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Acute Respiratory Distress Syndrome (ARDS): Mechanism
Definition and Berlin Criteria
ARDS is a syndrome of acute hypoxemic respiratory failure caused by diffuse inflammatory lung injury. The 2012 Berlin Definition requires:
- Bilateral pulmonary infiltrates on chest imaging
- PaO₂/FiO₂ (P/F) ratio <300 mmHg on ≥5 cmH₂O PEEP
- Onset within 7 days of a recognized insult
- Respiratory failure not fully explained by cardiac failure or fluid overload
Severity is classified as mild (P/F 200–300), moderate (P/F 100–200), and severe (P/F <100).
Core Pathophysiology: Breakdown of the Alveolar-Capillary Barrier
The unifying mechanism is increased alveolar-capillary permeability — not elevated hydrostatic pressure (as in cardiogenic pulmonary edema). This leads to protein-rich exudative fluid flooding the alveoli.
The alveolar-capillary unit has two barriers:
- Microvascular endothelium — normally the primary barrier to fluid; disrupted early in ARDS
- Alveolar epithelium — normally even tighter; injury here is particularly damaging because type II pneumocytes produce surfactant and drive alveolar fluid clearance via active Na⁺ transport
When both barriers are disrupted, protein-rich fluid, plasma proteins, and inflammatory cells pour into the interstitium and alveoli.
Phases of ARDS: Diffuse Alveolar Damage (DAD)
Figure: Time course of ARDS. Exudative phase features alveolar edema and hyaline membrane formation (days 0–7); proliferative phase involves interstitial inflammation and early fibrosis (days 7–21); fibrotic phase occurs in a subset of patients with persistent disease. — Harrison's Principles of Internal Medicine, 22nd ed.
1. Exudative Phase (Days 0–7)
- Endothelial and type I pneumocyte injury → loss of tight junctions → protein-rich exudate floods alveoli
- Proinflammatory cytokines (IL-1β, IL-6, IL-8, TNF-α) and lipid mediators (leukotriene B₂) are elevated
- Massive neutrophil recruitment into pulmonary vasculature and alveoli (see below)
- Condensed plasma proteins + cellular debris + dysfunctional surfactant form hyaline membranes
- Pulmonary vascular injury: microthrombi, fibrocellular proliferation, obliteration of small vessels
- Result: profound hypoxemia (right-to-left shunting from collapsed/fluid-filled alveoli) + dead-space ventilation + reduced lung compliance
2. Proliferative Phase (Days 7–21)
- Hyaline membranes are reorganized; type II pneumocytes proliferate to replace lost type I cells
- Interstitial inflammation remains prominent
- Early fibrosis appears with collagen deposition (N-terminal procollagen peptide III detectable in BAL fluid within 24 hours of onset — fibroproliferation may begin simultaneously with inflammation)
- Pulmonary capillary obliteration and interstitial/alveolar collagen deposition
- Neutrophil numbers decline; macrophages become dominant
3. Fibrotic Phase (>21 days, subset of patients)
- Pulmonary fibrosis, bullae formation, and cyst formation in those with persistent ARDS
- Associated with prolonged mechanical ventilation and poor outcomes
The Neutrophil: Central Effector of Lung Injury
Figure: Activated PMNs exit the capillary lumen, transmigrate across the alveolar-capillary membrane, and release cytotoxic compounds. — Murray & Nadel's Textbook of Respiratory Medicine
One of the earliest findings in ARDS is transient leukopenia — reflecting pulmonary neutrophil sequestration before hypoxemia even develops. This occurs because:
- Pulmonary capillaries are narrower than neutrophil diameter — cells must deform to pass through
- Activated neutrophils become "stiff" (actin cytoskeleton change) and cannot deform → sequestration in capillaries
- Sequestered PMNs induce endothelial barrier breakdown, enhancing further transmigration into the interstitium
Neutrophil Weapons that Cause Tissue Damage
| Mediator | Mechanism of Injury |
|---|
| Reactive oxygen species (ROS) | Oxidative damage to endothelial and epithelial membranes |
| Neutrophil elastase (NE) | Degrades cadherins (adherens junctions) → alveolar flooding; degrades growth factors and cytokines |
| Metalloproteinases | Extracellular matrix destruction |
| Defensins / cationic peptides | Direct membrane disruption |
| TNF-α, IL-1β | Amplify inflammatory cascade |
| Neutrophil Extracellular Traps (NETs) | DNA/histone/antimicrobial webs → endothelial damage + thrombus formation |
NETs are particularly important: in sepsis, massive NET release causes NET-associated endothelial damage and microvascular thrombosis. Mouse models show NET formation in lungs is accompanied by severe structural destruction.
Signal Transduction Amplification
- p38 MAPK (activated by LPS) → stimulates TNF-α production and macrophage inflammatory protein-2 (MIP-2) → further neutrophil chemotaxis
- PI3K-γ (activated by IL-8 and bacterial peptides in neutrophils) → promotes neutrophil accumulation and cytokine production
Surfactant Dysfunction
- Surfactant proteins (SP-A, SP-B, SP-C, SP-D) are reduced and dysfunctional in ARDS
- Phospholipase A₂ (released in pancreatitis) enzymatically degrades surfactant → alveolar collapse
- Neutrophil elastase and plasma proteins entering alveoli directly damage surfactant lipids and proteins
- Loss of surfactant → increased alveolar surface tension → tendency to collapse (atelectasis) and ventilation-perfusion mismatch
Pulmonary Vascular Consequences
- Hypoxic vasoconstriction in poorly ventilated units
- Microvascular thrombosis from NETs, activated platelets, and fibrin deposition
- Compression of vessels by positive-pressure ventilation
- Net result: pulmonary hypertension with increased dead space → hypercapnia compounds hypoxemia
Physiological Consequences
| Abnormality | Mechanism |
|---|
| Severe hypoxemia | Intrapulmonary shunt (flooded/atelectatic alveoli) |
| Hypercapnia | Increased dead space (obliterated/compressed vessels) |
| Reduced compliance | Alveolar edema, atelectasis, loss of surfactant |
| Pulmonary hypertension | Hypoxic vasoconstriction, microthrombosis |
| Respiratory muscle fatigue | Increased work of breathing against stiff lungs |
Common Precipitants
ARDS can arise from direct (pulmonary) or indirect (extrapulmonary) lung injury:
- Direct: pneumonia (most common), aspiration, pulmonary contusion, inhalation injury
- Indirect: sepsis (most common overall), severe pancreatitis, trauma, transfusion-related (TRALI), burns
In pancreatitis, for example, elastase and lipase released systemically increase vascular permeability, phospholipase A₂ degrades surfactant, and TNF-α/IL-8 drive neutrophil recruitment to the lung — the same final common pathway regardless of the inciting cause.
Sources: Murray & Nadel's Textbook of Respiratory Medicine (block31); Harrison's Principles of Internal Medicine, 22nd ed. (block32); Goldman-Cecil Medicine (block12); Sabiston Textbook of Surgery (block11)