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Herd Immunity
Definition
Herd immunity (also called community immunity) describes a type of immunity that occurs when the vaccination (or prior infection) of a sufficient proportion of a population provides indirect protection to unprotected individuals. When large numbers in a population are immune, it becomes difficult to maintain a chain of infection - the higher the proportion of immune individuals, the lower the likelihood that a susceptible person will contact an infectious agent.
- Park's Textbook of Preventive and Social Medicine
Concept and Mechanism
Herd immunity provides an immunological barrier to the spread of disease through the human herd. The key principle is this: in diseases passed person-to-person, a susceptible individual is protected not because they are personally immune, but because surrounding immune people block transmission chains.
Classic example - Faroe Islands measles epidemic (1854):
When measles was introduced into a "virgin" population with no prior immunity, attack rates and case-fatality rates were extremely high, affecting practically all susceptibles. The epidemic wave declined only with build-up of herd immunity from natural infection.
Elements Contributing to Herd Immunity
Three factors determine herd immunity in any population:
| Element | Details |
|---|
| (a) Clinical and subclinical infections | Natural infection in the herd confers immunity to survivors |
| (b) Immunization of the herd | Vaccination programs - most reliable way to build and sustain immunity |
| (c) Herd structure | The composition, density, and social behaviour of the population |
Herd Structure - Key Points
- Never constant - subject to variation due to new births, deaths, and population mobility
- Includes not just the human hosts, but also presence of alternative animal hosts, insect vectors, and environmental/social factors favouring or inhibiting spread
- An ongoing immunization programme keeps herd immunity at a consistently high level
Herd Immunity Threshold (HIT)
The herd immunity threshold is the proportion of immune individuals in a population above which a disease can no longer persist.
Formula:
HIT = 1 - (1/R₀)
Where R₀ = Basic reproduction number (number of secondary cases produced by one case in a fully susceptible population)
Its value varies with:
- Virulence of the disease
- Efficacy of the vaccine
- Contact parameter for the population (how densely people interact)
HIT Values for Common Diseases
| Disease | R₀ | HIT Required |
|---|
| Measles | 12-18 | 93-95% |
| Poliomyelitis | 5-7 | ~80-85% |
| Diphtheria | 6-7 | ~75-85% |
| Rubella | 5-7 | ~83-85% |
| Mumps | 4-7 | ~75-85% |
| Smallpox | 5-7 | ~80-85% |
Measles requires the highest coverage (~93-95%) because it is one of the most contagious human viruses. National coverage at 92% in the US and Canada has still allowed outbreaks in pockets of under-vaccinated communities.
Important Practical Points
100% Immunity is NOT Required
Studies have shown it is neither possible nor necessary to achieve 100% herd immunity to halt an epidemic or control disease - as demonstrated by the eradication of smallpox and near-elimination of poliomyelitis.
Disease-specific Limitations
- Tetanus: Herd immunity does NOT protect the individual, because the organism (Clostridium tetani) persists in soil as spores from animal faeces - there is no human-to-human transmission chain to break.
- Diphtheria: ~75% immunization of children led to disappearance of disease from communities.
- Smallpox eradication: While herd immunity was important, eradication was achieved primarily through surveillance and containment (elimination of the source of infection), not herd immunity alone. After abolition of smallpox vaccination, herd immunity naturally declines over time.
Determination of Herd Immunity
Herd immunity levels in a population can be assessed by:
- Serological surveys (serological epidemiology) - measuring circulating antibody titres in representative population samples
When Herd Immunity Breaks Down
When the level of immunity in a community falls below the threshold:
- Susceptible individuals accumulate (new births, waning immunity, vaccine hesitancy)
- Even fully vaccinated individuals can become infected (e.g., measles cases in 2-dose vaccinated persons)
- Outbreaks occur in clusters - such as mumps outbreaks among university students, or measles in religious communities objecting to vaccination
- Unvaccinated travelers can "import" infection from endemic areas and spark outbreaks in under-vaccinated pockets
Significance in Disease Control
| Level of Herd Immunity | Outcome |
|---|
| Low | Epidemic spread likely |
| Moderate | Slower spread, smaller epidemics |
| At/above HIT | Disease dies out; epidemic halted |
| Sustained high level | Possible elimination/eradication |
The key public health message: there is no room for complacency - herd immunity must be actively maintained through ongoing immunization programmes. Individual vaccine refusal not only puts the unvaccinated person at risk, but removes their contribution to community protection, endangering immunocompromised persons, newborns, and others who cannot be vaccinated.
Sources: Park's Textbook of Preventive and Social Medicine; Roitt's Essential Immunology; Harrison's Principles of Internal Medicine 22E (2025); Jawetz, Melnick & Adelberg's Medical Microbiology 28E