Apoptosis

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Apoptosis

Apoptosis is a form of programmed cell death in which cells activate intrinsic enzymatic machinery to systematically dismantle themselves. Unlike necrosis, the plasma membrane stays intact throughout the process, and cell contents are packaged into fragments called apoptotic bodies that are rapidly phagocytosed - meaning no inflammatory response is triggered.
The name comes from the Greek for "falling off," as in leaves falling from a tree.

Morphologic Features

  • Chromatin condensation and nuclear fragmentation
  • Cytoplasmic condensation and cell shrinkage
  • Membrane blebbing
  • Formation of apoptotic bodies - membrane-bound fragments containing organelles and nuclear debris
  • "Eat me" signals (e.g., phosphatidylserine) appear on the outer leaflet of the plasma membrane, directing phagocytes to clear the fragments without triggering inflammation
This stands in sharp contrast to necrosis, which involves cell swelling, membrane rupture, and release of intracellular contents that cause inflammation.

Causes: Physiologic vs. Pathologic

ConditionMechanism
Embryogenesis (tissue patterning)Loss of growth factor signaling
Turnover of proliferative tissues (intestine, lymphocytes)Loss of survival signals
Involution of hormone-dependent tissues (endometrium)Decreased hormone levels
End of immune responses (leukocyte decline)Loss of survival signals
Elimination of self-reactive lymphocytesActivation of both pathways by strong self-antigen recognition
DNA damage (radiation, cytotoxic drugs)Activation of proapoptotic BH3-only proteins
Misfolded protein accumulation (ER stress)BH3-only proteins + possible direct caspase activation
Viral infectionsViral proteins activate proapoptotic proteins; CTLs activate caspases
  • Robbins & Kumar Basic Pathology, p. 24

Mechanisms: Two Major Pathways

Both pathways converge on the activation of caspases - cysteine proteases that cleave substrates after aspartic acid residues. Caspases exist as inactive zymogens (procaspases) that are activated by cleavage.
Apoptosis pathways diagram showing intrinsic mitochondrial and extrinsic death receptor routes
Fig. 1.12 from Robbins & Kumar Basic Pathology - Mitochondrial (intrinsic) and Death Receptor (extrinsic) pathways of apoptosis

1. Mitochondrial (Intrinsic) Pathway

This is the dominant pathway in most physiologic and pathologic apoptosis.
Key trigger: Loss of growth factors/survival signals, DNA damage, protein misfolding, oxidative stress.
The BCL-2 family governs mitochondrial membrane permeability and has three groups:
GroupMembersFunction
AntiapoptoticBCL-2, BCL-XL, MCL-1Maintain mitochondrial integrity; oppose BAX/BAK
Proapoptotic effectorsBAX, BAKDimerize and form pores in the outer mitochondrial membrane
BH3-only sensorsBIM, BID, PUMA, NOXASense stress; shift balance toward BAX/BAK
Sequence of events:
  1. Stress activates BH3-only proteins, which neutralize BCL-2/BCL-XL
  2. Freed BAX and BAK dimerize and insert into the outer mitochondrial membrane, forming a channel
  3. Cytochrome c (and other proteins) leak from the intermembrane space into the cytosol
  4. Cytochrome c binds Apaf-1, forming the apoptosome complex
  5. The apoptosome activates initiator caspase-9
  6. Caspase-9 activates executioner caspases 3 and 7
  7. Executioner caspases cleave numerous downstream substrates - DNases, cytoskeletal proteins, nuclear lamins - causing the morphologic changes of apoptosis
  • Robbins & Kumar Basic Pathology, p. 25

2. Death Receptor (Extrinsic) Pathway

Triggered by extracellular ligands binding death receptors on the cell surface - members of the TNF receptor superfamily that carry a cytoplasmic "death domain."
Key receptors and ligands:
  • Fas (CD95) + FasL
  • TNFR1 + TNF
Sequence of events:
  1. Ligand (e.g., FasL) cross-links and clusters the receptor (e.g., Fas)
  2. The death domain recruits adaptor proteins (e.g., FADD - Fas-associated death domain protein)
  3. Adaptors recruit and activate initiator caspase-8, forming the DISC (death-inducing signaling complex)
  4. Caspase-8 directly activates executioner caspases 3 and 7
  5. (Caspase-8 can also cleave BID, a BH3-only protein, creating tBID - this links the extrinsic pathway to the mitochondrial amplification loop)
This pathway is used by cytotoxic T lymphocytes (CTLs) to kill infected or tumor cells, and eliminates self-reactive lymphocytes.
  • Sleisenger and Fordtran's Gastrointestinal and Liver Disease, p. 23
  • Robbins & Kumar Basic Pathology, p. 25

Executioner Phase (Common Final Pathway)

Once caspases 3 and 7 are activated:
  • CAD (caspase-activated DNase) is released from inhibition, cleaves nuclear DNA into oligonucleosomal fragments (the "DNA ladder" seen on gel electrophoresis)
  • Nuclear lamins are cleaved → nuclear fragmentation
  • Cytoskeletal proteins are degraded
  • Phosphatidylserine flips to the outer leaflet ("eat me" signal)
  • Apoptotic bodies form and are phagocytosed by macrophages and neighboring cells

Apoptosis vs. Necrosis

FeatureApoptosisNecrosis
TriggerPhysiologic or controlled damageOverwhelming injury
Cell sizeShrinkageSwelling
NucleusFragmentation, condensationKaryolysis/karyorrhexis/pyknosis
Plasma membraneIntactDisrupted
Cell contentsPackaged in apoptotic bodiesReleased
InflammationNoYes
Energy requirementATP-dependentPassive

Clinical and Pathologic Relevance

Too little apoptosis:
  • Cancer - tumor cells evade apoptosis (BCL-2 overexpression in follicular lymphoma via t(14;18), loss of p53)
  • Autoimmune disease - failure to delete self-reactive lymphocytes (e.g., mutations in Fas or FasL cause autoimmune lymphoproliferative syndrome, ALPS)
Too much apoptosis:
  • Neurodegenerative diseases - excess neuronal death in Alzheimer's, Parkinson's, ALS
  • Ischemia-reperfusion injury - mitochondrial pathway activated by oxidative stress
  • Viral infections - some viruses (HIV) kill T cells via apoptosis; others (herpesviruses) encode BCL-2 homologs to suppress it

p53 and Apoptosis

p53, the "guardian of the genome," plays a key role: when DNA damage is irreparable, p53 upregulates BH3-only proteins (PUMA, NOXA), shifting the balance toward BAX/BAK and committing the cell to apoptotic death. This is why p53 loss is a hallmark of cancer - damaged cells that should die instead survive and accumulate mutations.

Key Molecules Summary

MoleculeRole
BCL-2, BCL-XL, MCL-1Antiapoptotic; maintain mitochondrial integrity
BAX, BAKProapoptotic effectors; form the mitochondrial pore
BH3-only proteins (BIM, PUMA, NOXA, BID)Sensors; activate BAX/BAK by neutralizing BCL-2
Cytochrome cReleased from mitochondria; forms apoptosome
Apaf-1Scaffold for apoptosome assembly
Caspase-9Initiator caspase (intrinsic pathway)
Caspase-8Initiator caspase (extrinsic/death receptor pathway)
Caspases 3, 7Executioner caspases (final common pathway)
Fas (CD95), TNFR1Death receptors (extrinsic pathway)
p53Upregulates BH3-only proteins upon DNA damage

Sources: Robbins & Kumar Basic Pathology, pp. 23-26 | Sleisenger and Fordtran's Gastrointestinal and Liver Disease, p. 23
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