Smile procedure ophthalmology

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SMILE small incision lenticule extraction outcomes

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SMILE procedure ophthalmology steps indications complications 2024

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SMILE (Small Incision Lenticule Extraction) - Ophthalmology

What is SMILE?

SMILE is a flapless, minimally invasive femtosecond laser refractive procedure for correcting myopia and myopic astigmatism. It uses the Carl Zeiss VisuMax femtosecond laser to cut a lens-shaped disc of corneal stroma (the lenticule) entirely within the intact cornea, which is then removed through a small ~4 mm side-cut incision - no corneal flap is created. When the lenticule is removed via a LASIK-style flap instead of a small incision, the procedure is called Refractive Lenticule Extraction (ReLex).
  • Kanski's Clinical Ophthalmology, 10th ed., p. 305

Indications

  • Myopia (typically -1.00 D to -10.00 D)
  • Myopic astigmatism (up to ~-5.00 D of cylinder in FDA-approved platforms)
  • Age ≥ 22 years with stable refraction (no significant change in ≥1 year)
  • Adequate corneal thickness (minimum residual stromal bed after lenticule removal)
  • Patients with large pupils prone to glare/halos - SMILE induces fewer higher-order aberrations (HOAs) than LASIK
  • Contact sport athletes or military/law enforcement (no flap = no flap dislodgement risk)
  • Patients with dry eye concerns (faster neural recovery than LASIK)
SMILE is not currently approved for hyperopia correction.

Absolute and Relative Contraindications

CategoryExamples
AbsoluteKeratoconus / ectasia, unstable refraction, insufficient corneal thickness, active ocular infection
RelativeDry eye syndrome, autoimmune disease (SLE, rheumatoid arthritis), immunocompromise, previous herpes simplex keratitis, glaucoma, macular degeneration, chronic blepharitis
General contraindications for refractive surgery also apply: unacceptably high expectations, occupations requiring extreme visual acuity without correction (pilots, air traffic controllers), and pregnancy.

Surgical Technique - Step by Step

Preoperative

  • Corneal topography, pachymetry (thickness), pupillometry
  • Discontinue soft contact lenses ≥1 week (rigid gas-permeable ≥3 weeks) before preop mapping
  • Topical anaesthetic drops instilled

Intraoperative Steps

  1. Docking - The patient fixates on a target light; the VisuMax laser cone is gently applanated to the cornea. Suction is applied to stabilize the eye. No high IOP spike (unlike LASIK microkeratome).
  2. Femtosecond laser lenticule creation - The laser fires two curved lamellar cuts within the stroma:
    • Posterior lenticule interface (deeper cut)
    • Anterior lenticule interface (shallower cut, creating the "cap")
    • A small side-cut incision (~2-4 mm, usually at 120° or superior position) connects the two planes to allow instrument access
  3. Lenticule dissection - A small spatula/instrument is inserted through the incision. The lenticule is separated by blunt dissection:
    • Anterior plane first (between cap and lenticule)
    • Posterior plane second (between lenticule and residual bed)
  4. Lenticule extraction - The freed lenticule is grasped with forceps and removed through the incision. The surgeon confirms the lenticule is intact.
  5. Irrigation - The interface is washed to remove debris. No sutures required.

Postoperative Medications

  • Topical steroid (dexamethasone 0.1%) - several times daily
  • Topical fluoroquinolone (moxifloxacin 0.5%) - several times daily
  • Lubricating eye drops - for 1-2 weeks minimum
  • Follow-up at 1 day, 1 week, 1 month, 3 months

Advantages Over LASIK

FeatureSMILELASIK
Flap creationNone (flapless)Requires flap
Incision size~2-4 mm~20 mm (flap circumference)
Dry eyeLess severe, faster recoveryMore severe, slower recovery
Corneal nervesQuicker reinnervationSlower reinnervation
Biomechanical stabilityBetter (more anterior stromal fibres preserved)Less (cap + flap weakens anterior stroma)
Higher-order aberrationsFewer induced HOAsMore HOAs possible
Flap complicationsNoneFlap displacement, striae, buttonhole
Contact sports/traumaSafer (no flap to displace)Flap dislodgement risk

Disadvantages / Limitations vs. LASIK

  • Steeper learning curve - lenticule dissection requires more surgical skill
  • Slower visual recovery in the first 1 month (resolves by 3 months)
  • Higher intraoperative discomfort during tissue manipulation
  • No hyperopia correction (LASIK treats hyperopia)
  • Retreatment is complex - options include PRK + MMC on the cap, thin-flap LASIK through the cap, or the CIRCLE approach (converting the cap to a full LASIK flap)
  • Cannot use wavefront-guided or topography-guided ablation in the same way LASIK can (though newer SMILE platforms are addressing this)

Outcomes

Visual results are comparable to LASIK:
  • ~99% achieve ≥20/40 UCVA at 6 months
  • ~88% achieve 20/20 UCVA at 6 months
A 2024 meta-analysis (Liu et al., Lasers Med Sci, PMID 38329555) confirmed high efficacy, safety, stability, and predictability for myopia correction. Comparative meta-analyses (Tian et al. 2023, PMID 36726315; Wei et al. 2024, PMID 38377878) show SMILE is non-inferior to wavefront-guided LASIK overall, with fewer HOAs.

Complications

Intraoperative

  • Lenticule creation errors: incomplete cut, opaque bubble layer (OBL), suction loss
  • Dissection errors: lenticule tear (partial/complete), tissue fragmentation - can require conversion to PRK or LASIK
  • Extraction errors: residual lenticule fragments left behind

Postoperative

  • Refractive: under-correction, over-correction, regression, residual astigmatism
  • Interface issues: diffuse lamellar keratitis (DLK), interface debris, epithelial ingrowth (rare without flap)
  • Dry eye (less than LASIK, but present)
  • Halos and glare (especially early; typically resolves)
  • Ectasia (rare, from insufficient residual stromal bed - same risk factor as LASIK)
  • Infection/keratitis (rare)

SMILE vs. Other Refractive Procedures at a Glance

PRK/LASEKLASIKSMILE
Flap/surfaceSurface ablationFlapFlapless
Laser typeExcimerExcimer + FSFS only
Pain postopModerateMinimalMinimal
Visual recovery1-4 weeks24-48 hrs1 week
Dry eyeModerateSignificantLeast
HyperopiaYesYesNo
BiomechanicsBestModerateGood

Sources: Kanski's Clinical Ophthalmology 10th ed. (p. 305); StatPearls - SMILE (NCBI Bookshelf, updated Feb 2024); Liu et al. Lasers Med Sci 2024 (PMID 38329555); Tian et al. Acta Ophthalmol 2023 (PMID 36726315); Wei et al. J Fr Ophtalmol 2024 (PMID 38377878).

Retinoscopy

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Retinoscopy

Definition

Retinoscopy (also called skiascopy or shadow test) is an objective method of refraction - the examiner determines the refractive error of the eye without any subjective response from the patient. A retinoscope projects a beam of light into the eye; the examiner observes the movement and characteristics of the light reflex in the pupil and neutralizes it with lenses to calculate the refractive error.
It is indispensable in children, infants, non-verbal patients, and patients with poor reliability during subjective refraction.

The Retinoscope

Two types are used:
TypeDescriptionUse
Spot retinoscopeProjects a round circular beamOlder; less precise for astigmatism
Streak retinoscope (Copeland, 1927)Projects a streak/slit of lightStandard in modern practice; allows meridional assessment for astigmatism
The instrument contains:
  • An illumination source (halogen bulb)
  • A condensing lens that can be moved to switch between plane mirror and concave mirror modes (most modern instruments work in plane mirror mode by default)

Optical Principles

The examiner stands/sits at a set working distance (typically 67 cm = 0.67 m or 50 cm = 0.5 m) from the patient. The reflex seen in the pupil behaves differently depending on where the patient's far point lies relative to the examiner:
Refractive StateFar Point LocationReflex Motion
EmmetropeAt infinityWith motion (at any working distance)
HyperopeBehind the eye (virtual)With motion (reflex moves same direction as streak)
Myope > working distanceBetween patient and examinerAgainst motion (reflex moves opposite to streak)
Myope = working distanceExactly at examiner's eyeNo motion / neutralization
Myope < working distanceBetween examiner and patientWith motion (far point is closer than examiner)
Key rule:
  • With motion → add plus (+) lenses to neutralize
  • Against motion → add minus (-) lenses to neutralize
  • No motion (neutral reflex) → the far point is at the examiner's eye = neutralization achieved

Working Distance Allowance

Because the examiner is at a finite distance rather than infinity, a working distance correction must be subtracted from the gross retinoscopy finding:
  • At 67 cm → subtract -1.50 D (since 1/0.67 = 1.5 D)
  • At 50 cm → subtract -2.00 D (since 1/0.5 = 2.0 D)
  • At 1 m → subtract -1.00 D
Net refraction = Gross retinoscopy finding - Working distance dioptric value

Types of Retinoscopy

1. Static Retinoscopy (most common)

  • Patient fixates on a distant target (6 m / 20 ft) to relax accommodation
  • Examiner neutralizes the reflex meridian by meridian
  • Gives the objective refractive error

2. Dynamic Retinoscopy

  • Patient fixates on a near target held at the working distance
  • Used to assess accommodative response
  • The adequacy of cycloplegia can also be checked by comparing distance vs near retinoscopy readings - Kanski's Clinical Ophthalmology, 10th ed.

3. Cycloplegic Retinoscopy

  • Performed after cycloplegic drops are instilled to paralyze accommodation
  • Essential in children, first eye exams, strabismus, amblyopia, and anisometropia
  • Cyclopentolate 1% is the standard agent (0.5% under 6 months); maximal cycloplegia in 30 minutes
  • Atropine 1% used for stronger cycloplegia (high hyperopia, heavily pigmented irides); twice daily for 1-3 days prior
  • Kanski's Clinical Ophthalmology, 10th ed.

4. Mohindra (Near) Retinoscopy

  • Used when cycloplegia is contraindicated or unavailable
  • Retinoscope light acts as near fixation stimulus
  • Final value = objective finding minus 1.25 D (accounts for working distance + residual accommodation at near)

Technique - Step by Step

  1. Setup: Dim the room. Patient looks at a large distant target (6/60 or larger). Set phoropter/trial frame to plano or best estimate.
  2. Examiner position: Sit/stand at chosen working distance (~67 cm). Align with patient's visual axis.
  3. Sweep the streak: Orient streak vertically → sweep horizontally (examining horizontal meridian). Note reflex direction and quality.
  4. Assess each principal meridian:
    • Observe reflex motion (with / against / no motion)
    • Note width, brightness, and speed of the reflex:
      • Narrow, bright, fast reflex = close to neutralization
      • Wide, dull, slow reflex = far from neutralization
  5. Neutralize each meridian:
    • Add + or - lenses until no motion is seen in that meridian
    • Rotate streak to 90° and neutralize the perpendicular meridian
  6. Astigmatism: If the two meridians neutralize at different powers → cylindrical correction needed
    • The axis is set parallel to the streak orientation at neutralization
    • A break in the reflex (the streak inside the pupil is angled differently from the external streak) indicates the axis of astigmatism
  7. Subtract working distance allowance to obtain net refraction

Reflex Characteristics Summary

Reflex FeatureClinical Meaning
With motionHyperopia or low myopia within working distance
Against motionMyopia beyond working distance
No motion (neutral)Far point = examiner's position; neutralized
Scissoring reflexKeratoconus or irregular astigmatism
Oil droplet reflex (seen on direct ophthalmoscopy)Keratoconus
Dull / dim reflexMedia opacity (cataract, corneal scar, vitreous haze)
Irregular reflexIrregular corneal/lenticular astigmatism, corneal ectasia
Keratoconus: Retinoscopy shows an irregular scissoring reflex; direct ophthalmoscopy from 50 cm shows an oil droplet reflex. - Kanski's Clinical Ophthalmology, 10th ed., p. 224

Astigmatism in Retinoscopy

  • Two principal meridians have different neutralization points
  • Identified by:
    • Break: streak inside pupil is not aligned with external streak
    • Tilt: streak appears tilted at oblique meridians
  • Correct using:
    • Spherical lens to neutralize the first meridian
    • Cylindrical lens (axis parallel to the streak at that meridian) to neutralize the second
  • The difference between the two meridional powers = the cylinder power

Clinical Uses Beyond Refraction

  • Keratoconus screening: scissor reflex
  • Cataract assessment: reduced/absent red reflex
  • Amblyopia workup: objective refraction in pre-verbal children
  • Strabismus: cycloplegic retinoscopy to detect latent hyperopia driving accommodative esotropia
  • Accommodative dysfunction: dynamic retinoscopy reveals lag/lead of accommodation
  • Post-refractive surgery monitoring: irregular reflexes in ectasia

Advantages

  • Completely objective - no patient cooperation needed
  • Works in infants, cognitively impaired, non-verbal patients
  • Portable - can be used in field, mission trips, screening camps (with loose lenses/skiascopy bar)
  • Provides qualitative corneal information (irregular reflexes)
  • Can assess accommodation objectively

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Explain question no 13

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types of keratorefractive surgery enumerate classification ophthalmology

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Q13: Enumerate Types of Keratorefractive Surgery

"Keratorefractive surgery" refers to surgical procedures that alter the shape (curvature) of the cornea to correct refractive errors - myopia, hyperopia, or astigmatism. The cornea contributes about 2/3 of the total refracting power of the eye (~43 D out of 60 D total), so reshaping it has a powerful effect on refraction.

Classification of Keratorefractive Surgeries

Keratorefractive surgeries are broadly divided into three types based on the mechanism used:

TYPE 1 - Incisional Procedures

(Corneal shape changed by making surgical cuts/incisions)
ProcedureDescription
Radial Keratotomy (RK)Multiple radial incisions made in the corneal periphery with a diamond blade, causing the periphery to bulge and the central cornea to flatten - corrects myopia
Astigmatic Keratotomy (AK) / Arcuate KeratotomyPaired arcuate (curved) incisions along the steep meridian to flatten it - corrects astigmatism
Limbal Relaxing Incisions (LRI)Similar to AK but placed at the limbus; used especially at time of cataract surgery for astigmatism
RK was the dominant refractive procedure before the laser era. It has largely been replaced by laser procedures but is still asked about in exams.

TYPE 2 - Laser (Photoablation) Procedures

(Excimer laser removes corneal tissue to reshape it)
ProcedureDescription
PRK (Photorefractive Keratectomy)Epithelium removed mechanically; excimer laser applied directly to the corneal stroma. Treats myopia, hyperopia, astigmatism
LASEK (Laser Epithelial Keratomileusis)Epithelium loosened with dilute alcohol, reflected as a flap, laser applied, epithelium repositioned
Epi-LASIKEpithelial sheet elevated mechanically with an epikeratome; laser applied underneath
Trans-PRKLaser removes epithelium + stroma in one step (no mechanical epithelial removal)
LASIK (Laser In Situ Keratomileusis)A flap (100-120 µm) is created (microkeratome or femtosecond laser), reflected; excimer laser reshapes the stromal bed; flap repositioned. Gold standard for moderate-high myopia
Wavefront-guided LASIKLASIK guided by a wavefront aberrometry map - reduces higher-order aberrations
SMILE (Small Incision Lenticule Extraction)Femtosecond laser only (no excimer); cuts a lenticule within intact stroma; removed through a 4 mm incision. Flapless

TYPE 3 - Non-laser Thermal / Other Procedures

(Corneal shape changed by heat or tissue addition)
ProcedureDescription
Conductive Keratoplasty (CK)Radiofrequency energy applied to peripheral cornea via a thin probe - causes collagen shrinkage, steepening the central cornea. Used for hyperopia and presbyopia
Laser Thermal Keratoplasty (LTK)Holmium:YAG laser used to apply thermal spots in the corneal periphery - steepens central cornea for hyperopia
EpikeratophakiaA donor corneal lenticule (lens) is sutured onto the patient's de-epithelialized cornea. Largely historical
KeratophakiaA donor lenticule is implanted within the corneal stroma. Historical
INTACS (Intrastromal Corneal Ring Segments)Plastic ring segments inserted in peripheral corneal stroma - flatten central cornea in mild myopia / keratoconus

Simple Exam-Ready Classification (3 types)

The question specifically says "three" types - the classic textbook classification groups them as:
1. INCISIONAL   → Radial Keratotomy, Astigmatic Keratotomy
2. LASER        → PRK, LASIK, LASEK, SMILE
3. THERMAL      → CK, LTK
Some textbooks use this alternative three-way split:
1. Subtractive  → Laser procedures (remove tissue)
2. Incisional   → RK, AK (cut/weaken tissue)
3. Additive     → Epikeratophakia, INTACS (add tissue)

Key Comparison Table

FeatureRKPRKLASIKSMILE
MethodIncisionsExcimer laserFlap + laserFemtosecond lenticule
FlapNoNoYesNo
PainModerateModerateMinimalMinimal
Dry eyeModerateModerateSignificantLeast
RegressionYes (diurnal fluctuation)MinimalMinimalMinimal
Currently usedRarelyYesYes (most common)Yes (growing)

Sources: Kanski's Clinical Ophthalmology 10th ed., p. 299-305; Biology of Keratorefractive Surgery - Wilson SE, PMC 2020
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