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Positive End-Expiratory Pressure (PEEP)
1. Definition
PEEP is the maintenance of positive airway pressure above atmospheric after the completion of passive exhalation during mechanical ventilation. The ventilator's PEEP valve allows expiratory flow only when airway pressure exceeds the set PEEP level, thereby preventing alveolar pressure from returning to zero at end-expiration.
CPAP vs. PEEP:
- PEEP — positive end-expiratory pressure applied during mechanical (ventilator-cycled) breaths
- CPAP — continuous positive pressure applied during spontaneous breathing (invasive or noninvasive)
- In clinical practice the terms are often used interchangeably since most modern ventilators deliver a combination; strictly speaking they differ in whether breathing is controlled or spontaneous
— Morgan & Mikhail's Clinical Anesthesiology, 7th ed.
2. Physiologic Effects
A. Pulmonary Effects
Primary effect: ↑ Functional Residual Capacity (FRC)
| Mechanism | Result |
|---|
| Expansion of partially collapsed alveoli | ↓ Intrapulmonary shunt → ↑ PaO₂ |
| Keeps FRC above closing capacity | Prevents cyclic alveolar collapse (atelectrauma) |
| Improves lung compliance | ↓ Work of breathing |
| Redistributes extravascular lung water away from alveolar-capillary interface toward peribronchial/perihilar areas | Improves oxygenation in pulmonary edema |
| ↑ Alveolar volume for tidal delivery | Potentially ↓ VILI risk |
"The major effect of PEEP and CPAP on the lungs is to increase FRC. In patients with decreased lung volume, appropriate levels will increase FRC and tidal ventilation above closing capacity, improve lung compliance, and correct ventilation/perfusion abnormalities."
— Morgan & Mikhail, 7th ed.
Important caveat — overdistension:
- PEEP does not uniformly recruit all lung units; it can overdistend well-aerated (non-dependent) regions while potentially failing to recruit collapsed dependent zones
- This is particularly relevant in focal lung disease (e.g., lobar pneumonia) where PEEP may simply over-distend healthy regions and worsen V/Q mismatch
- PEEP is most effective in diffuse parenchymal disease (ARDS, pulmonary edema)
PEEP does not reduce total extravascular lung water — it redistributes it.
B. Cardiovascular Effects
Increased intrathoracic pressure from PEEP has significant hemodynamic consequences:
| Effect | Mechanism |
|---|
| ↓ Venous return (preload) | ↑ Intrathoracic pressure compresses great veins |
| ↓ Cardiac output | Primarily from reduced RV preload |
| ↑ RV afterload | Alveolar overdistension compresses pulmonary capillaries → ↑ PVR |
| Cardiac compression | High PEEP can compress the right atrium directly |
| Elevated PCWP readings | Falsely elevated due to transmitted airway pressure |
| ↑ Alveolar dead space | Capillary compression diverts perfusion → areas with good ventilation but no perfusion |
"The major risks of PEEP are overdistention of the lung and hemodynamic consequences, such as decreasing cardiac output by decreasing venous return or increasing right ventricular afterload."
— Goldman-Cecil Medicine
Clinical implication: Adequate volume resuscitation is essential before applying high PEEP; hypovolemia compounds the preload-reducing effect.
C. CNS Effects
- High PEEP → ↑ intrathoracic pressure → impedes cerebral venous drainage → ↑ ICP
- The "optimal PEEP for oxygenation may be the worst PEEP for cerebral venous drainage"
3. Indications
| Indication | Notes |
|---|
| ARDS | Core component of lung-protective ventilation; most evidence-based application |
| Pulmonary edema (cardiogenic & non-cardiogenic) | Redistributes edema fluid; ↓ shunt |
| Post-operative atelectasis | Prevents / recruits collapsed alveoli |
| General mechanical ventilation | 5 cmH₂O "physiologic PEEP" routinely added to compensate for loss of intrinsic PEEP/FRC after intubation |
| One-lung ventilation | Maintains FRC of dependent ventilated lung |
| CPAP (non-intubated) | Obstructive sleep apnea; acute cardiogenic pulmonary edema; NIV in COPD exacerbations |
4. PEEP Settings & Titration
Routine / Physiologic PEEP
- 5–8 cmH₂O routinely added to all mechanically ventilated patients to preserve FRC and compensate for the loss of intrinsic glottic PEEP (~3–5 cmH₂O) that normally exists in spontaneously breathing patients
In ARDS — ARDSNet FiO₂/PEEP Tables
Two ARDSNet PEEP strategies are used alongside VT of 6 mL/kg IBW:
Lower PEEP table (default strategy):
| FiO₂ | 0.3 | 0.4 | 0.4 | 0.5 | 0.5 | 0.6 | 0.7 | 0.7 | 0.7 | 0.8 | 0.9 | 0.9 | 0.9 | 1.0 |
|---|
| PEEP | 5 | 5 | 8 | 8 | 10 | 10 | 10 | 12 | 14 | 14 | 14 | 16 | 18 | 18–24 |
Higher PEEP table (for moderate-severe ARDS, typically PEEP ~5 cmH₂O higher than lower table for a given FiO₂)
Titration Methods
1. Plateau pressure method:
- Increase PEEP in steps → observe plateau pressure
- When plateau pressure stops increasing (lung is optimally recruited), peak and plateau may actually decrease as more lung volume is available
- Once plateau pressure rises disproportionately beyond the PEEP increment → overdistension; reduce PEEP
2. Compliance-guided (decremental PEEP) method:
- After recruitment maneuver, set PEEP to 20–25 cmH₂O
- Decrease PEEP stepwise; select PEEP that maximizes respiratory system compliance (ΔP = driving pressure = Pplat – PEEP)
- Promising physiologically but the largest RCT (ART trial, 2017) showed increased 28-day mortality with aggressive recruitment + compliance-titrated PEEP → now discouraged for routine use
3. Pressure-volume (P-V) loop method:
- Lower inflection point (LIP) on P-V curve = pressure at which collapsed alveoli begin recruiting
- Set PEEP above LIP to keep recruited alveoli open
- Upper inflection point = overdistension threshold; keep plateau below it
4. Esophageal manometry (transpulmonary pressure):
- Esophageal pressure ≈ pleural pressure; transpulmonary pressure = airway pressure − esophageal pressure
- Useful in obese patients, ascites, chest wall edema where chest wall compliance is reduced (allows higher PEEP safely)
- Large RCT (EPVent-2) showed no mortality difference vs. empiric PEEP — not standard practice
5. Clinical endpoint method:
- Increase PEEP until: (a) PaO₂ ceases to improve, (b) CO₂ rises (overdistension sign), or (c) BP drops
- Reduce if complications emerge; volume-resuscitate if hemodynamics limit the desired PEEP
"Optimal PEEP can be determined... the clini cian must readily identify the plateau in the plateau pressure trend."
— Roberts & Hedges' Clinical Procedures in Emergency
5. Intrinsic PEEP (Auto-PEEP / iPEEP)
Intrinsic PEEP is end-expiratory alveolar pressure above the set external PEEP, caused by incomplete exhalation before the next breath begins.
Causes
- Obstructive disease (asthma, COPD) — high airway resistance + high compliance = long expiratory time constant (τ = R × C)
- Short expiratory time — high RR, high I:E ratio, large VT
- Dynamic airway collapse — expiratory flow limitation even with adequate time
Time constant = Resistance (cmH₂O/L/s) × Compliance (L/cmH₂O)
- ~3 time constants needed for complete exhalation
- Example: R = 10 cmH₂O/L/s, C = 0.05 L/cmH₂O → τ = 0.5 s → needs ~1.5 s to empty
Detection
- Flow-time curve: expiratory flow does not return to zero before the next breath
- Expiratory hold maneuver: measure pressure during expiratory occlusion = total PEEP − set PEEP = iPEEP
- Clinical signs: unexpectedly ↑ airway pressures, ↓ compliance, hypotension
Consequences
- ↑ Intrathoracic pressure → ↓ venous return → hypotension / ↓ CO
- ↑ Work of breathing (patient must generate sufficient effort to overcome iPEEP before triggering the ventilator)
- Contributes to VILI (dynamic hyperinflation)
- Can cause hemodynamic collapse if severe (treat by briefly disconnecting from ventilator to allow full exhalation)
Management
- Reduce RR and/or VT
- Extend expiratory time (adjust I:E ratio → ≥1:3 or 1:4)
- Bronchodilators (↓ resistance)
- Apply external PEEP ≤ iPEEP to reduce inspiratory trigger threshold (makes triggering easier without ↑ end-expiratory lung volume)
"Theoretically, for the spontaneously breathing patient, extrinsic PEEP applied to counteract intrinsic PEEP should not cause an increase in EELV until extrinsic PEEP exceeds intrinsic PEEP."
— Miller's Anesthesia, 10th ed.
6. Adverse Effects
| Adverse Effect | Mechanism |
|---|
| ↓ Cardiac output | ↓ Venous return, ↑ RV afterload |
| Hypotension | Especially in hypovolemia |
| Barotrauma / pneumothorax | Overdistension at high PEEP |
| ↑ ICP | Impaired cerebral venous drainage |
| ↑ Alveolar dead space | Capillary compression in overdistended units → ↑ PaCO₂ |
| Worsening V/Q mismatch | In focal disease (PEEP diverts flow to injured regions) |
| False elevation of PCWP | Transmitted airway pressure artifact |
| Auto-PEEP generation | If I:E ratio or compliance is unfavorable |
7. Recruitment Maneuvers (RMs)
Applied alongside PEEP to re-open collapsed alveoli:
Standard RM: CPAP 40 cmH₂O × 40 seconds (or 30 cmH₂O × 30 seconds)
Incremental PEEP titration RM: ↑ PEEP by 2–5 cmH₂O every 3–5 min until compliance worsens or hemodynamics deteriorate
Evidence:
- Multiple RCTs show RMs + high PEEP improve oxygenation but do not reduce mortality in ARDS
- The ART trial (2017): aggressive RM + compliance-titrated PEEP → increased 28-day mortality — use with caution
- RMs are not benign: transient hypotension, desaturation, dyssynchrony, rare tension pneumothorax
"A more recent study... the group that received recruitment maneuvers and titrated PEEP displayed increased 28-day all-cause mortality."
— Murray & Nadel's Respiratory Medicine
Current consensus: Higher PEEP (vs. lower PEEP) is safe and improves oxygenation in ARDS, but there is no mortality benefit. In the absence of strong evidence, individualized PEEP selection based on patient response and hemodynamic tolerance is recommended.
8. PEEP in Specific Contexts
| Context | PEEP Approach |
|---|
| ARDS (diffuse) | 8–15+ cmH₂O per FiO₂/PEEP table; titrate by compliance/hemodynamics |
| ARDS (focal, e.g., lobar pneumonia) | Low PEEP — high PEEP worsens V/Q mismatch |
| Obese patients / ascites / chest wall edema | Higher PEEP may be safe (chest wall compliance reduced); esophageal manometry can guide |
| COPD / asthma | Caution — high iPEEP already present; external PEEP ≤ iPEEP to lower trigger threshold; avoid over-inflation |
| One-lung ventilation | 5 cmH₂O PEEP to dependent lung; avoid in COPD (risk of auto-PEEP stacking) |
| TBI / ↑ ICP | Keep PEEP as low as clinically tolerable; high PEEP impairs cerebral venous drainage |
| RV failure / severe pulmonary HTN | Use with great caution — PEEP ↑ PVR → worsens RV afterload |
| Cardiogenic pulmonary edema | CPAP/PEEP beneficial — redistributes edema fluid, ↓ preload/afterload, improves oxygenation |
Summary Table
| Feature | Value |
|---|
| Definition | Positive airway pressure maintained after passive exhalation |
| Primary effect | ↑ FRC → alveolar recruitment → ↓ shunt → ↑ PaO₂ |
| Starting PEEP (most patients) | 5 cmH₂O ("physiologic") |
| ARDS range | 5–20+ cmH₂O depending on FiO₂ requirements |
| pH floor with PEEP | Maintain Pplat ≤30 cmH₂O |
| Auto-PEEP formula | iPEEP = Total PEEP − Set PEEP (measured on expiratory hold) |
| Key hemodynamic concern | ↓ CO from ↓ venous return (ensure adequate volume) |
| Mortality benefit in ARDS? | Low VT (6 mL/kg) = YES; higher PEEP vs. lower PEEP = NO (equal mortality, better oxygenation) |
Sources: Morgan & Mikhail's Clinical Anesthesiology, 7th ed. | Miller's Anesthesia, 10th ed. | Murray & Nadel's Respiratory Medicine | Goldman-Cecil Medicine | Current Surgical Therapy, 14th ed. | Rosen's Emergency Medicine | Roberts & Hedges' Clinical Procedures in Emergency | Barash Clinical Anesthesia, 9th ed.