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Functional Endoscopic Sinus Surgery (FESS)
Indications and Principles
Sources: Scott-Brown's Otorhinolaryngology Head & Neck Surgery, Vol. 1, Ch. 98 (Carney & Sacks) | Cummings Otolaryngology Head and Neck Surgery, Ch. 44
Conceptual Basis
FESS is grounded in the understanding that the paranasal sinuses are in direct mucosal continuity with the nasal cavity - hence the preferred term "rhinosinusitis." The osteomeatal complex (OMC) is the final common pathway for drainage and ventilation of the anterior group of sinuses (maxillary, anterior ethmoid, frontal). Obstruction here drives secondary mucosal disease in dependent sinuses. Surgically restoring this key drainage pathway allows diseased sinus mucosa to recover - this is the "functional" concept underlying FESS.
The advent of the rigid endoscope and antibiotics completely changed the indications and surgical techniques for rhinosinusitis management. (Scott-Brown's, p. 1118)
Indications for Surgery
A. Absolute / Mandatory Indications
(Cummings, Ch. 44)
There is no absolute indication for ESS for uncomplicated inflammatory sinonasal disease. However, surgery becomes mandatory in:
| Condition | Notes |
|---|
| Impending orbital complications | Sub-periosteal abscess, intra-orbital abscess |
| Intracranial complications | Epidural/subdural abscess, meningitis, intracranial sinus thrombosis |
| Invasive fungal rhinosinusitis (IFRS) | Requires urgent surgical debridement |
| CSF rhinorrhoea | Endoscopic repair of skull base defect |
| Sinonasal tumours | Benign and malignant neoplasms |
| Expansile mucoceles | Causing orbital or skull base bony erosion |
| Pott's puffy tumour | Frontal bone osteomyelitis with subperiosteal abscess |
Key principle (Scott-Brown's): When a complication is managed medically (e.g. meningitis), the ARS itself may be managed medically. When a complication requires surgery (e.g. orbital abscess, Pott's puffy tumour), simultaneous surgical drainage of the affected sinuses should be considered.
B. Relative Indications
1. Chronic Rhinosinusitis (CRS) - Most Common Indication
CRS recalcitrant to medical therapy is the most common indication for ESS. (Cummings)
Prerequisite before surgery: (EPOS guidelines, Scott-Brown's)
- Topical nasal steroids + saline irrigation for at least 4 weeks by primary care
- If symptoms persist: ENT referral → clinical confirmation → maximal medical therapy
- If maximal medical therapy fails → CT scan to assess residual disease
- CT showing persistent inflammation after medical treatment → surgery indicated
CRS without nasal polyps (CRSsNP):
- Surgery directed at relieving OMC obstruction, improving drainage and ventilation
- Goal: restore mucociliary function; surgery may be curative in some forms (e.g. odontogenic sinusitis)
CRS with nasal polyps (CRSwNP):
- May not be primarily driven by OMC obstruction; often driven by eosinophilic inflammation
- Goal of surgery: remove polyps + associated debris/mucin, create wide passages for:
- Sinus ventilation and drainage
- Delivery of topical medical therapy (studies show virtually no penetration of topical agents into unoperated sinus cavities)
- Office-based debridements
- Long-term maintenance medical therapy remains necessary despite surgery
- A complete ethmoidectomy is most critical
- Associated conditions: asthma, allergic fungal rhinosinusitis (AFRS), aspirin-exacerbated respiratory disease (Samter's triad)
2. Recurrent Acute Rhinosinusitis (RARS)
- Defined as 4 or more clinical episodes per year
- Disease must be confirmed by objective criterion (endoscopy or CT scan) while symptomatic before surgery
- Migraines and headache disorders must be excluded (can mimic RARS)
3. Antrochoanal Polyp
- Arises from maxillary antrum, extends to choana through posterior fontanelle
- Must be differentiated from neoplasm by imaging/biopsy
- Complete removal including the antral component prevents recurrence
- Traditional Caldwell-Luc mucosal stripping is not necessary
4. Mucoceles
- Epithelial-lined mucus-containing sacs that fill a sinus completely
- Expansile, cause bony erosion - must be drained/removed to prevent orbital or intracranial complications
C. Pre-surgical Decision Factors (Scott-Brown's)
Three categories must be weighed before proceeding to surgery:
- Patient factors: Cardiorespiratory health, anticoagulation therapy, social/compliance factors
- Facility factors: Trained personnel, availability of appropriate equipment
- Economic factors: Cost to individual and healthcare system
Informed consent must include:
- Natural history of the condition
- Risks and sequelae of surgical complications
- Potential for recurrent disease (especially CRSwNP)
- Need for ongoing medical management post-operatively
- Option of continuing non-surgical management
Principles of FESS
1. Mucosal Preservation
The cornerstone of FESS is preserving the sinus mucosa wherever possible. Unlike older radical operations (e.g. Caldwell-Luc), FESS avoids stripping mucosa. Through-biting instruments are preferred over Blakesley-Wells forceps, as the latter can tear mucosa and leave exposed bone. (Scott-Brown's)
2. Restoration of Drainage and Ventilation
Surgery aims to re-establish natural drainage pathways, particularly at the OMC. Once ventilation is restored, the mucosa can recover and heal spontaneously.
3. Mandatory Pre-operative CT Imaging
CT scans must be:
- Available throughout the entire operation (not just pre-operatively)
- Available in electronic DICOM format on a monitor adjacent to the surgeon, or as film on a viewing box
- Reviewed in all three planes: coronal (OMC), axial (posterior ethmoid + sphenoid), sagittal (frontal recess, skull base slope)
- Operating without intraoperative CT access significantly increases complication risk
Key CT parameters to review preoperatively (Cummings, Table 44.1):
| Structure | What to Assess |
|---|
| Skull base | Height, symmetry, slope; Keros classification of cribriform plate depth |
| Lamina papyracea | Dehiscence |
| Uncinate process | Attachment to medial orbital wall |
| Ethmoidal arteries | Location (anterior and posterior); may be pedicled within ethmoid space |
| Onodi (sphenoethmoidal) cells | Relationship to optic nerve |
| Frontal recess | Agger nasi cells, AP diameter in sagittal section |
| Sphenoid | Ostium location, septations relative to carotid canal |
Note: Incidental sinus opacification is found on up to 27% of sinus CT scans - CT findings must always be correlated with symptoms before proceeding to surgery. (Cummings)
4. Image Guidance Navigation
Intraoperative image guidance is an adjunct, particularly useful in:
- Revision surgery
- Extensive disease near skull base or orbit
- However, standard CT images should always remain available as backup in case of equipment failure or poor registration
5. Anaesthesia Principles (Scott-Brown's)
- General anaesthesia is standard in most Western settings; FESS can be done under local anaesthesia
- Laryngeal mask airway (LMA) preferred over endotracheal intubation (unless risk of laryngeal soiling from reflux, obesity, etc.)
- Total intravenous anaesthesia (TIVA) with Remifentanil preferred by many surgeons; requires bispectral index (BIS) monitoring to prevent awareness
- Hypotensive anaesthesia is key to an optimal surgical field:
- Target systolic MAP ~90 mmHg
- Heart rate ~60 bpm
- Volatile agents that reduce SVR can paradoxically worsen the field through nasal microvasculature vasodilation
6. Surgical Position
Patient positioning must optimise surgeon ergonomics and visualisation. The head is elevated and slightly extended.
7. Eye Preparation
Eyes are lubricated and may be taped (partially or completely) for corneal protection. Corneal abrasions from FESS have resulted in medicolegal cases. (Scott-Brown's)
Surgical Steps (Standard FESS Sequence)
| Step | Procedure | Key Points |
|---|
| i | Uncinectomy | Identify free edge of uncinate with Freer's elevator. Use back-biting forceps inferiorly (NOT sickle knife - risk of orbital penetration). Sickle knife safe superiorly (frontal process of maxilla protects orbit). |
| ii | Anterior ethmoidectomy | Open bulla ethmoidalis with through-biting instruments (not Blakesley-Wells). Note anterior ethmoidal artery in supra-bullar recess. |
| iii | Posterior ethmoidectomy | Perforate ground lamella of middle turbinate in infero-medial quadrant to avoid skull base or lamina papyracea injury. Use antral roof as safe floor guide. Beware Onodi cells and optic nerve. |
| iv | Middle meatal antrostomy | Widening of maxillary ostium |
| v | Sphenoidotomy | Natural ostium located medial to superior turbinate at level of antral roof. Resect inferior third of superior turbinate if needed. Perforate ground lamella of superior turbinate in infero-medial portion. |
| vi | Frontal sinusotomy | Agger nasi cell is key landmark. Kerrison's punch at axilla of middle turbinate to open anterior Agger nasi. |
Post-operative Principles
- Surgery is adjunctive to medical therapy, not a cure
- Ongoing topical steroids + saline irrigation required after FESS
- Recurrent disease is common, especially in CRSwNP - requires endoscopic surveillance
- ESS enables delivery of topical therapy into sinus cavities that would otherwise have no penetration (Cummings)
- Delay in surgery for CRS may adversely impact sinonasal outcomes and asthma prevalence (Cummings, UK studies)
Scott-Brown's Otorhinolaryngology Head & Neck Surgery, Vol. 1, pp. 1118-1123, Ch. 98 (A. Simon Carney & Raymond Sacks)
Cummings Otolaryngology Head and Neck Surgery, Ch. 44, pp. 873-875