Heart failure

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"heart failure" AND pathophysiology

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Here is a comprehensive overview of heart failure pathophysiology, drawn from multiple authoritative textbooks.

Heart Failure: Overview & Pathophysiology

Definition & Basic Concept

Heart failure (HF) is a clinical syndrome in which the heart cannot pump sufficient blood to meet the metabolic demands of the body (forward failure), or can only do so at abnormally elevated filling pressures (backward failure), or both. Normal cardiac output is approximately 5 L/min in a 70 kg adult.

Types of Heart Failure

TypeMechanismEF
Systolic (HFrEF)Reduced contractility / pump failure< 45% (normal >60%)
Diastolic (HFpEF)Stiff, non-compliant ventricle; impaired relaxationPreserved (≥50%)
High-output failureDemands exceed even elevated output (hyperthyroidism, beriberi, AV shunts, anemia)Often normal/elevated

Causes & Initial Triggers

The three major triggers all increase cardiac work:
  • Pressure overload → hypertension, aortic stenosis → concentric hypertrophy (new sarcomeres added in parallel)
  • Volume overload → valvular regurgitation → eccentric hypertrophy/dilation (sarcomeres added in series)
  • Myocardial loss → ischemic heart disease (MI) → regional dysfunction, compensatory hypertrophy of surrounding myocardium

Pathological Hypertrophy → Failure

Causes and consequences of cardiac hypertrophy — Robbins Pathology
Increased cardiac work → ↑ wall stress → cell stretch → hypertrophy and/or dilation, characterized by:
  • ↑ heart size and mass
  • ↑ protein synthesis
  • Induction of immediate-early genes (FOS, JUN, MYC, EGR1)
  • Induction of a fetal gene program (fetal myosin isoforms, natriuretic peptides, collagen)
  • Fibrosis and inadequate vasculature (capillary density does not increase proportionally)
Over time, this initially adaptive response becomes maladaptive, culminating in cardiac dysfunction: systolic/diastolic failure, arrhythmias, and neurohumoral stimulation.
Myocyte hypertrophy is not accompanied by proportional capillary proliferation — leading to relative ischemia in hypertrophied myocardium. — Robbins, Cotran & Kumar Pathologic Basis of Disease

Neurohumoral Compensation (The Vicious Cycle)

Vicious spiral of heart failure progression — Katzung Pharmacology
Reduced cardiac output triggers two major compensatory systems:

1. Sympathetic Nervous System

  • Baroreceptors reset at lower sensitivity → ↑ sympathetic outflow, ↓ parasympathetic outflow
  • → Tachycardia, ↑ contractility, vasoconstriction (↑ afterload)
  • Chronic β₁ activation → receptor downregulation, Ca²⁺ leak from SR via RyR channels, ↑ apoptosis via caspases
  • β₂ receptors are not downregulated; β₃ receptors (not downregulated) may mediate negative inotropic effects

2. Renin-Angiotensin-Aldosterone System (RAAS)

  • ↓ Renal perfusion → ↑ renin → ↑ angiotensin II → ↑ aldosterone → sodium and water retention → ↑ preload and afterload
  • Angiotensin II also promotes cardiac and vascular remodeling (fibrosis)
  • Endothelin (from vascular endothelium) adds further vasoconstriction
The spiral: ↓ CO → ↑ NE/AII/Endothelin → ↑ afterload → ↓ EF → ↓ CO (repeat, progressively worsening over time)

Cellular & Molecular Changes in Heart Failure

ChangeConsequence
↑ Immediate-early genes (FOS, JUN, MYC)Abnormal protein synthesis
Fetal gene re-expressionInefficient contractile proteins
SERCA impairmentImpaired Ca²⁺ re-uptake into SR
↑ PhospholambanInhibits SERCA → ↓ Ca²⁺ cycling
RyR phosphorylation / PP1 upregulationCa²⁺ leak, dephosphorylation dysregulation
↑ CaspasesAccelerated apoptosis of myocytes
Mitochondrial dysfunctionImpaired energy production
K⁺ channel remodelingArrhythmogenesis

Determinants of Cardiac Performance

Four factors govern ventricular output, all deranged in HF:
  1. Preload — elevated in HF; rising filling pressure beyond ~15 mmHg produces a plateau, and >20–25 mmHg causes pulmonary congestion (Frank-Starling curve flattened)
  2. Afterload — increased by vasoconstriction (NE, AII, endothelin); directly reduces EF and CO
  3. Contractility — depressed by myocyte loss, β₁ downregulation, Ca²⁺ handling defects
  4. Heart rate — compensatory tachycardia, but reduces diastolic filling time

Left-Sided vs. Right-Sided Failure

Left-Sided HF

Causes: IHD, hypertension, aortic/mitral valve disease, cardiomyopathy
Backward effects (pulmonary):
  • Pulmonary venous congestion → interstitial edema → alveolar edema
  • Hemosiderin-laden macrophages in alveoli ("heart failure cells") — evidence of prior pulmonary edema
  • Pleural effusions (transudates)
Symptoms: Dyspnea on exertion → orthopnea → paroxysmal nocturnal dyspnea → dyspnea at rest; fine basal rales; S₃ gallop (volume overload), S₄ (stiff ventricle)
Forward effects: ↓ renal perfusion → RAAS activation → azotemia; in severe cases, hypoxic encephalopathy (irritability → stupor → coma)

Right-Sided HF

Causes: Usually consequence of left-sided HF; also cor pulmonale (pulmonary hypertension), tricuspid/pulmonary valve disease
Backward effects (systemic venous):
  • Hepatomegaly (nutmeg liver / centrilobular necrosis in severe cases)
  • Splenomegaly
  • Peripheral pitting edema (ankles, sacrum)
  • Ascites
  • Jugular venous distension
The cardiovascular system is a closed circuit — left-sided failure commonly progresses to global (biventricular) failure due to pulmonary hypertension and right ventricular strain.

Biomarkers

  • BNP / NT-proBNP: Released from cardiac myocytes in response to wall stress; elevated in HF and used as a surrogate marker of presence and severity
  • Rise parallels RAAS and sympathetic activation

Physiologic vs. Pathologic Hypertrophy

PathologicPhysiologic (exercise)
TriggerPressure/volume overload, neurohormonesRegular aerobic exercise
Capillary densityInadequate (relative ischemia)Increases proportionally
Sarcomere patternDisorganized, fetal gene re-expressionOrganized
OutcomeProgresses to failureBeneficial; ↓ resting HR and BP

Sources:
  • Robbins, Cotran & Kumar — Pathologic Basis of Disease, p. 499–500
  • Katzung's Basic and Clinical Pharmacology, 16th ed., p. 334–335
  • Goodman & Gilman's The Pharmacological Basis of Therapeutics
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