Here is a comprehensive overview of basic and newer modes of mechanical ventilation, drawn from multiple authoritative surgical and pulmonary textbooks.
Modes of Mechanical Ventilation
The mode defines the relationship between mandatory, assisted, supported, and spontaneous breath types, plus how inspiratory phase variables are controlled. Every ventilator mode sets four core parameters: (1) breath size (tidal volume or inspiratory pressure), (2) rate, (3) PEEP, and (4) FiO₂. — Sabiston Textbook of Surgery
Basic / Standard Modes
1. Controlled Mechanical Ventilation (CMV)
The ventilator delivers all breaths at a preset rate; the patient cannot trigger the machine. Used in heavily sedated or paralyzed patients. Two subtypes:
- Volume-Controlled Ventilation (VCV): preset tidal volume, airway pressure is variable — used when CO₂ clearance and minute ventilation must be tightly controlled.
- Pressure-Controlled Ventilation (PCV): preset inspiratory pressure, tidal volume is variable — preferred when compliance is very poor and barotrauma risk is high.
In CMV, prolonged use promotes diaphragmatic atrophy and contractility dysfunction.
2. Assist-Control Ventilation (AC)
The most commonly used mode. The ventilator delivers a full breath either when triggered by the patient's effort or, if no effort occurs within a set interval, independently by the machine. Every breath — patient-initiated or machine-initiated — delivers a full preset breath (volume or pressure target).
- AC-VC (Volume Control): tidal volume set at 6–8 mL/kg predicted body weight; plateau pressure must be kept < 30 cm H₂O.
- AC-PC (Pressure Control): inspiratory pressure set; minute ventilation must be closely monitored because changes in compliance alter tidal volume.
AC is associated with low work of breathing since every breath is fully supported. — Current Surgical Therapy 14e; Sabiston Textbook of Surgery
3. Synchronized Intermittent Mandatory Ventilation (SIMV)
A hybrid of AC and pressure support. The ventilator delivers mandatory breaths at a set rate, synchronized with the patient's effort. Spontaneous breaths above the mandatory rate are supported only by the set pressure support level (not full machine breath).
- If sedation is deep or rate set high → functionally equivalent to VC
- If rate set low → functionally equivalent to PSV with occasional "sigh" breaths
- Useful for gradual weaning by reducing mandatory rate over time
Key distinction from AC: in AC, every patient-triggered breath gets full support; in SIMV, spontaneous breaths above the set rate get only partial pressure support. — Sabiston; Current Surgical Therapy 14e
4. Pressure Support Ventilation (PSV)
A purely spontaneous mode — no mandatory breaths. Every breath is patient-triggered and augmented by a preset inspiratory pressure; flow-cycled (breath ends when flow drops to ~25% of peak). Analogous to BiPAP.
- Requires the patient to have a reliable respiratory drive (apnea alarms mandatory)
- Reduces work of breathing
- Primary use: ventilator weaning and liberation
- Can be used stand-alone or embedded within SIMV
5. Continuous Positive Airway Pressure (CPAP)
Spontaneous mode with no mandatory rate. A constant positive pressure maintained throughout the respiratory cycle. The patient controls all breaths; no inspiratory pressure support is added. Used primarily for weaning trials and in non-invasive settings.
Breath Types Within Modes
| Breath Type | Variable Set | Variable Free | Notes |
|---|
| Volume Control (VC) | Tidal volume (6–8 mL/kg PBW) | Airway pressure | Monitor plateau pressure < 30 cmH₂O |
| Pressure Control (PC) | Inspiratory pressure | Tidal volume | Monitor minute ventilation closely |
| Pressure-Regulated Volume Control (PRVC) | Volume target + pressure limit | Dynamic pressure | Software adjusts pressure breath-to-breath to hit volume target |
| Pressure Support (PSV) | Inspiratory pressure | Volume + rate | Flow-cycled; spontaneous only |
PRVC is a newer "dual-control" mode: ventilator software monitors lung compliance each cycle and adjusts inspiratory pressure for the next breath to hit a target tidal volume. When compliance improves, pressure is automatically reduced. — Current Surgical Therapy 14e
The Pressure-Volume Curve and Safe Window
Pressure-volume curve of a diseased lung (e.g., ARDS). Ventilation must stay within the "safe" window: above the lower inflection point (to avoid derecruitment/atelectasis) and below the upper inflection point (to avoid overdistension/barotrauma). — Current Surgical Therapy 14e
Newer / Advanced Modes
6. Airway Pressure Release Ventilation (APRV)
APRV applies two levels of CPAP — a high pressure (P-high) held for a long time (T-high) and a brief "release" to a low pressure (P-low) for a very short time (T-low). Spontaneous breathing is permitted (and encouraged) at both pressure levels.
| Parameter | Typical Setting |
|---|
| P-high | 25–30 cm H₂O |
| P-low | 0 cm H₂O |
| T-high | Long (I:E ratio often 7:1 to 10:1) |
| T-low | Very short (~0.4–0.8 s) |
- Tidal volume generated = difference between P-high and P-low
- Achieves high mean airway pressure → improved alveolar recruitment
- Hemodynamically well tolerated with minimal sedation
- Used in severe hypoxemia and ARDS
- A recent meta-analysis (nearly 19 years of data) suggested a mortality benefit in acute hypoxemic respiratory failure vs. conventional modes
Bilevel/APRV waveform: The ventilator cycles between a high CPAP level (T-high) and a low release pressure (T-low), with spontaneous breaths superimposed at both levels. — Current Surgical Therapy 14e
7. Bilevel Positive Airway Pressure Ventilation (BiLevel / DUOPAP)
Similar to APRV in concept — two PEEP levels with spontaneous breathing allowed at both — but uses a longer T-low (more time at low pressure), resulting in a less extreme I:E ratio than classic APRV. The distinction between APRV and bilevel is mainly in the T-low setting. — Sabiston
8. High-Frequency Oscillatory Ventilation (HFOV)
Delivers extremely small tidal volumes (less than anatomical dead space) at very high frequencies (3–15 Hz / 180–900 breaths/min). Gas exchange occurs via mechanisms beyond bulk flow (asymmetric velocity profiles, molecular diffusion).
- Used as a salvage mode or bridge to ECMO in severe ARDS
- Physiologically appealing for lung protection in ARDS
- Clinical trials (e.g., OSCILLATE, OSCAR) have not shown survival benefit in adults; may even increase mortality in some subgroups
- May have benefit in pediatric ARDS
9. Proportional Assist Ventilation (PAV) / Proportional Pressure Support (PPS)
A newer mode where the ventilator generates pressure in proportion to the patient's own inspiratory effort (both flow and volume). The clinician sets a "gain" rather than a fixed pressure. This maintains patient-ventilator synchrony dynamically and reduces asynchrony. — Fishman's Pulmonary Diseases
Key Concepts: Ventilator-Induced Lung Injury (VILI)
All modes must be set to avoid VILI, caused by:
- Barotrauma — excess airway pressure
- Volutrauma — alveolar overdistension from large tidal volumes
- Atelectrauma — cyclic recruitment/derecruitment
- Biotrauma — inflammatory mediator release from injured lung
Universal protective targets regardless of mode:
- Tidal volume: 6–8 mL/kg predicted body weight
- Plateau pressure: < 30 cm H₂O
- Monitor for auto-PEEP (measured via expiratory hold)
Summary Comparison
| Mode | Mandatory Breaths | Spontaneous Breaths | Primary Use |
|---|
| CMV/VC | Full control, preset | None | Paralyzed/apneic patients |
| AC (VC or PC) | Yes (backup rate) | Full support | Most ICU patients |
| SIMV | Yes (set rate) | Partial (PS only) | Weaning |
| PSV | None | Full support | Weaning, cooperative patients |
| PRVC | Yes (dual control) | — | Better lung protection |
| APRV | Pressure release | Superimposed | ARDS, severe hypoxemia |
| HFOV | Oscillation | None | Refractory ARDS, bridge to ECMO |
| PAV | Proportional | Proportional | Reduce asynchrony |
Sources: Sabiston Textbook of Surgery; Current Surgical Therapy 14e; Fishman's Pulmonary Diseases and Disorders