces a normal OAE but absent ABR, relying on OAE alone would miss these babies. NICU babies who pass OAE but fail ABR on screening need further detailed assessment.
High-Risk Factors for Hearing Loss in Newborns
The following risk factors increase the likelihood of PCHI:
Prenatal/Perinatal causes:
- TORCH infections - Toxoplasmosis, Rubella, CMV (most common cause of non-hereditary congenital SNHL), Herpes
- Teratogen exposure
- Prematurity and low birth weight
- Low APGAR scores
- Hyperbilirubinemia (associated with ANSD and SNHL)
- Sepsis, meningitis
- Ototoxic medications (aminoglycosides)
Genetic/structural:
- Family history of congenital hearing loss
- Craniofacial anomalies
- Syndromes associated with hearing loss (e.g., Down syndrome)
Key fact: Nearly 60% of congenital hearing loss has a genetic cause. Of these, ~70% is non-syndromic, and ~80% of those are autosomal recessive. The most common defect accounts for ~50% of all non-syndromic hearing loss (connexin 26 / GJB2 gene mutation).
Auditory Neuropathy Spectrum Disorder (ANSD) - A Special Case
Definition: Normal outer hair cell function (present OAEs and/or cochlear microphonic) BUT absent or severely abnormal ABR.
Why it matters in neonatal screening:
- Accounts for up to 10% of all children with confirmed PCHI
- Predominantly found in the NICU population
- Only 5-7% come from the "well baby" population
- Hyperbilirubinemia is a major associated factor
- These babies are missed if OAE is the only screening tool
Recommendation: ABR and/or cochlear microphonic (CM) checks should be included in high-risk newborns who undergo OAE testing.
What Happens After a "Refer" Result?
A "refer" result does NOT mean the baby is definitely deaf - it means further testing is needed. The pathway:
- Refer on AOAE → Retest AOAE (many refer results are due to fluid/vernix in canal at birth)
- Refer on repeat AOAE → AABR testing
- Refer on AABR → Full audiological diagnostic assessment
The diagnostic assessment includes:
- Electrophysiological tests: ABR threshold series (click and tone-burst ABR), Cochlear Microphonic
- Behavioural Observation Audiometry (BOA): for very young infants - observing head turns, startle, eye widening
- Imaging: MRI/CT temporal bone to assess cochlear nerve and inner ear anatomy
- Medical history: full prenatal/perinatal history, family history, syndromic features
- Genetics referral
Behavioural Hearing Tests Used in Infants (Post-Neonatal Period)
Once hearing loss is confirmed or if a child needs assessment after the neonatal period:
| Test | Age | Method |
|---|
| BOA (Behavioural Observation Audiometry) | 0-6 months | Observer notes reflexive responses (startle, eye blink, cessation of movement) to sounds |
| VRA (Visual Reinforcement Audiometry) | 5-36 months | Child conditioned to turn head toward sound; reward is an illuminated toy. Sensitive test for threshold estimation |
| Cooperative Test | 18-30 months | Child follows simple verbal commands at decreasing volumes |
| McCormick Toy Test | 2-5 years | Child identifies paired similar-sounding toys (spoon/shoe, cup/duck) at decreasing volumes - WDT ≤40 dB(A) = normal |
| Speech Discrimination Tests | 30+ months | Formal word/picture identification tests |
Surveillance After a Pass Result
Passing the newborn screen does NOT guarantee lifelong normal hearing. Surveillance is needed for:
- Progressive hearing loss (normal at birth, deteriorates with time)
- Acquired hearing loss (meningitis, ototoxic drugs, trauma)
- Late-onset genetic hearing loss
- Mild hearing loss missed by the screen (screen only detects ≥40 dBHL)
- Babies who moved from countries without UNHS
Risk factors warranting ongoing surveillance after a "pass" result:
- Syndromes associated with hearing loss (other than Down)
- NICU baby who referred on OAE but passed AABR
- Craniofacial anomaly
- Down syndrome
- Congenital infection (especially CMV)
- Family history of progressive genetic hearing loss
Summary: The NHSP Protocol at a Glance
ALL NEWBORNS
↓
AOAE Test
/ \
PASS REFER
↓ ↓
Discharge Retest AOAE
/ \
PASS REFER
↓ ↓
Discharge AABR Test
/ \
PASS REFER
↓ ↓
Discharge Audiological
Diagnostic
Assessment
NICU BABIES → AOAE + AABR (both mandatory)
Key Points (from Scott-Brown's ENT Textbook)
- Newborn hearing screening of all babies is the most effective and cost-effective method to identify congenital hearing loss
- Early identification before 6 months leads to significantly better language outcomes
- AOAE alone is insufficient for NICU babies - AABR must be added due to risk of ANSD
- 40-50% of deaf babies have NO risk factors - universal screening beats targeted screening
- A pass result means the child can hear at the time of screening; late-onset or progressive hearing loss can still develop
- Screening and assessment must be the first steps in a family-centred, multidisciplinary service including ENT, audiology, education, and social services
Sources: Scott-Brown's Otorhinolaryngology Head & Neck Surgery, 8th edition, Vol. 2 - Chapters on Hearing Screening & Surveillance, Paediatric Hearing Loss, Auditory Neuropathy Spectrum Disorder