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Paradoxical Breathing
Definition
Paradoxical breathing refers to an abnormal pattern of chest wall movement in which the chest or abdominal wall moves in the opposite direction to normal during the respiratory cycle:
- Normal: Chest wall moves outward on inspiration, inward on expiration
- Paradoxical: Chest wall (or a segment of it) moves inward on inspiration, outward on expiration
The term is also used more broadly to describe loss of synchronicity between chest and abdominal movements during respiration - specifically, abnormal sinking of the abdomen during inspiration, which is an unequivocal sign of diaphragmatic failure.
- Bradley and Daroff's Neurology in Clinical Practice, p. 3292
- Fishman's Pulmonary Diseases and Disorders, p. 3782
Causes
Paradoxical breathing arises from two fundamentally different mechanisms:
1. Chest Wall Disruption - Flail Chest
Flail chest is the classic mechanical cause and represents the most severe form of blunt thoracic injury.
- Anatomic definition: Three or more consecutive ribs fractured in two or more locations, creating a segment that loses continuity with the rest of the chest wall
- Clinical definition: The flail segment demonstrates paradoxical motion - collapsing inward during inspiration and moving outward during expiration
Mechanism (Fishman's):
During inspiration, intrapleural pressure becomes subatmospheric. In an intact chest, this negative pressure drives rib cage expansion. In flail chest, the disconnected segment is no longer coupled to rib-expanding forces, so it responds directly to pleural pressure - it is sucked inward as the rest of the chest expands. During expiration, rising pleural pressure pushes it back outward.
Paradoxical motion is worsened when:
- Lung compliance is reduced (pulmonary contusion, atelectasis)
- Airway resistance is increased (secretions, bronchospasm)
- These factors amplify the normal swings in pleural pressure
Paradoxical and mediastinal shift mechanics in the open-chested patient - Barash's Clinical Anesthesia
Locations of flail chest:
| Location | Notes |
|---|
| Lateral (most common) | Anterolateral or posterolateral flail segment from blunt trauma |
| Anterior | Sternum-rib dissociation via costal cartilage/sternal fractures |
| Posterior | Least severe clinically - splinted by paravertebral muscles |
Paradoxical motion may be absent despite anatomical flail if fractures are undisplaced, in early muscle splinting, or segment lies under the scapula.
- Rockwood and Green's Fractures in Adults, p. 711-720
- Fishman's, p. 1756-1764
2. Respiratory Muscle Failure - Neuromuscular Causes
Paradoxical breathing here reflects loss of diaphragmatic and/or intercostal muscle coordination:
- Diaphragm failure: The abdomen sinks inward during inspiration (instead of moving outward as the diaphragm descends). This pattern is the classic sign of diaphragmatic paralysis.
- Intercostal + diaphragm imbalance: Seen in cervical spinal cord injury (intercostals paralysed, diaphragm partially preserved) and in conditions like spinal muscular atrophy (SMA), where intercostal weakness relative to preserved diaphragm strength produces a bell-shaped chest deformity with paradoxical breathing over time.
- Respiratory muscle fatigue: Fatigue of both diaphragm and intercostal muscles sufficient to disturb coordinated contractions can produce paradoxical breathing as a herald of impending respiratory failure.
Common neuromuscular causes include:
-
High cervical spinal cord injury (C3-C5 or higher - phrenic nerve involvement)
-
Guillain-Barré syndrome
-
Myasthenia gravis (severe)
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Amyotrophic lateral sclerosis (ALS)
-
Spinal muscular atrophy (SMA)
-
Critical illness polyneuropathy/myopathy
-
Severe electrolyte disturbances (hypophosphataemia, hypomagnesaemia)
-
Bradley and Daroff's, p. 3292
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Thompson & Thompson Genetics, p. 1115
-
Fishman's, p. 3782
3. Upper Airway Obstruction
During complete or near-complete upper airway obstruction, the patient's vigorous inspiratory effort against a closed airway generates extreme negative intrathoracic pressure. This causes:
- Retraction of the sternal notch
- Exaggerated abdominal muscle activity / protrusion of the abdomen
- Collapse of the chest wall with inspiratory effort
The resulting "rocking motion" (chest in, abdomen out during inspiration) becomes more prominent as obstruction worsens. This pattern is particularly seen with:
- Obstructive sleep apnoea (OSA)
- Upper airway resistance syndrome (UARS) in children
- Post-extubation/post-anaesthesia pharyngeal collapse (loss of pharyngeal tone)
- Laryngospasm
- Foreign body or epiglottitis
Relief is achieved by opening the airway (chin lift, jaw thrust, CPAP, or airway adjuncts), which abolishes the pattern.
- Miller's Anesthesia, p. 1267-1268
- Cummings Otolaryngology, p. 3245
4. Open Chest / Thoracotomy Setting
When the thoracic cavity is surgically opened in a spontaneously breathing patient:
-
Atmospheric pressure enters the open hemithorax, while the intact hemithorax remains at negative pressure
-
During inspiration, air moves from the open lung into the intact lung rather than in from outside
-
During expiration, the reverse occurs
-
This intra-thoracic gas movement (historically called pendelluft) represents wasted ventilation and impairs gas exchange
-
This is abolished by positive pressure ventilation (PPV) or adequate sealing of the chest
-
Barash's Clinical Anesthesia, p. 757-758
Clinical Significance
| Context | What Paradoxical Breathing Signals |
|---|
| Trauma patient | Flail chest - look for underlying pulmonary contusion and ARDS |
| Neurology ICU | Impending neuromuscular respiratory failure - consider early intubation |
| Post-anaesthesia recovery | Upper airway obstruction, possibly residual neuromuscular blockade |
| Sleeping child | Upper airway resistance syndrome, OSA |
| General examination | Diaphragmatic paralysis (unilateral or bilateral) |
Pathophysiology of Respiratory Failure in Flail Chest
An important conceptual update (from Murray & Nadel's and Fishman's):
The paradoxical wall movement itself is NOT the primary cause of respiratory failure. Rather, the respiratory impairment is driven by the underlying pulmonary contusion, pain-induced splinting, atelectasis, and increased work of breathing.
The old "pendelluft" theory - that gas shuttled back and forth between lungs causing hypoxia - has been largely disproven. Modern management targets the underlying lung injury and pain control, not simply the chest wall mechanics.
Consequences of flail chest:
-
VC and FRC reduced by up to 50% of predicted
-
Pain impairs cough effectiveness → secretion retention → pneumonia
-
Increased elastic and resistive load on respiratory muscles
-
Inspiratory muscles shorten excessively (extra work not captured by standard measurements)
-
Shortened mean operating length reduces inspiratory muscle efficiency
-
Combined: respiratory muscle fatigue → respiratory failure
-
Murray & Nadel's, p. 2321-2323
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Fishman's, p. 1764-1766
Management
Flail Chest:
- Pain control is paramount - thoracic epidural analgesia (TEA) is the preferred modality (Eastern Association for Surgery of Trauma guidelines); if epidural is contraindicated, thoracic paravertebral block (TPVB)
- Mild-moderate respiratory compromise: trial of non-invasive ventilation (NIV/CPAP) with TEA before intubation
- Endotracheal intubation + mechanical ventilation for abnormal gas exchange - not merely for paradoxical motion
- Mechanical ventilation to treat chest wall motion alone is not recommended
- Surgical rib fixation improves long-term outcomes (returns VC to normal in ~3 months); underused in the US
Neuromuscular:
- Serial monitoring of respiratory parameters (VC <20 mL/kg, MIP <-30 cmH₂O, MEP <40 cmH₂O = "20-30-40 rule" for intubation threshold in GBS)
- Early non-invasive ventilation; anticipate mechanical ventilation
- Treat underlying cause where possible
Upper Airway Obstruction:
-
Chin lift / jaw thrust
-
Oral or nasal airway adjunct
-
CPAP via face mask
-
Laryngeal mask airway or endotracheal intubation for refractory cases
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Murray & Nadel's, p. 2323-2324
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Miller's Anesthesia, p. 1268