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Intravenous (IV) Induction of Anaesthesia - Detailed Explanation
1. Definition and Purpose
Intravenous induction of anaesthesia is the process of rapidly achieving the unconscious, surgical state by administering an anaesthetic drug directly into the bloodstream via a peripheral or central venous cannula. It is by far the most common method used in modern practice to transition the patient from consciousness to a state suitable for surgery - bypassing the "excitement phase" (Guedel's Stage 2) that was historically seen with inhaled agents like ether.
Surgical anaesthesia is induced in approximately one "arm-to-brain circulation time" (roughly 30-60 seconds), which is the time taken for blood from the injection site to reach the brain.
- Scott-Brown's Otorhinolaryngology, p. 388
2. The Triad of Anaesthesia
IV induction initiates all three components of the "triad" of anaesthesia:
| Component | Definition |
|---|
| Hypnosis | Loss of consciousness; suppression of implicit and explicit memory |
| Akinesia | Prevention of movement (often completed by neuromuscular blockers) |
| Analgesia | Obtundation of the subconscious and stress response to pain |
Modern practice achieves this with balanced anaesthesia - using multiple drugs to satisfy each component at lower doses, reducing toxicity from any single agent.
- Scott-Brown's Otorhinolaryngology, p. 381
3. Mechanism of Action - General Pharmacokinetics
All IV induction agents share a common pharmacokinetic profile:
- High lipid solubility allows rapid diffusion across the blood-brain barrier (BBB)
- The brain has very high blood flow, so drug delivery to the CNS is fast
- After a single bolus, redistribution (not metabolism) accounts for the return of consciousness - drug moves from the brain to other lipid-rich tissues (muscle, fat) with lower blood flows
- Hepatic metabolism provides slower background elimination but does not drive emergence from a single-dose induction
- Most agents work via GABA-A receptor agonism, enhancing chloride channel opening and causing neuronal inhibition
"Intravenous induction agents owe their rapid onset and offset of action to rapid diffusion across the blood-brain barrier due to their high lipid solubility. Hepatic clearance is moderately slow and does not play a significant part in the return of consciousness after a bolus dose."
- Scott-Brown's Otorhinolaryngology, Key Points
4. Pre-Induction Preparation
Preoxygenation
Before any IV induction, 100% oxygen is administered via a tight-fitting face mask for 2-3 minutes (or 4 vital capacity breaths over 30 seconds as an alternative).
- This does not significantly increase blood oxygen saturation (already near 100% on room air)
- Instead, it denitrogenates the lungs, creating an oxygen reservoir in the alveolar compartment
- This reservoir delays the onset of desaturation during the apnoea that follows induction
- Especially important in obese patients and children, who have reduced FRC and desaturate faster
Monitoring and IV Access
Standard monitors must be in place before induction:
- ECG, SpO2 (pulse oximetry), non-invasive blood pressure (NIBP), capnography
- A secure peripheral IV cannula (minimum 18G)
5. Induction Agents - Individual Profiles
5.1 Propofol (2,6-diisopropylphenol) - First-Line Agent
| Property | Detail |
|---|
| Class | Substituted phenol |
| Formulation | White lipid emulsion (soybean oil + egg lecithin) |
| Dose | 1-2 mg/kg IV (reduced in elderly, ASA III-IV: 0.5-1 mg/kg) |
| Onset | 30-60 seconds |
| Duration | 5-10 minutes after single bolus |
| Mechanism | GABA-A receptor agonism (not fully elucidated) |
Advantages:
- Smooth, rapid induction - avoids excitement phase
- Low PONV (post-operative nausea and vomiting) - antiemetic properties
- Potent bronchodilator - useful in asthmatics
- Decreases ICP and CMRO2 (cerebral metabolic rate of oxygen) - suitable for head injury/neurosurgery
- Anticonvulsant properties
- Can be used for maintenance (TIVA) via target-controlled infusion (TCI) using Marsh or Schneider pharmacokinetic models
- Short context-sensitive half-time - patients wake up quickly even after prolonged infusions
- Safe in porphyria and malignant hyperthermia
Disadvantages:
-
Hypotension - reduces sympathetic vasomotor tone and cardiac contractility; worse in elderly, dehydrated, or hypovolaemic patients
-
Pain on injection - burning at the IV site (reduced by pre-injection of lidocaine or using a larger vein)
-
Respiratory depression and apnoea
-
Propofol Infusion Syndrome (PRIS) - rare but fatal; mitochondrial dysfunction, metabolic acidosis, cardiovascular collapse; seen with high-dose prolonged infusions in ICU
-
Hypertriglyceridaemia and pancreatitis with prolonged use (propofol is in a lipid vehicle)
-
Sabiston Textbook of Surgery, p. 331-332
5.2 Thiopentone (Thiopental Sodium)
| Property | Detail |
|---|
| Class | Thiobarbiturate |
| Dose | 3-5 mg/kg IV |
| Mechanism | GABA-A receptor potentiation |
| Onset | Very rapid (~30 seconds) |
Historical context: Dominated as the primary induction agent for decades before being largely replaced by propofol.
Advantages:
- Very rapid onset
- Decreases ICP - still used in neurosurgery emergencies in some centres
Disadvantages:
- Cannot be used for maintenance (context-sensitive half-time increases significantly with repeated doses - "hang-over" effect)
- Cardiovascular depression similar to propofol
- Triggers acute porphyria - absolutely contraindicated in porphyria
- Higher incidence of PONV compared to propofol
- Can cause histamine release and bronchospasm
5.3 Ketamine
| Property | Detail |
|---|
| Class | Phencyclidine derivative |
| Dose | 1-2 mg/kg IV; 5-10 mg/kg IM |
| Mechanism | NMDA receptor antagonism |
| State produced | "Dissociative anaesthesia" |
Unique properties:
- The only IV induction agent that increases blood pressure and heart rate via sympathomimetic (sympathetic stimulation) effects
- Potent analgesic at sub-induction doses - useful adjunct in multimodal pain management
- Bronchodilator - particularly useful in severe asthmatics and for Rapid Sequence Induction in bronchospasm
- Preserves airway reflexes and spontaneous breathing - can be used as a sole agent for brief superficial cases
- Can be given IM - useful in uncooperative patients or those without IV access
Disadvantages:
- Psychotropic effects - emergence delirium, nightmares, hallucinations (attenuated by co-administering a benzodiazepine like midazolam)
- Increases cerebral blood flow - classically avoided in raised ICP (though recent data suggest this concern may be overstated in traumatic brain injury)
- Copious oropharyngeal secretions - glycopyrrolate (antimuscarinic) often co-administered
- Tachycardia and hypertension - caution in coronary artery disease
- In profound shock with exhausted sympathetic tone, ketamine's direct cardiac depressant effects can unmask
Relative indications: Haemodynamically unstable patients, asthmatics requiring RSI, burned patients, paediatric IM sedation
- Sabiston Textbook of Surgery, p. 332
5.4 Etomidate
| Property | Detail |
|---|
| Class | Imidazole compound |
| Dose | 0.1-0.3 mg/kg IV |
| Mechanism | GABA-A receptor potentiation |
| Key feature | Cardiovascular stability |
Advantages:
- Minimal haemodynamic effects - maintains blood pressure far better than propofol or thiopentone
- Decreases ICP and CMRO2 - suitable for head injury
- Rapid onset and recovery; does not cause apnoea
- Preferred for patients with cardiac contractile dysfunction or severe hypovolemia
Disadvantages:
- Adrenal suppression - inhibits 11β-hydroxylase (required for cortisol synthesis); even a single induction dose can suppress the adrenal axis for 6-24 hours
- Pain on injection
- Myoclonus - abnormal involuntary muscle movements during induction
- High incidence of PONV
- Concern about worsened mortality in septic patients due to adrenal suppression
5.5 Midazolam
| Property | Detail |
|---|
| Class | Benzodiazepine |
| Dose | 0.15-0.3 mg/kg IV |
| Mechanism | GABA-A positive allosteric modulation |
Use in induction: Not commonly used as a sole induction agent due to slow onset (2-3 minutes) and unpredictable dose-response; usually used as a co-induction agent (reduces propofol requirements by up to 50%) or for premedication.
Key feature: Potent amnestic - useful when residual sedation and amnesia are desired.
Risk: Synergistic respiratory depression when combined with opioids.
6. Summary Comparison Table (from Sabiston Textbook of Surgery)
| Agent | Dose (mg/kg) | Key Side Effects | Caution | Relative Indication |
|---|
| Propofol | 1-2 | Hypotension, pain on injection | CAD, hypovolemia | Outpatients, asthmatics, TIVA |
| Ketamine | 1-2 | Hypertension, tachycardia | Coronary disease | Shock (reduced dose), asthma RSI |
| Etomidate | 0.1-0.3 | Adrenal suppression, myoclonus | Hypovolemia | Cardiac dysfunction, shock |
| Midazolam | 0.15-0.3 | Resp. depression (+ opioids) | Hypovolemia | Cardiac dysfunction (+ opioids) |
7. Dose Titration Principles
- Dose is guided by patient weight but must be titrated to effect (slow injection, watching for loss of consciousness)
- Reduced doses in: elderly, debilitated, hypovolaemic, pre-medicated patients, ASA class III-IV
- Injudicious bolus dosing can cause cardiovascular collapse and respiratory arrest
- Before administering neuromuscular blockers, confirm the ability to ventilate by face mask (except in RSI - see below)
8. Rapid Sequence Induction (RSI)
RSI is a modification of standard IV induction designed to protect the airway from pulmonary aspiration of gastric contents.
Indications:
- Emergency surgery (full stomach)
- Hiatus hernia with active reflux
- Airway or GI haemorrhage
- Bowel obstruction
Procedure:
- Preoxygenation (3 minutes 100% O2)
- Bolus of IV induction agent (propofol or thiopentone)
- Immediately followed by neuromuscular blocker: suxamethonium (1.5 mg/kg) or rocuronium (1.2 mg/kg)
- Cricoid pressure (Sellick's manoeuvre) applied as soon as consciousness is lost - 40 N force applied to compresses the oesophagus against C6 vertebral body, preventing passive gastric regurgitation
- No face-mask ventilation between induction agent and intubation
- Direct laryngoscopy and intubation as soon as muscle relaxation is achieved
- Confirm placement by capnography (ETCO2)
- Scott-Brown's Otorhinolaryngology, p. 388
9. Total Intravenous Anaesthesia (TIVA)
Propofol can be used not only for induction but also for maintenance of anaesthesia, administered by continuous infusion - a technique called TIVA.
- Often combined with remifentanil (ultra-short-acting synthetic opioid, metabolised by plasma esterases, context-sensitive half-time of 3 minutes)
- Delivered via target-controlled infusion (TCI) pumps using population-based pharmacokinetic models (Marsh or Schneider models for propofol; Minto model for remifentanil)
- The pumps calculate required infusion rates to maintain a target plasma or effect-site concentration
- Advantages over volatile agents: lower PONV, no environmental pollution, applicable when volatile agent delivery is not possible (e.g., jet ventilation, MRI)
- Useful when nerve monitoring is required, as neuromuscular blockers can be avoided
10. Cardiovascular Effects of IV Induction
A drop in blood pressure on induction is common to most IV agents (except ketamine). Mechanisms include:
- Decreased central sympathetic vasomotor tone
- Reduced cardiac contractility
- Peripheral vasodilation
- This is particularly marked in:
- Elderly patients
- Dehydrated or hypovolaemic patients
- Patients with pre-existing cardiac disease
Management: pre-loading with IV fluids, dose reduction, co-induction, vasopressors (ephedrine, metaraminol) on standby.
11. Monitoring During IV Induction
Per ASA/standard guidelines, the following must be in place from induction:
-
ECG (continuous)
-
SpO2 (pulse oximetry - continuous)
-
NIBP (every 5 minutes minimum)
-
ETCO2 (capnography) - gold standard for confirming endotracheal tube placement and monitoring ventilation
-
Temperature monitoring (when expected changes)
-
FiO2 monitoring
-
Sabiston Textbook of Surgery, p. 335-336
Key Takeaways
- IV induction is the standard method because it is rapid (one arm-brain circulation time), smooth, and avoids the dangerous excitement phase of inhalation induction.
- Propofol is the most widely used induction agent - GABA-A agonist, low PONV, bronchodilator, but causes hypotension.
- Ketamine uniquely stimulates the cardiovascular system via NMDA antagonism - ideal for haemodynamically unstable patients and asthmatics.
- Etomidate offers cardiovascular stability but carries adrenal suppression risk.
- Dose must always be titrated to effect, not given as a rapid bolus, especially in vulnerable patients.
- RSI with cricoid pressure protects against aspiration in patients with full stomachs.
- TIVA using propofol + remifentanil by TCI is a complete IV alternative to inhaled maintenance.
Sources: Scott-Brown's Otorhinolaryngology Head & Neck Surgery Vol. 1 (p. 381-389), Sabiston Textbook of Surgery - The Biological Basis of Modern Surgical Practice (pp. 331-336), Bailey and Love's Short Practice of Surgery 28th Ed.