Define immunity. What are different types of immunity? Explain in detail about the complement system and add a note on AIDS for 10 marks.

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Immunity, Types of Immunity, Complement System, and AIDS


1. Definition of Immunity

Immunity is defined as protection from infectious pathogens. In its broader sense, immunity includes host reactions against cancers (tumor immunity), tissue transplants, and even self antigens (autoimmunity). The immune system is vital for survival because it protects us from infectious pathogens that abound in the environment and from the development of cancer.
Robbins, Cotran & Kumar Pathologic Basis of Disease

2. Types of Immunity

The mechanisms of immunity fall into two broad categories:

A. Innate Immunity (Natural / Native Immunity)

Innate immunity refers to intrinsic mechanisms that are poised to react immediately, constituting the first line of defense. It is mediated by cells and molecules that recognize products of microbes and dead cells and induce rapid protective host reactions. It responds within hours of encountering a pathogen.
Components of Innate Immunity:
ComponentRole
Epithelial barriers (skin, GI, respiratory tracts)Block entry of microbes; produce antimicrobial molecules (defensins)
Phagocytes (neutrophils, macrophages)Sense, ingest, and destroy invaders
Dendritic cellsCapture antigens; serve as sentinels that detect danger
Natural killer (NK) cellsProvide early protection against viruses and intracellular bacteria
Innate lymphoid cells (ILCs)Activated by cytokines; produce inflammatory cytokines in early responses
Plasma proteins (complement, MBL, CRP)Opsonization, complement activation, killing of extracellular microbes
Pattern Recognition: Innate immune cells recognize pathogen-associated molecular patterns (PAMPs) on microbes and damage-associated molecular patterns (DAMPs) from injured cells via pattern recognition receptors (PRRs) such as Toll-like receptors (TLRs).

B. Adaptive Immunity (Acquired / Specific Immunity)

Adaptive immunity consists of mechanisms that are stimulated by exposure to microbes and foreign substances ("adapt to"). It develops more slowly than innate immunity but is more powerful in combating infections. The adaptive immune response has two arms:
ArmCellsMechanism
Cell-mediated (Cellular)T lymphocytes (CD4+ helper, CD8+ cytotoxic)Kill intracellular microbes and infected cells
HumoralB lymphocytes -> Plasma cellsProduce antibodies that neutralize and opsonize extracellular pathogens
Key features of Adaptive Immunity:
  • Specificity - targets a precise antigen
  • Memory - rapid and stronger response upon re-exposure
  • Self-limitation - response winds down after antigen is cleared
  • Self-tolerance - does not attack the host's own tissues
The diagram below shows the principal components and timing of innate vs. adaptive immunity:
Principal components of innate and adaptive immunity
Fig. 6.1 - Innate immunity acts within hours; adaptive immunity develops over days. Both have cellular and humoral arms. (Robbins, Cotran & Kumar)

C. Other Classifications

Immunity can also be classified as:
  • Active immunity - generated by the individual's own immune response (natural infection or vaccination); long-lasting
  • Passive immunity - conferred by transfer of antibodies (e.g., maternal IgG across placenta, immunoglobulin therapy); immediate but short-lived
  • Herd immunity - indirect protection of unimmunized individuals when a sufficient proportion of the population is immune

3. The Complement System

Definition

The complement system is a collection of plasma proteins (more than 20 proteins, some numbered C1 through C9) that function mainly in host defense against microbes and in pathologic inflammatory reactions. Complement proteins participate in both innate and adaptive immunity for defense against microbial pathogens.
The complement proteins are present in inactive (proforms) in plasma. They are activated during inflammatory reactions in a cascade of enzymatic reactions capable of tremendous amplification.

Activation Pathways

The critical step in complement activation is proteolytic cleavage of C3, the most abundant complement component. Cleavage of C3 can occur by one of three pathways:

1. Classical Pathway

  • Trigger: Fixation of C1 to antibody (IgM or IgG) that has combined with antigen
  • Leads to sequential binding of C2 and C4
  • Culminates in formation of a multiprotein enzyme (C3 convertase) that cleaves C3
  • This pathway links adaptive immunity (antibodies) to complement

2. Alternative Pathway

  • Trigger: Microbial surface molecules such as endotoxin (LPS), complex polysaccharides, cobra venom - in the absence of antibody
  • Spontaneous cleavage of C3 is amplified and stabilized on microbes
  • This pathway operates as part of innate immunity

3. Lectin Pathway (Mannose-Binding Lectin Pathway)

  • Trigger: Plasma mannose-binding lectin (MBL) binds to carbohydrates (mannose residues) on microbes
  • Activates a protease homologous to C1; subsequent steps identical to the classical pathway
  • Also functions in innate immunity (no antibody required)
Convergence: All three pathways lead to the formation of C3 convertase, which splits C3 into:
  • C3a (released into plasma)
  • C3b (covalently attached to the microbial surface)
C3b then binds previously generated fragments to form C5 convertase, which cleaves C5 into:
  • C5a (released - potent inflammatory mediator)
  • C5b (remains on cell surface)
C5b then binds late components (C6-C9) to form the Membrane Attack Complex (MAC).
Complement activation pathways and effector functions
Fig. 3.11 - Activation and functions of the complement system. All three pathways converge on C3 convertase. (Robbins, Cotran & Kumar Pathologic Basis of Disease)

Functions of the Complement System

The complement system has three main functions:

1. Inflammation (Anaphylatoxins)

  • C5a, C3a, and C4a are cleavage products that stimulate:
    • Histamine release from mast cells -> increased vascular permeability and vasodilation
    • Recruitment and chemotaxis of neutrophils, monocytes, eosinophils, and basophils (especially C5a)
    • Activation of the lipoxygenase pathway in neutrophils -> further inflammatory mediators
  • Called anaphylatoxins because they mimic mast cell mediators involved in anaphylaxis

2. Opsonization and Phagocytosis

  • C3b and iC3b (inactive C3b), when fixed to a microbial cell wall, act as opsonins
  • Neutrophils and macrophages bear cell surface receptors for these complement fragments (CR1, CR3)
  • This promotes efficient phagocytosis of the coated microbes

3. Cell Lysis (Membrane Attack Complex - MAC)

  • MAC is composed of C5b + C6 + C7 + C8 + multiple C9 molecules
  • Deposition of MAC on cell membranes creates holes/pores in the membrane
  • This allows intracellular water and ions to leak out -> osmotic lysis
  • Particularly important for killing microbes with thin cell walls (e.g., Neisseria bacteria)
  • Deficiency of terminal complement components (C5-C9) predisposes to Neisseria infections

Regulation of Complement

Complement activation is tightly controlled by regulatory proteins to prevent damage to healthy host cells:
RegulatorMechanismClinical Significance
C1 inhibitor (C1 INH)Blocks activation of C1 (classical pathway)Inherited deficiency causes hereditary angioedema
Decay-accelerating factor (DAF / CD55)Prevents formation of C3 convertases (GPI-anchored)Deficiency in PNH (paroxysmal nocturnal hemoglobinuria)
CD59Inhibits MAC formation (GPI-anchored)Deficiency in PNH
Factor HInhibits alternative pathway by promoting C3b cleavageMutations cause atypical hemolytic uremic syndrome (aHUS); polymorphisms linked to age-related macular degeneration
Paroxysmal nocturnal hemoglobinuria (PNH): An acquired deficiency of the enzyme that creates GPI anchors leads to deficiency of DAF and CD59 -> excessive complement activation -> lysis of red blood cells.

Complement in Disease

  • In autoimmune diseases, antibodies against self antigens activate complement via the classical pathway -> tissue injury
  • Inherited deficiencies of early complement proteins (C1, C4, C2) increase susceptibility to infections and SLE-like disorders
  • Inhibitors of C5 (e.g., eculizumab) and C3 are now approved therapies for complement-mediated diseases like PNH and aHUS

4. Note on AIDS (Acquired Immunodeficiency Syndrome)

Etiology

AIDS is caused by the Human Immunodeficiency Virus (HIV), an RNA retrovirus that contains the enzyme reverse transcriptase. Two types exist: HIV-1 (responsible for most worldwide infections, multiple subtypes) and HIV-2 (less virulent, mainly West Africa). HIV-1 has an incubation period that may extend up to 11 years before clinical AIDS manifests.

Pathogenesis - How HIV Destroys Immunity

HIV gains entry primarily into CD4+ helper T cells by:
  1. gp120 (viral envelope glycoprotein) binds to CD4 molecules on helper T cells
  2. Interaction with co-receptors - mainly CCR5 (C-C chemokine receptor 5), and CXCR4
  3. gp41 anchors the virus into the T-cell membrane, allowing fusion
  4. Viral RNA (with reverse transcriptase) is injected into the T-cell cytoplasm
  5. Reverse transcriptase converts viral RNA into double-stranded DNA
  6. Viral DNA enters the nucleus and is integrated into the host genome (becoming a provirus) via integrase
  7. The provirus drives production of new viral particles, which bud out and infect more CD4+ T cells
HIV-1 binding to CD4+ T lymphocyte - showing gp120, gp41, CCR5, reverse transcriptase, and integration
Schematic of HIV interaction with CD4+ T lymphocyte showing receptor binding, reverse transcription, and proviral integration. (Histology: A Text and Atlas)
The immune system responds by generating cytotoxic CD8+ T cells and antibodies against viral particles. CD8+ T cells kill HIV-infected CD4+ T cells, which further reduces the CD4+ count. As CD4+ helper T-cell population becomes progressively depleted, cell-mediated immunity collapses.

Clinical Staging (CDC Classification)

StageCD4 CountFeatures
Stage A (1, 2, 3)AnyAsymptomatic, acute HIV, or persistent generalized lymphadenopathy
Stage B200-499 cells/µLSymptomatic conditions not in Stage C
Stage C (AIDS)< 200 cells/µLOpportunistic infections and AIDS-defining illnesses
AIDS is classified as Stage C (CDC): CD4+ count < 200 cells/µL OR diagnosis of one or more AIDS-defining opportunistic illnesses.

AIDS-Defining Opportunistic Illnesses (CDC Stage 3 / AIDS)

  • Infections: Pneumocystis jirovecii pneumonia (PCP), Toxoplasmosis of the brain, CMV retinitis, Cryptococcosis, Mycobacterium avium complex (MAC), Histoplasmosis, Cryptosporidiosis, Esophageal/pulmonary Candidiasis, TB, Herpes simplex (chronic)
  • Malignancies: Kaposi's sarcoma, Burkitt's lymphoma, Immunoblastic lymphoma, Primary CNS lymphoma, Invasive cervical cancer
  • Other: HIV encephalopathy, Wasting syndrome, Progressive multifocal leukoencephalopathy (PML)

Treatment - Antiretroviral Therapy (ART)

  • AZT (azidothymidine) was the first drug used, an inhibitor of reverse transcriptase
  • Currently, the most effective treatment is multidrug ART (combination therapy):
    • NRTIs (nucleoside reverse transcriptase inhibitors) + one of the following:
    • NNRTIs (non-nucleoside reverse transcriptase inhibitors)
    • Protease inhibitors (block viral protease)
    • Integrase strand transfer inhibitors (INSTIs) (prevent viral DNA integration)
  • ART offers synergistic effects, reduced side effects, and reduced drug resistance compared to monotherapy
  • ART effectively raises CD4+ counts, prevents AIDS, and improves longevity, but does not cure HIV infection
  • No vaccine is currently available

Summary Table
ParameterDetail
Causative agentHIV-1 / HIV-2 (RNA retrovirus)
Target cellCD4+ helper T lymphocytes
Entry receptorCD4 (with CCR5/CXCR4 co-receptors)
Key enzymeReverse transcriptase, Integrase
AIDS diagnosisCD4+ < 200/µL or opportunistic illness
TreatmentCombination ART
Sources: Robbins, Cotran & Kumar Pathologic Basis of Disease; Histology: A Text and Atlas (Eroschenko); Harrison's Principles of Internal Medicine 22E

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IMMUNITY - Detailed Study Notes


PART 1: DEFINITION OF IMMUNITY

Immunity is defined as the state of protection from infectious disease. In classical terms, it refers to the resistance of a host to pathogens. In its broader sense, however, immunity encompasses:
  • Host defense against infections (bacteria, viruses, fungi, parasites)
  • Tumor immunity (defense against cancer cells)
  • Transplant rejection (immune reactions against foreign tissue)
  • Autoimmunity (immune reactions against self antigens)
The immune system is vital for survival because, without it, individuals become easy prey to infections and certain cancers. However, the same immune system can itself cause tissue injury, as seen in allergies, hypersensitivity reactions, and autoimmune diseases.
Robbins, Cotran & Kumar Pathologic Basis of Disease

PART 2: TYPES OF IMMUNITY

The mechanisms of immunity broadly fall into two categories - Innate Immunity and Adaptive Immunity - which together make up a coordinated system of host defense.

2.1 INNATE IMMUNITY (Natural / Native Immunity)

Definition: Innate immunity refers to defense mechanisms that are always present, ready to combat microbes and other offending agents. It is the first line of defense, responding within minutes to hours of infection, before adaptive immunity can develop.

Key Features

PropertyInnate Immunity
OnsetImmediate (minutes-hours)
SpecificityBroad (recognizes shared patterns)
MemoryAbsent (or minimal)
ReceptorsGermline-encoded; identical in all cells
Receptor variety~100 receptors recognizing ~1000 molecular patterns

A. Recognition Strategy - PAMPs, DAMPs, and PRRs

The innate immune system does not recognize every unique antigen. Instead it detects conserved molecular structures shared among classes of pathogens:
  • PAMPs (Pathogen-Associated Molecular Patterns) - microbial structures that are essential for infectivity (and therefore cannot be easily mutated), e.g., LPS (Gram-negative bacteria), peptidoglycan (Gram-positive), flagellin, viral RNA/DNA, mannans (fungi)
  • DAMPs (Damage-Associated Molecular Patterns) - molecules released by injured and necrotic cells, e.g., uric acid, ATP, heat shock proteins, HMGB1, cytosolic DNA
  • PRRs (Pattern Recognition Receptors) - cellular receptors that recognize PAMPs and DAMPs; located in all cellular compartments where microbes may be found

B. Classes of Pattern Recognition Receptors

Cellular receptors for microbes in innate immunity - TLRs, NOD-like receptors, RIG-like receptors, and cytosolic DNA sensors
Fig. 6.2 - PRRs in different cellular compartments: plasma membrane TLRs, endosomal TLRs, cytosolic NOD-like receptors, RIG-like receptors, and cytosolic DNA sensors. (Robbins, Cotran & Kumar)
1. Toll-Like Receptors (TLRs)
  • Family of 10 receptors in mammals; present on plasma membranes and endosomal vesicles
  • Each TLR recognizes a different set of microbial molecules
  • Signaling: All TLRs signal via a common pathway activating two transcription factors:
    • NF-kB - stimulates synthesis of cytokines and adhesion molecules critical for leukocyte recruitment
    • IRFs (Interferon Regulatory Factors) - stimulate production of antiviral type I interferons (IFN-α, IFN-β)
  • Examples: TLR4 recognizes LPS; TLR3 recognizes dsRNA; TLR9 recognizes CpG DNA
  • Loss-of-function TLR mutations cause rare but serious immunodeficiency syndromes
2. NOD-like Receptors (NLRs) and the Inflammasome
  • Cytosolic receptors (named after founding member NOD-2)
  • Recognize products of necrotic/damaged cells (uric acid, ATP, K+ loss) and some microbial products
  • Several NLRs signal via the inflammasome - a cytosolic multiprotein complex that activates caspase-1, which cleaves pro-IL-1β into biologically active IL-1
  • IL-1 promotes fever and acute phase response
  • Example: NLRP3 inflammasome detects cholesterol crystals (atherosclerosis) and uric acid crystals (gout)
3. RIG-like Receptors (RLRs)
  • Located in the cytosol; detect viral RNA of viruses replicating in the cytosol
  • Stimulate production of type I interferon (IFN)
4. Cytosolic DNA Sensors (cGAS-STING pathway)
  • Detect microbial (and aberrant self) DNA in the cytosol
  • Activate the STING (Stimulator of Interferon Genes) pathway -> type I IFN
  • Excessive STING activation causes systemic interferonopathies
5. C-type Lectin Receptors (CLRs / Dectins)
  • On plasma membrane of macrophages and DCs
  • Recognize fungal glycans and elicit inflammatory responses to fungi
6. Mannose Receptors
  • Recognize terminal mannose residues on microbial glycoproteins (unlike mammalian glycoproteins)
  • Induce phagocytosis of microbes

C. Cellular Components of Innate Immunity

1. Epithelial Barriers
  • Skin, GI tract, and respiratory tract epithelium block physical entry of microbes
  • Produce antimicrobial molecules: defensins, lysozyme, collectins
  • Intraepithelial lymphocytes combat microbes at these sites
  • Mucus trapping and mucociliary clearance in the respiratory tract
2. Phagocytes - Neutrophils and Macrophages
  • Neutrophils (PMNs): first cells recruited to sites of infection; kill bacteria by oxidative burst (ROS), lysosomal enzymes (myeloperoxidase), and neutrophil extracellular traps (NETs)
  • Macrophages: tissue-resident (Kupffer cells in liver, microglia in brain, alveolar macrophages in lung) or recruited from circulating monocytes; phagocytose and destroy microbes; produce pro-inflammatory cytokines (TNF, IL-1, IL-6, IL-12); act as APCs to initiate adaptive immunity
  • Both cell types carry surface receptors for PAMPs and for complement fragments (opsonins)
3. Dendritic Cells (DCs)
  • Specialized sentinels present in epithelia, lymphoid organs, and most tissues
  • Capture protein antigens and present them to T lymphocytes (antigen-presenting function)
  • Rich collection of PRRs; secrete cytokines critical for inflammation and antiviral defense
  • Bridge innate and adaptive immunity - upon activation, DCs mature and migrate to lymph nodes to initiate T-cell responses
4. Natural Killer (NK) Cells
  • Large granular lymphocytes making up 5-10% of peripheral blood lymphocytes
  • Recognize and kill virus-infected cells and tumor cells without prior sensitization
  • Mechanism of regulation (missing-self hypothesis):
    • Carry activating receptors that recognize stress-induced ligands on infected/tumor cells
    • Carry inhibitory receptors that recognize MHC class I molecules on healthy cells
    • Virus infection -> upregulates activating ligands + downregulates MHC class I -> NK cell activation and killing
  • Express CD16 (FcγRIII) - binds Fc tail of IgG -> antibody-dependent cellular cytotoxicity (ADCC)
  • Kill by releasing perforins and granzymes
5. Innate Lymphoid Cells (ILCs)
  • Tissue-resident lymphocytes lacking antigen receptors
  • Activated by cytokines from sites of tissue damage
  • Classified into ILC1, ILC2, ILC3 based on cytokines produced (mirroring Th1, Th2, Th17 T cell subsets)
  • Sources of early inflammatory cytokines (IFN-γ, IL-5, IL-17)
6. Mast Cells and Basophils
  • Contain granules rich in histamine, heparin, and inflammatory mediators
  • Activated by IgE (in allergic reactions) and by PAMPs; release preformed and newly synthesized mediators

D. Soluble Effector Molecules of Innate Immunity

MoleculeSourceFunction
Complement proteinsLiverOpsonization, inflammation, cell lysis
Mannose-binding lectin (MBL)LiverOpsonization; activates lectin complement pathway
C-reactive protein (CRP)LiverOpsonization; activates classical complement pathway
DefensinsEpithelial cellsDirect antimicrobial peptides
Type I Interferons (IFN-α/β)Virally infected cellsAntiviral state; NK cell activation
Cytokines (TNF, IL-1, IL-6, IL-12)Macrophages, DCsInflammation, fever, acute phase response

2.2 ADAPTIVE IMMUNITY (Acquired / Specific Immunity)

Definition: Adaptive immunity consists of mechanisms that are stimulated by ("adapt to") exposure to microbes and foreign substances. It is more powerful but develops more slowly (days). It is characterized by specificity, diversity, memory, and self-limitation.

Key Features Compared to Innate Immunity

PropertyInnateAdaptive
OnsetHoursDays
ReceptorsGermline-encoded, limited diversitySomatically recombined, vast diversity
Receptor variety~100 receptor typesMillions of unique receptors
MemoryAbsent (or minimal)Yes (long-lived memory cells)
Self-toleranceFixedActively maintained
SpecificityBroad (pattern recognition)Precise (single antigen)

A. Two Arms of Adaptive Immunity

1. Humoral Immunity
  • Mediated by B lymphocytes and their secreted products: antibodies (immunoglobulins)
  • Protects against extracellular microbes and their toxins
  • Antibody functions: neutralization, opsonization (enhanced phagocytosis), complement activation, ADCC, neonatal immunity (IgG crosses placenta; IgA in breast milk)
2. Cell-Mediated Immunity
  • Mediated by T lymphocytes
  • Responsible for defense against intracellular microbes (viruses, mycobacteria) and cancer cells
  • Also mediates delayed-type hypersensitivity and transplant rejection

B. Lymphocytes - The Key Cells of Adaptive Immunity

Clonal Selection: The fundamental concept. Lymphocytes specific for many antigens pre-exist before antigen exposure. When antigen appears, it selectively activates antigen-specific lymphocytes. Each clone bears identical receptors; there are approximately 10^12 lymphocytes in a healthy adult.
Naive vs. Effector vs. Memory Cells:
  • Naive: Mature lymphocytes that have never encountered their antigen; circulate among blood, lymphoid organs, and tissues
  • Effector: Activated lymphocytes that perform immune functions (killing, antibody production)
  • Memory: Long-lived cells that survive after infection is cleared; respond faster and more vigorously upon re-exposure (basis of vaccination)

C. T Lymphocytes

T cells are thymus-derived and express the T-cell receptor (TCR), which recognizes peptide fragments of antigens displayed by MHC molecules on antigen-presenting cells (APCs).
Key Subsets:
SubsetSurface MarkerMHC RestrictionFunction
Helper T cellsCD4+MHC Class IIActivate macrophages, help B cells produce antibodies, coordinate immune response via cytokines
Cytotoxic T lymphocytes (CTLs)CD8+MHC Class IKill virus-infected cells and tumor cells
Regulatory T cells (Tregs)CD4+CD25+FoxP3+MHC Class IISuppress immune responses; prevent autoimmunity
CD4+ Helper T Cell Subsets (Th cells):
SubsetKey CytokineFunctions
Th1IFN-γMacrophage activation; defense against intracellular pathogens
Th2IL-4, IL-5, IL-13B cell activation; IgE production; eosinophil activation; allergy
Th17IL-17, IL-22Defense against extracellular bacteria and fungi at mucosal surfaces
Tfh (T follicular helper)IL-21Help B cells in germinal centers; antibody class switching
MHC Restriction - Critical Concept:
  • MHC Class I molecules (HLA-A, HLA-B, HLA-C): expressed on all nucleated cells and platelets; present peptides from cytosolic (intracellular) proteins (viruses, tumor antigens) to CD8+ CTLs
  • MHC Class II molecules (HLA-DP, HLA-DQ, HLA-DR): expressed on professional APCs only (DCs, macrophages, B cells); present peptides from exogenous (endocytosed) antigens to CD4+ T cells
  • The HLA system is highly polymorphic (thousands of alleles in humans), making it a major barrier to organ transplantation
T Cell Activation requires TWO signals:
  1. Signal 1 - TCR binds MHC-peptide complex on APC
  2. Signal 2 - Costimulatory molecules: CD28 on T cell binds B7 (CD80/CD86) on APC
  • Without Signal 2 -> anergy (tolerance, not activation)
  • Activated T cells produce IL-2 (autocrine growth factor) and express IL-2R -> clonal expansion

D. B Lymphocytes and Humoral Immunity

  • B cells (bone marrow-derived) express membrane-bound immunoglobulins as their antigen receptors (BCR)
  • BCR can recognize native antigens (proteins, polysaccharides, lipids, nucleic acids) directly - no MHC presentation required
  • When activated, B cells:
    1. Proliferate
    2. Differentiate into plasma cells (secrete antibodies) and memory B cells
    3. Undergo somatic hypermutation (in germinal centers) -> affinity maturation
    4. Undergo class switching (IgM -> IgG, IgA, IgE) under cytokine influence from Th cells
Antibody Isotypes and Functions:
IsotypeMajor Function
IgMFirst antibody produced; strong complement activator; pentameric
IgGMost abundant; opsonization; complement activation; placental transfer; ADCC
IgAMucosal immunity (saliva, tears, breast milk, GI/respiratory secretions)
IgEAllergic reactions; antiparasitic immunity; binds mast cells/basophils
IgDB-cell surface receptor; function poorly understood

2.3 OTHER CLASSIFICATIONS OF IMMUNITY

Active Immunity
  • Generated by the individual's own immune response
  • Natural active: result of infection
  • Artificial active: result of vaccination
  • Characterized by immunologic memory; long-lasting (years to lifetime)
Passive Immunity
  • Conferred by transfer of preformed antibodies
  • Natural passive: maternal IgG across the placenta; IgA via breast milk
  • Artificial passive: injection of immunoglobulins (e.g., anti-tetanus, anti-rabies)
  • No memory generated; immediate but short-lived (weeks to months)
Herd (Community) Immunity
  • When a sufficient proportion of a population is immune, unimmunized individuals are indirectly protected because the chain of transmission is broken

PART 3: THE COMPLEMENT SYSTEM - IN DETAIL

3.1 Definition and Overview

The complement system is a collection of more than 20 plasma proteins (soluble proteins and their membrane receptors) that function in host defense against microbes and in pathologic inflammatory reactions. Some proteins are numbered C1 through C9; others include factors B, D, P (properdin), MBL-associated serine proteases (MASPs), and regulatory proteins.
The complement proteins exist in plasma in inactive proforms. They are activated during inflammatory reactions in a cascade of enzymatic reactions capable of tremendous amplification - each enzyme step activates multiple substrate molecules.
Complement participates in both innate and adaptive immunity:
  • Alternative and lectin pathways function in innate immunity (no antibody needed)
  • Classical pathway links adaptive immunity (antibodies) to complement

3.2 The Three Activation Pathways

The pivotal step in all three pathways is proteolytic cleavage of C3, the most abundant complement component.

PATHWAY 1: CLASSICAL PATHWAY

Trigger: Binding of C1 to antibody (IgM or IgG) that has combined with antigen
Sequence:
  1. C1 (a complex of C1q, C1r, C1s) binds via C1q to the Fc region of antibody-antigen complexes
  2. C1q binding activates C1r, which activates C1s (a protease)
  3. C1s cleaves C4 into C4a (released) and C4b (covalently binds surface)
  4. C4b binds C2; C1s cleaves C2 into C2a and C2b
  5. C4b2a = Classical C3 convertase (cleaves C3)
  6. C4b2a3b = Classical C5 convertase (cleaves C5)
Key points:
  • Requires preformed antibody -> bridges adaptive and innate immunity
  • IgM is the most efficient complement activator (one molecule); IgG requires multiple molecules

PATHWAY 2: ALTERNATIVE PATHWAY

Trigger: Microbial surface molecules - LPS (endotoxin), complex polysaccharides, cobra venom, zymosan (fungal cell wall) - in the absence of antibody
Sequence:
  1. C3 undergoes slow spontaneous hydrolysis in plasma (C3 "tick-over") generating C3(H2O)
  2. C3(H2O) binds Factor B; Factor D (circulating protease) cleaves Factor B into Ba and Bb
  3. C3(H2O)Bb = initial C3 convertase, cleaves C3 into C3a and C3b
  4. C3b is deposited on microbial surfaces; binds Factor B; Factor D cleaves to form C3bBb = Alternative C3 convertase
  5. Properdin (Factor P) stabilizes C3bBb (extends its half-life)
  6. C3bBbC3b = Alternative C5 convertase
Amplification loop: C3b produced by any pathway can re-enter the alternative pathway and generate more C3b -> amplification of complement activation on microbial surfaces

PATHWAY 3: LECTIN PATHWAY (Mannose-Binding Lectin Pathway)

Trigger: Plasma Mannose-Binding Lectin (MBL) binds to mannose residues on microbial carbohydrates (mammalian glycoproteins typically have terminal sialic acid, not mannose)
Sequence:
  1. MBL binds microbial mannose residues; MBL is associated with MASPs (MBL-Associated Serine Proteases) - MASP-1 and MASP-2
  2. MASP-2 (homologous to C1s) cleaves C4 and C2
  3. Subsequent steps identical to classical pathway
  4. C4b2a = Lectin pathway C3 convertase
Key points:
  • Antibody-independent innate immune pathway
  • MBL is an acute-phase protein; levels rise during infection

Common Convergence Point

All three pathways generate C3 convertase, which cleaves C3 into:
  • C3a (released into plasma - anaphylatoxin)
  • C3b (covalently deposited on the activating surface - opsonin)
C3b then binds the respective C3 convertase to form C5 convertase, which cleaves C5 into:
  • C5a (released - most potent anaphylatoxin and chemotactic factor)
  • C5b (stays on surface - nucleates MAC formation)

3.3 Terminal Pathway - Membrane Attack Complex (MAC)

Formation:
  1. C5b binds C6, then C7 (C5b-7 complex inserts into lipid bilayer)
  2. C8 binds C5b-7
  3. Multiple C9 molecules polymerize around C5b-8 to form the MAC (C5b-6789n)
Result:
  • MAC creates a transmembrane pore (10 nm diameter) in the cell membrane
  • Allows free flow of water and ions into the cell -> osmotic lysis
  • Effective against microbes with thin cell walls, especially Neisseria (gonorrhea, meningitis)
Complement system activation pathways converging on C3 convertase and MAC formation
Fig. 3.11 - The three activation pathways converging on C3 convertase; effector functions of C3a/C5a (inflammation), C3b (opsonization), and MAC (cell lysis). (Robbins, Cotran & Kumar Pathologic Basis of Disease)

3.4 Functions of the Complement System

Function 1 - Inflammation (Anaphylatoxins)

C5a is the most potent; C3a and C4a are weaker anaphylatoxins.
Actions:
  • Histamine release from mast cells and basophils -> vasodilation and increased vascular permeability
  • Chemotaxis: C5a is a powerful chemotactic agent for neutrophils, monocytes, eosinophils, and basophils; recruits them to sites of infection
  • Leukocyte activation: C5a activates the lipoxygenase pathway in neutrophils/monocytes -> further release of inflammatory mediators (leukotrienes)
  • Called "anaphylatoxins" because their effects resemble those of mast cell mediators in anaphylaxis

Function 2 - Opsonization and Phagocytosis

  • C3b and its cleavage product iC3b (inactive C3b), when fixed to microbial cell walls, act as opsonins
  • Phagocytes (neutrophils and macrophages) express surface receptors for complement fragments:
    • CR1 (CD35) - binds C3b and C4b
    • CR3 (CD11b/CD18) - binds iC3b
  • Opsonized microbes are recognized and efficiently phagocytosed
  • This function is especially important for encapsulated bacteria (S. pneumoniae, H. influenzae) that resist phagocytosis otherwise

Function 3 - Cell Lysis via MAC

  • As described above, the MAC creates pores in cell membranes -> osmotic lysis
  • Critical against thin-walled microbes especially Neisseria meningitidis and N. gonorrhoeae
  • Deficiency of terminal complement components (C5-C9) -> recurrent Neisseria infections

3.5 Regulation of Complement Activation

Complement regulation is essential to protect host cells from inadvertent injury. Regulatory proteins are expressed on normal cells and are designed to limit complement deposition on host tissues.
Regulatory ProteinLocationMechanismClinical Significance
C1 Inhibitor (C1-INH)PlasmaBlocks and inactivates activated C1r and C1s; limits classical pathway activationDeficiency causes Hereditary Angioedema (HAE) - episodes of swelling (bradykinin-mediated)
C4b-binding protein (C4BP)PlasmaBinds C4b; accelerates decay of C3 convertase; cofactor for Factor I
Factor IPlasmaSerine protease that cleaves C3b and C4b (requires cofactors: Factor H, C4BP, MCP)Deficiency causes secondary C3 consumption and susceptibility to infections
Factor HPlasmaCompetes with Factor B for C3b binding; cofactor for Factor I; promotes C3b cleavage; limits alternative pathwayMutations/polymorphisms cause atypical Hemolytic Uremic Syndrome (aHUS) and Age-related Macular Degeneration (AMD)
Decay Accelerating Factor (DAF / CD55)Cell surface (GPI-anchored)Accelerates decay of C3 and C5 convertases on host cell surfaces; prevents complement build-upGPI deficiency in Paroxysmal Nocturnal Hemoglobinuria (PNH)
CD59 (Protectin / MIRL)Cell surface (GPI-anchored)Binds C5b-8 and prevents C9 polymerization; blocks MAC formation on host cellsGPI deficiency in PNH -> complement-mediated lysis of RBCs, WBCs, and platelets
Membrane Cofactor Protein (MCP / CD46)Cell surfaceCofactor for Factor I-mediated cleavage of C3b and C4bMutations cause aHUS
Clusterin and Vitronectin (S protein)PlasmaBind to C5b-7 complex; prevent MAC insertion into host cell membranes (fluid-phase MAC inhibitors)
Paroxysmal Nocturnal Hemoglobinuria (PNH): An acquired clonal disorder caused by a somatic mutation in the PIG-A gene (which encodes an enzyme required for GPI anchor biosynthesis). This results in deficiency of all GPI-anchored proteins on hematopoietic cells, including CD55 and CD59 -> uncontrolled complement activation -> intravascular hemolysis, thrombosis, cytopenias.

3.6 Complement in Disease

DisorderComplement Mechanism
Hereditary AngioedemaC1-INH deficiency -> uncontrolled C4/C2 cleavage and bradykinin generation -> episodic angioedema
Paroxysmal Nocturnal HemoglobinuriaPIG-A mutation -> loss of CD55/CD59 -> RBC lysis
Atypical HUSFactor H/I/MCP mutations -> uncontrolled alternative pathway -> endothelial damage, thrombosis
Age-related Macular DegenerationFactor H polymorphisms -> complement dysregulation in retina
SLE / Immune complex diseasesClassical pathway activated by immune complexes -> tissue injury
Neisseria infectionsC5-C9 deficiency -> inability to form MAC -> recurrent Neisseria bacteremia/meningitis
C3 deficiencyRecurrent pyogenic infections, immune complex diseases (SLE-like)
C1q/C4/C2 deficiencySLE-like autoimmune disease (impaired clearance of apoptotic cells and immune complexes)
Therapeutic Complement Inhibitors (approved):
  • Eculizumab (anti-C5 monoclonal antibody) - approved for PNH and aHUS
  • Ravulizumab (longer-acting anti-C5) - PNH
  • Pegcetacoplan (C3 inhibitor) - PNH
  • Avacopan (C5a receptor antagonist) - ANCA vasculitis

PART 4: AIDS - A DETAILED NOTE

4.1 Introduction and Epidemiology

Acquired Immunodeficiency Syndrome (AIDS) is caused by the Human Immunodeficiency Virus (HIV), an RNA retrovirus of the lentivirus family. HIV is one of the most significant global health challenges of the 20th and 21st centuries.
Global Statistics (Harrison's Principles, 2025):
  • An estimated 88.4 million people have become infected with HIV since the start of the pandemic
  • In 2023, 1.3 million new infections occurred worldwide (including 120,000 children <15 years)
  • 30.7 million people (77% of all HIV-positive individuals) are currently on antiretroviral therapy (ART)
  • Sub-Saharan Africa (WHO Eastern and Southern Africa region) is most severely affected: >5.7% adult prevalence, >50% of worldwide HIV burden
Two Types of HIV:
  • HIV-1: Responsible for most infections worldwide; divided into groups M, N, O, P; Group M has subtypes A-K; Subtype C is most prevalent globally (~50% of infections); Subtype B predominates in Western countries
  • HIV-2: Less virulent; lower transmissibility; mainly in West Africa; lacks the vpu gene (has vpx instead)

4.2 Structure of HIV

HIV-1 is a spherical enveloped retrovirus, ~120 nm in diameter.
Key structural components:
  • Envelope glycoproteins: gp120 (surface unit - binds CD4) and gp41 (transmembrane unit - mediates membrane fusion)
  • Core (capsid): p24 protein
  • Matrix: p17/p18 proteins (inner membrane lining)
  • Genome: Two copies of single-stranded (+) RNA with reverse transcriptase, integrase, and protease
  • Key genes:
    • gag - encodes core structural proteins (p24, p17)
    • pol - encodes reverse transcriptase, integrase, protease
    • env - encodes envelope glycoproteins (gp120, gp41)
    • tat, rev - regulatory genes
    • nef, vif, vpr, vpu - accessory genes that enhance viral replication and pathogenesis
    • LTRs (Long Terminal Repeats) - flank the genome; contain regulatory elements for gene expression

4.3 Transmission

HIV is transmitted by:
  1. Sexual contact (most common globally) - both heterosexual and male-to-male; mucosal trauma facilitates entry
  2. Blood and blood products - transfusions, needle sharing among injection drug users
  3. Vertical (mother-to-child) transmission:
    • Intrapartum (during delivery) - most common
    • Perinatally (in utero) - less common
    • Via breast milk (postnatal)
  4. Occupational exposure - needlestick injuries in healthcare workers
HIV is NOT transmitted by: casual contact, air, water, food, insect bites, shared utensils, hugging, coughing, or any other route.

4.4 Pathogenesis of HIV Disease

Step 1 - Entry into CD4+ T Cells

  1. gp120 on the HIV envelope binds the CD4 receptor on helper T cells with high affinity
  2. This binding induces a conformational change, exposing a co-receptor binding site on gp120
  3. gp120 then binds a co-receptor:
    • CCR5 (C-C chemokine receptor 5) - used by R5-tropic (macrophage-tropic) viruses, predominantly during early/transmitted infection
    • CXCR4 (CXC chemokine receptor 4) - used by X4-tropic (T-cell-tropic) viruses, emerging in later disease stages
  4. Co-receptor binding exposes gp41, which anchors the virus into the T-cell membrane and mediates fusion of viral and cellular membranes
  5. Viral RNA with reverse transcriptase is injected into the T-cell cytoplasm
HIV binding to CD4+ T lymphocyte showing gp120-CD4 interaction, CCR5 co-receptor, gp41 fusion, and reverse transcription
Schematic of HIV-T cell interaction: gp120 binds CD4, co-receptor binding exposes gp41, viral RNA enters cytoplasm, reverse transcriptase generates DNA, proviral integration. (Histology: A Text and Atlas, Eroschenko)
Important: Individuals with homozygous CCR5 deletion (Δ32 mutation) are highly resistant to HIV infection, as R5-tropic viruses (which dominate early infection) cannot enter their cells.

Step 2 - Reverse Transcription and Integration

  1. Reverse transcriptase converts viral ssRNA into double-stranded viral DNA (error-prone, ~1 error per genome per cycle - source of HIV's extraordinary genetic diversity and drug resistance)
  2. The newly synthesized viral DNA (with the viral integrase enzyme) is transported into the nucleus
  3. Integrase inserts the viral DNA into the host cell genome -> provirus
  4. The provirus can remain latent for years (in resting CD4+ T cells) - this forms the latent reservoir, the primary barrier to cure

Step 3 - Viral Replication and Spread

  1. Activation of the infected T cell (e.g., by another infection or antigen) triggers transcription of the provirus
  2. New viral RNA is transcribed, translated, and viral proteins are assembled
  3. New virus particles bud from the T-cell surface, acquiring their lipid envelope in the process
  4. Viral protease cleaves polyproteins into mature viral proteins during or after budding (essential for infectivity)
  5. New virions infect other CD4+ T cells, macrophages, and dendritic cells

Step 4 - Acute HIV Infection

  • Occurs 2-4 weeks after initial infection in ~50% of individuals
  • Characterized by high-level plasma viremia (millions of copies/mL)
  • Acute mononucleosis-like syndrome: fever, lymphadenopathy, pharyngitis, rash, myalgias, headache
  • Massive viral replication in gut-associated lymphoid tissue (GALT) depletes CD4+ T cells from the intestinal mucosa
  • Immune response (CD8+ CTLs, antibodies) partially controls viremia -> viral set point is established
  • The viral set point (after ~1 year) correlates with the rate of long-term disease progression

Step 5 - Chronic HIV Infection and CD4+ T-Cell Depletion

Mechanisms of CD4+ T-cell loss:
  1. Direct cytopathic effects of viral replication in CD4+ T cells (most important)
  2. CD8+ CTL killing of HIV-infected CD4+ T cells
  3. Pyroptosis - inflammatory caspase-1-dependent cell death; HIV replication in GALT triggers IL-1β and IL-18 release -> bystander killing of uninfected CD4+ T cells
  4. Depletion in GALT of IL-17-producing T cells -> impaired defense against extracellular bacteria and fungi at mucosal surfaces
  5. Microbial translocation: HIV damages gut mucosal barrier -> bacterial LPS enters circulation -> chronic systemic immune activation -> drives HIV replication (vicious cycle) and contributes to non-AIDS comorbidities

Step 6 - Persistent Immune Activation

  • HIV replication is persistent and drives chronic immune activation throughout the course of untreated disease
  • HIV replicates most efficiently in activated CD4+ T cells - chronic activation fuels further viral replication
  • Even in patients on ART with suppressed viremia (<20 copies/mL), low-level immune activation persists due to:
    • Residual low-level viral replication
    • Transcription from defective integrated proviruses
    • Microbial translocation
  • Chronic immune activation contributes to non-AIDS comorbidities:
    • Accelerated cardiovascular disease
    • Metabolic disorders (diabetes, dyslipidemia)
    • Bone fragility
    • Non-AIDS cancers
    • Neurocognitive dysfunction
    • Accelerated aging syndrome

4.5 Clinical Stages of HIV/AIDS

Stage A - Acute and Early Infection

  • Primary HIV infection (acute retroviral syndrome, if symptomatic)
  • Asymptomatic infection - may last years (average ~10 years without treatment)
  • Persistent Generalized Lymphadenopathy (PGL) - lymph node enlargement >1 cm in 2 or more non-contiguous sites for >3 months
  • CD4+ count: typically >500 cells/µL

Stage B - Symptomatic, Non-AIDS

  • CD4+ count: 200-499 cells/µL
  • Conditions attributable to HIV-related immunodeficiency but not AIDS-defining:
    • Oral thrush (oropharyngeal candidiasis)
    • Recurrent vaginal candidiasis
    • Oral hairy leukoplakia (EBV)
    • Herpes zoster (shingles)
    • Constitutional symptoms (fever, night sweats, weight loss)
    • Peripheral neuropathy

Stage C - AIDS (Advanced HIV Disease)

Diagnosis of AIDS requires: CD4+ count < 200 cells/µL AND/OR presence of an AIDS-defining condition (regardless of CD4+ count)
CDC AIDS-Defining Illnesses (Stage 3 Opportunistic Illnesses):
CategoryExamples
PulmonaryPneumocystis jirovecii pneumonia (PCP), recurrent pneumonia, pulmonary TB
CNSToxoplasmosis of brain, Cryptococcal meningitis, Primary CNS lymphoma, Progressive multifocal leukoencephalopathy (PML - JC virus), HIV encephalopathy
GIEsophageal candidiasis, CMV colitis, Cryptosporidiosis (chronic, >1 month), Isosporiasis
DisseminatedMycobacterium avium complex (MAC), Histoplasmosis, Coccidioidomycosis, CMV (non-GI)
Skin/EyesKaposi's sarcoma, CMV retinitis, Herpes simplex (chronic >1 month)
CancersKaposi's sarcoma, Burkitt's lymphoma, Immunoblastic lymphoma, Primary CNS lymphoma, Invasive cervical cancer
SystemicHIV wasting syndrome, Salmonella septicemia (recurrent)
BacteremiaMultiple/recurrent bacterial infections (in children)
PCP (Pneumocystis jirovecii pneumonia) is the most common AIDS-defining opportunistic infection in developed countries.
Mycobacterium tuberculosis is the most common opportunistic infection globally in people with HIV.

4.6 Laboratory Monitoring

TestPurposeTarget Values
CD4+ T-cell countIndicator of immunodeficiency; guides prophylaxis and ART initiation>500: normal; 200-500: moderate immunosuppression; <200: AIDS
HIV viral load (HIV RNA copies/mL)Reflects active replication; best predictor of progression; ART monitoringGoal: undetectable (<20-50 copies/mL) on ART
HIV antibody/antigen testsDiagnosis4th-generation p24Ag+HIV Ab combo tests detect infection ~2-3 weeks after exposure
CD4:CD8 ratioDisease progression monitoringNormal ~2:1; inverted in AIDS
Resistance testing (genotypic)Guide ART selection, especially on failing regimen

4.7 Antiretroviral Therapy (ART)

ART does not cure HIV but suppresses viral replication to undetectable levels, allowing immune reconstitution, preventing AIDS-defining illnesses, and dramatically extending life expectancy.
Classes of Antiretroviral Drugs:
ClassMechanismExamples
NRTIs (Nucleoside Reverse Transcriptase Inhibitors)Competitive inhibitors of reverse transcriptase; chain terminatorsZidovudine (AZT), Tenofovir, Emtricitabine, Lamivudine, Abacavir
NNRTIs (Non-Nucleoside Reverse Transcriptase Inhibitors)Non-competitive allosteric inhibitors of reverse transcriptaseEfavirenz, Nevirapine, Rilpivirine, Doravirine
Protease Inhibitors (PIs)Block viral protease -> prevent maturation of viral particlesRitonavir, Atazanavir, Darunavir, Lopinavir
INSTIs (Integrase Strand Transfer Inhibitors)Block HIV integrase -> prevent viral DNA integrationRaltegravir, Dolutegravir, Bictegravir, Cabotegravir
Entry Inhibitors / Fusion InhibitorsBlock gp41-mediated fusionEnfuvirtide (T-20), Ibalizumab
CCR5 AntagonistsBlock CCR5 co-receptorMaraviroc
Standard ART Regimen (current preferred):
  • 2 NRTIs + 1 INSTI (e.g., Tenofovir-Emtricitabine + Dolutegravir or Bictegravir)
  • ART is now recommended for all HIV-infected individuals regardless of CD4+ count
  • ART also prevents transmission: U=U (Undetectable = Untransmittable) - individuals with sustained undetectable viral load cannot sexually transmit HIV
PMTCT (Prevention of Mother-to-Child Transmission): Maternal ART during pregnancy, IV zidovudine during labor, infant prophylaxis, and avoidance of breastfeeding (where safe) can reduce transmission to <2%.

4.8 Prevention

  • Pre-Exposure Prophylaxis (PrEP): Daily tenofovir-emtricitabine (or cabotegravir long-acting injectable) for HIV-negative high-risk individuals; >99% effective when taken correctly
  • Post-Exposure Prophylaxis (PEP): 28-day ART course started within 72 hours of exposure
  • Condom use, harm reduction programs, needle exchange programs
  • No licensed HIV vaccine currently exists, though research continues

4.9 Summary Table - AIDS

ParameterDetail
Causative agentHIV-1 (predominantly) / HIV-2
Viral typeRNA retrovirus (lentivirus family)
Primary target cellCD4+ helper T lymphocytes (also macrophages, DCs)
Entry receptorCD4 + CCR5 or CXCR4 co-receptor
Key viral enzymeReverse transcriptase, Integrase, Protease
AIDS diagnosisCD4+ <200/µL OR CDC-defined opportunistic illness
Latent reservoirResting CD4+ T cells (major barrier to cure)
TreatmentCombination ART (2 NRTIs + INSTI preferred)
Goal of ARTUndetectable viral load, CD4+ restoration
Prognosis with ARTNear-normal life expectancy
No cure/vaccineCurrently unavailable

Sources: Robbins, Cotran & Kumar Pathologic Basis of Disease 11th ed.; Cellular and Molecular Immunology (Abbas, Lichtman & Pillai); Histology: A Text and Atlas (Eroschenko); Harrison's Principles of Internal Medicine 22nd Edition (2025)
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