35. What is Tracheostomy? What are the types, indications and complications? (10 Marks) (SMIMER)***** *Tracheostomy. (6 Marks) (NAMO) *Indications and types of Tracheostomy. (6 Marks) (GMC) *Tracheostomy - indications. (6 Marks) (KMCRI) *Complications of tracheostomy. (6 Marks) (VALMED)

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Tracheostomy

Definition

Tracheostomy is a surgical procedure in which an opening (stoma) is created through the anterior wall of the neck into the trachea (between the 2nd and 3rd, or 3rd and 4th tracheal rings), and a tube is inserted to maintain a patent airway. It is the most common surgical procedure performed in critically ill patients requiring prolonged mechanical ventilation.
  • Roberts and Hedges' Clinical Procedures in Emergency Medicine, p. 203
  • Sabiston Textbook of Surgery, p. 960
Normal tracheal anatomy showing thyroid cartilage, cricoid cartilage, cricothyroid membrane, thyroid gland, trachea, and innominate artery

Types of Tracheostomy

1. Based on Urgency

TypeDescription
Emergency (Acute) TracheostomyDone urgently to secure a compromised airway (e.g., acute laryngeal obstruction, failed intubation)
Elective (Planned) TracheostomyPerformed in a controlled setting for anticipated prolonged airway needs

2. Based on Technique

A. Open (Surgical) Tracheostomy
  • Traditional method performed in the operating room (or bedside)
  • A horizontal skin incision is made, strap muscles are retracted, thyroid isthmus is divided if necessary, and a window is cut in the tracheal wall between the 2nd-3rd or 3rd-4th rings
  • The anterior tracheal wall is sutured to the skin to maintain the tract
B. Percutaneous Dilatational Tracheostomy (PDT)
  • Preferred in ICU patients; performed at the bedside under bronchoscopic guidance
  • A Seldinger-based technique: needle insertion, guidewire passage, then serial or graduated dilation before tube placement
  • First described by Ciaglia et al. in 1985
  • Advantages over open: decreased wound infection, cost-effective, avoids OR transport
  • Periprocedural mortality < 0.2%; major complication rate ~0.15%
  • Meta-analyses show equivalence to open technique with fewer wound infections

3. Based on Duration/Intent

TypeFeature
TemporaryFor reversible conditions; tube removed after recovery (decannulation)
PermanentAfter total laryngectomy; stoma is the definitive airway

4. Based on Age Group

  • Adult tracheostomy - standard technique
  • Paediatric tracheostomy - tubes rarely have inflatable cuffs; higher risk of complications (granulation tissue, suprastomal collapse, subglottic stenosis)

Indications for Tracheostomy

Indications fall into three broad categories:

1. Upper Airway Obstruction

  • Foreign body obstruction not amenable to retrieval
  • Severe angioedema (anaphylaxis, hereditary)
  • Upper airway tumors (larynx, hypopharynx)
  • Significant maxillofacial trauma / bilateral mandible fractures
  • Acute laryngeal infections (severe croup, epiglottitis) - when intubation fails
  • Burns or inhalation injury causing supraglottic swelling
  • Bilateral vocal cord palsy

2. Prolonged Mechanical Ventilation

  • When a patient is predicted to require ventilatory support for >2 weeks
  • Facilitates weaning from ventilator (reduced dead space, less resistance, less sedation)
  • Easier nursing care and oral hygiene
  • Allows speech with specialized valves (Passy-Muir)

3. Neurologic Conditions Preventing Safe Extubation

  • Brain injury (acute TBI or progressive neurological disease)
  • Spinal cord injury (especially cervical; patients with halo fixation)
  • Severe agitation or delirium
  • Prolonged altered mental status
  • Poor cough reflex / inability to protect airway from aspiration

4. Other Specific Indications

  • Head and neck surgery (laryngectomy, radical neck dissection)
  • Elective protection of airway after major oral/pharyngeal surgery
  • Sleep apnea (rare, refractory cases)
  • Bronchial toilet - clearing secretions in patients who cannot cough effectively
(Source: Sabiston Textbook of Surgery, Table 47.1, p. 960)

Contraindications

Most contraindications are relative and often temporary:
Contraindication
Recent anterior neck surgery (<7 days)
High ventilator settings (FiO₂ >50%, PEEP >10 cmH₂O)
Hemodynamic instability
Elevated intracranial pressure
Significant bleeding risk / coagulopathy
Local infection or malignancy at proposed site
Predicted early mortality

Complications of Tracheostomy

Complications are classified as immediate, early (days to weeks), and late (>3 weeks).
16-20% of patients experience early complications; 6-8% experience late complications. Emergency tracheostomy carries a higher complication rate than elective.

A. Immediate (Intra-operative) Complications

ComplicationNotes
HemorrhageFrom anterior jugular veins, thyroid isthmus; commonest immediate complication
False passage / misplacementTube placed outside trachea - life-threatening
Apnea / cardiac arrestLoss of hypoxic drive in COPD patients; vagal reflex
HypoxiaProlonged procedure time
Injury to adjacent structuresRecurrent laryngeal nerve, esophagus
Subcutaneous emphysemaAir tracking into neck tissues
Pneumothorax / pneumomediastinumEspecially in children or obese patients

B. Early Complications (Days to Weeks)

ComplicationNotes
Hemorrhage (postoperative)Secondary to vessel erosion
Tube dislodgement / displacementEspecially before tract matures (first 4-5 days); most dangerous early complication
Tube obstructionMucus plugging; prevented by regular humidification and suctioning
Subcutaneous emphysema
Wound / soft tissue infection
Pneumothorax, pneumomediastinum
AspirationCuff leak or swallowing dysfunction

C. Late Complications (>3 Weeks)

ComplicationNotes
Tracheal stenosisMost important late complication; incidence ~6% after PDT; subclinical stenosis in 40%
TracheomalaciaWeakening and collapse of tracheal cartilage
Tracheo-innominate artery fistulaRare but life-threatening; massive hemorrhage; occurs when cuff erodes into innominate artery (usually at day 7-14)
Tracheo-esophageal fistulaFrom posterior wall erosion; presents with aspiration
Granulation tissue formationCan cause obstruction
InfectionPneumonia, aspiration, stomal infection
Equipment failureCuff leak, tube fracture
Dysphagia and swallowing difficulty
Difficult decannulationDue to stoma scarring or patient dependency
Persistent tracheo-cutaneous fistulaStoma fails to close after decannulation

Summary Table

AspectKey Points
DefinitionSurgical opening into trachea for airway access
SiteBetween 2nd-3rd or 3rd-4th tracheal rings
TypesEmergency/Elective; Open/Percutaneous; Temporary/Permanent
Main IndicationsAirway obstruction, prolonged ventilation, neurological
Most dangerous immediate complicationHemorrhage / false passage
Most important early complicationTube displacement (before day 5)
Most important late complicationTracheal stenosis / tracheo-innominate fistula

Sources:
  • Sabiston Textbook of Surgery, Chapter 47 (TRACHEOSTOMY), pp. 960-961
  • Roberts and Hedges' Clinical Procedures in Emergency Medicine, Chapter 7, pp. 202-204
  • Scott-Brown's Otorhinolaryngology Head & Neck Surgery Vol 1, p. 405
  • Scott-Brown's Otorhinolaryngology Head & Neck Surgery Vol 2, pp. 395-396
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