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Forceps Delivery
Sources: Creasy & Resnik's Maternal-Fetal Medicine; Pfenninger & Fowler's Procedures for Primary Care; Textbook of Family Medicine 9e
Introduction and History
Obstetric forceps were first used by the Chamberlen family in the 17th century but were not widely accepted until 100 years later. William Smellie was the first to systematically teach the principles of forceps delivery and was also the first to recognize their potential dangers. Today, forceps use has declined significantly as cesarean section rates have risen, leading some authorities to describe forceps operations as "a species on the brink of extinction" due to a reduction in training and experience among junior clinicians.
The Simpson forceps (and Simpson-DeLee variant) is the most commonly used for low and outlet deliveries. Elliot forceps are also used for these categories.
Simpson forceps - the most commonly used instrument for outlet and low forceps delivery
Anatomy of the Forceps
Each forceps has two mirror-image sides (left and right), each consisting of:
- Handle
- Shank
- Blade (with a cephalic curve to fit the fetal head and a pelvic curve to follow the birth canal)
The two blades articulate (lock) at the shank. The left blade is always inserted first, placed on the left side of the maternal pelvis.
Classification (ACOG 1988/1991 Criteria)
| Type | Criteria |
|---|
| Outlet forceps | Scalp visible at introitus without separating labia; fetal skull has reached pelvic floor; sagittal suture in AP diameter or R/L OA/OP; rotation ≤ 45° |
| Low forceps | Leading point of skull at station +2 cm or lower, not on pelvic floor; rotation ≤ 45° or > 45° (subcategories) |
| Mid-forceps | Station above +2 cm but head is engaged |
| High forceps | Head is unengaged - no longer performed in modern obstetrics |
Key clinical point: Mid-forceps deliveries (versus outlet/low forceps) are associated with lower cord pH values, higher incidence of fetal injury, and greater short-term maternal and perinatal morbidity. This distinction is critical in outcome data.
Prerequisites (ABCDEFGHIJ Mnemonic - ALSO Curriculum)
Before applying forceps, all of the following must be confirmed:
| Letter | Prerequisite |
|---|
| A | Anesthesia adequate (local, pudendal block, or regional) |
| B | Bladder empty (straight catheterize if needed) |
| C | Cervix completely dilated |
| D | Determine fetal head position (posterior fontanelle = Y-shape; anterior fontanelle = cross shape; feel which way the ear bends) |
| E | Equipment ready (suction bulb, cord clamp, instrument table) |
| F | Forceps ready and articulated properly |
| G | Gentle traction planned (Pajot's maneuver) |
| H | Handle elevated to follow the J-shaped pelvic curve |
| I | Incision (episiotomy) - assess need based on perineal distention |
| J | Jaw reachable = remove forceps |
Additional prerequisites from ACOG:
- Fetal head must be engaged
- Head position must be known
- Membranes must be ruptured
- No cephalopelvic disproportion
- Adequate maternal pelvis
Indications
Forceps delivery is indicated when a safe vaginal delivery is achievable but the second stage needs assistance:
Maternal indications:
- Arrest of labor in the second stage
- Maternal exhaustion
- Inability to push effectively
- Medical conditions requiring shortened second stage (cardiac disease, cerebrovascular disease, severe hypertension)
Fetal indications:
- Non-reassuring fetal heart rate pattern (fetal distress) in the second stage
- Prolapsed cord with imminent delivery
Contraindications
- Unengaged fetal head (absolute)
- Cervix not fully dilated
- Unknown fetal head position
- Fetal demineralization disorders (osteogenesis imperfecta)
- Fetal coagulopathy (e.g., known hemophilia)
- Malpresentations (face presentation with mentum posterior; brow presentation)
- Cephalopelvic disproportion
Technique (Occiput Anterior - OA Delivery)
Step 1 - Application:
- Articulate the forceps to ensure proper fit, then disarticulate.
- Take the left handle in the left hand, holding it like a pencil with the concave cephalic curve toward the vulva, shank directed upward perpendicular to the floor.
- Ease the left blade along the left side of the fetal head, using the right hand inside to protect the maternal sidewall and guide the blade into position.
- Insert the right blade symmetrically on the right side, using the left hand to guide.
- If correctly applied, the handles should fit together and lock easily.
Step 2 - Check application:
- Posterior fontanelle should be midway between the shanks (about 1 fingerbreadth above the interlocked shanks)
- Sagittal suture should be midline and midway between the shanks (perpendicular to the shanks)
- Fenestration should barely admit a fingertip between blade and fetal head
Step 3 - Traction (Pajot's Maneuver):
- The pelvic curve is a J-shaped curve from inlet to outlet
- One hand pulls the handles in the direction they extend (horizontal vector, outward)
- The other hand on the shaft pushes downward
- These two vectors sum to an outward-and-downward force initially
- As the crown moves under the symphysis, traction direction shifts upward
- Traction is applied with contractions and maternal pushing; released between contractions
Step 4 - Delivery and removal:
- Rotate head if needed to OA (done during uterine relaxation, just before a contraction; mild flexion aids rotation)
- When the jaw is reachable, remove the forceps - in the reverse order and direction of placement
- Assess the need for episiotomy based on perineal distention; removing forceps before head delivery may actually avoid the need for episiotomy
- Inspect vagina and cervix carefully for lacerations after delivery
Outlet forceps delivery: traction is first directed downward so the fetal head clears the pubic symphysis, then upward to deliver in extension.
Occiput Posterior (OP) delivery modifications:
- Blades should be equidistant from the midline of the face and brow (not posterior fontanelle)
- Horizontal traction continues until the base of the infant's nose passes under the symphysis
- Greater perineal distention expected; a larger episiotomy may be needed
Complications
Maternal Complications
- Perineal, vaginal, and cervical lacerations (3rd and 4th degree tears)
- Bladder and urethral injury
- Urinary retention (identified as a risk factor in a 2024 meta-analysis, PMID 38970657)
- Postpartum hemorrhage
- Pelvic floor injury / long-term pelvic organ prolapse and incontinence
- Maternal injury is generally more frequent and more severe with forceps than with vacuum extraction
Neonatal Complications
- Facial nerve palsy (pressure on facial nerve from blades)
- Cephalohematoma (subperiosteal blood collection)
- Skull fracture (rare)
- Intracranial hemorrhage - a large California study (n=583,340) found no statistically significant difference in intracranial hemorrhage between vacuum, forceps, and cesarean delivery when fetal distress required operative delivery; however, combined use of both vacuum and forceps resulted in a rate of intracranial hemorrhage 7.4 times greater than spontaneous delivery and 3.4 times greater than vacuum alone
- Eye injuries (corneal abrasions, retinal hemorrhage - less common than with vacuum)
- Brachial plexus injury (rare)
- Sequential instrument use (vacuum then forceps) significantly increases both maternal and neonatal injury and should be avoided
Long-Term Neonatal Outcomes
- Multiple large studies found no significant difference in IQ or long-term neurodevelopmental outcomes between forceps delivery and spontaneous or cesarean delivery when modern criteria (post-1991 ACOG) are applied
- The earlier studies suggesting lower IQ scores with mid-forceps used older (1965) classification criteria - when reclassified by modern criteria, mid-forceps cases in those studies had significantly worse immediate outcomes
Forceps vs. Vacuum Extractor
| Feature | Forceps | Vacuum |
|---|
| Failure rate | Lower | Higher |
| Maternal trauma | More frequent/severe | Less frequent/less severe |
| Cervical/vaginal lacerations | More common | Less common |
| Intracranial hemorrhage | Similar | Similar (but less with vacuum alone) |
| Cephalohematoma | Less common | More common |
| Retinal hemorrhage | Less common | More common |
| Subgaleal hemorrhage | Less common | ~4% |
| Anesthesia requirement | More (regional preferred) | Less |
| Learning curve | Steeper | Easier to learn |
| Rotational ability | Yes (Kjelland's forceps) | Limited |
Current evidence favors the vacuum extractor as the instrument of first choice for operative vaginal delivery in most situations; however, forceps remain the instrument of choice in specific scenarios (e.g., face presentation with mentum anterior, preterm delivery, when rapid delivery is needed and rotation is required).
Mid-Forceps Delivery - Special Considerations
- Should be undertaken with caution
- Requires willingness to abandon the procedure and proceed to cesarean delivery if:
- Difficulty with proper application
- Head does not easily descend or rotate
- Use and teaching of mid-forceps under appropriate circumstances by adequately trained individuals is in accord with current ACOG recommendations
Creasy & Resnik's Maternal-Fetal Medicine: Principles and Practice, Chapter on Operative Vaginal Delivery
Pfenninger & Fowler's Procedures for Primary Care, 3rd Ed., Chapter 169
Textbook of Family Medicine, 9th Ed., Chapter 20