Pulmonary mechanics full details for md exams

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pulmonary mechanics lung volumes capacities compliance resistance work of breathing

Harrison's Principles of Internal Medicine, Twenty First Edition

Page 8183

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airway resistance flow-volume loops spirometry FEV1 FVC obstructive restrictive lung disease

Harrison's Principles of Internal Medicine, Twenty First Edition

Page 7850

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lung volumes capacities spirometry flow volume loop diagram

Harrison's Principles of Internal Medicine, Twenty First Edition

Harrison's Principles of Internal Medicine, Twenty First Edition

Page 7860

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Pulmonary Mechanics — Complete MD Exam Review


1. Lung Volumes & Capacities

These are the cornerstone of understanding pulmonary mechanics. Memorize the values and what changes them.
Volume/CapacityDefinitionNormal Value
Tidal Volume (TV)Air moved per normal breath~500 mL
Inspiratory Reserve Volume (IRV)Extra air above TV that can be inhaled~3000 mL
Expiratory Reserve Volume (ERV)Extra air below TV that can be exhaled~1200 mL
Residual Volume (RV)Air remaining after maximal exhalation~1200 mL
Inspiratory Capacity (IC)TV + IRV~3500 mL
Functional Residual Capacity (FRC)ERV + RV~2400 mL
Vital Capacity (VC)IRV + TV + ERV~4700 mL
Total Lung Capacity (TLC)All volumes combined~6000 mL
Key Rule: RV, FRC, and TLC cannot be measured by spirometry alone — they require helium dilution, nitrogen washout, or body plethysmography.

FRC: The Equilibrium Point

FRC is the resting lung volume where the inward elastic recoil of lung = outward recoil of chest wall. This is the key balance point.
FRC changesCause
↑ FRCEmphysema (loss of elastic recoil), aging, asthma
↓ FRCObesity, supine position, pregnancy, pulmonary fibrosis, ARDS

2. Compliance

Compliance (C) = ΔVolume / ΔPressure
It measures the distensibility (stretchability) of the lung or chest wall.

Types of Compliance

TypeWhat it measures
Static complianceCompliance at zero flow; reflects elastic properties only
Dynamic complianceCompliance during breathing; affected by both elastance AND airway resistance

Pressure-Volume (P-V) Curve

  • The lung P-V curve is sigmoid-shaped
  • Hysteresis: The inflation and deflation curves do not overlap — the lung inflates at a higher pressure than it deflates at any given volume
  • Hysteresis occurs due to surfactant and recruitment of collapsed alveoli

Clinical Correlations

ConditionComplianceMechanism
Emphysema↑↑Destruction of elastic tissue
Pulmonary fibrosis↓↓Stiff, scarred lung
Pulmonary edemaFluid fills alveoli
ARDS↓↓Alveolar damage + surfactant loss
Normal agingSlight ↑Gradual loss of elastic recoil

Surfactant

  • Produced by Type II pneumocytes
  • Composition: mainly dipalmitoylphosphatidylcholine (DPPC)
  • Function: reduces surface tension → increases compliance → prevents alveolar collapse
  • LaPlace's Law: P = 2T/r — in small alveoli (small r), pressure would be very high WITHOUT surfactant → small alveoli would empty into large ones (atelectasis)
  • Surfactant lowers T disproportionately in small alveoli → equalizes pressure → prevents collapse
  • Neonatal RDS: surfactant deficiency in premature infants (<34 weeks) → stiff lungs, atelectasis

3. Airway Resistance

Resistance (R) = ΔPressure / Flow
  • Major site: medium-sized bronchi (NOT the smallest airways — they have large total cross-sectional area)
  • Airways contribute ~80% of total resistance; tissue viscance ~20%

Poiseuille's Law

$$R = \frac{8\eta L}{\pi r^4}$$
  • Resistance is inversely proportional to the 4th power of radius → small changes in radius cause enormous changes in resistance
  • Doubling the radius → 16× decrease in resistance

Factors Affecting Airway Resistance

FactorEffect on Resistance
Bronchospasm (asthma)↑↑↑
Mucus/secretions
Lung inflation (high lung volumes)↓ (airways dilated by radial traction)
Low lung volumes / dynamic compression
Sympathetic stimulation (β₂)↓ (bronchodilation)
Parasympathetic stimulation↑ (bronchoconstriction)
Histamine, leukotrienes

Dynamic Airway Compression (Forced Expiration)

During forced expiration, pleural pressure becomes positive. At a critical point along the airway — the equal pressure point (EPP) — airway pressure equals pleural pressure. Downstream of EPP, airways collapse → flow limitation.
  • In emphysema: EPP moves upstream (peripherally), worsening collapse → air trapping, ↑ RV
  • This is why pursed-lip breathing helps COPD patients — raises back-pressure, delays airway collapse

4. Spirometry & Pulmonary Function Tests

Key Spirometric Values

ParameterDefinitionNormal
FVCForced vital capacity~80% predicted
FEV₁Vol expelled in 1st second of FVC~80% predicted
FEV₁/FVC ratioKey diagnostic ratio≥0.70 (≥70%)
FEF 25–75%Mid-expiratory flow rateSensitive for small airway disease
PEFRPeak expiratory flow rateEffort-dependent

Obstructive vs. Restrictive Pattern

FeatureObstructiveRestrictive
FEV₁
FVCNormal or ↓↓↓
FEV₁/FVC↓ (<0.70)Normal or ↑
TLC↑ (air trapping)
RV↑↑↓ or normal
ExamplesCOPD, asthma, bronchiectasisIPF, sarcoidosis, obesity, kyphoscoliosis

Flow-Volume Loops (Harrison's, p. 7860)

According to Harrison's Principles of Internal Medicine (p. 7860), flow-volume loops have characteristic shapes:
Flow-Volume Loops — Normal vs. Obstruction Patterns
Loop PatternShapeDiagnosis
Normal (A)Broad rounded expiratory limbNormal
Obstruction (B)Scooped-out (concave) expiratory limbCOPD, asthma
Fixed central obstruction (C)Plateauing of BOTH inspiratory & expiratory limbsTracheal stenosis, goiter
Variable extrathoracic (D)Inspiratory limb plateau onlyVocal cord paralysis, subglottic stenosis
Variable intrathoracic (E)Expiratory limb plateau onlyTracheomalacia
Memory Aid — Variable lesions:
  • Extrathoracic → Inspiratory plateau (E-I mnemonic)
  • Intrathoracic → Expiratory plateau (I-E mnemonic)
  • During inspiration: negative pleural pressure opens intrathoracic airways but narrows extrathoracic segment → extrathoracic obstruction worsens on inspiration

5. Work of Breathing

Work = Pressure × Volume
Work is done against:
  1. Elastic recoil (compliance work) — dominant at normal breathing rates
  2. Airway resistance (resistive work) — dominant at high flow rates
  3. Tissue viscance (minor)

Optimal Breathing Rate

  • Elastic work ↑ with larger tidal volumes (slow deep breathing)
  • Resistive work ↑ with faster flow
  • The body adopts a breathing pattern that minimizes total work
    • Patients with stiff lungs (↑ elastic work) breathe rapidly and shallowly
    • Patients with high resistance (↑ resistive work) breathe slowly and deeply

Oxygen Cost of Breathing

  • Normal: ~2% of total VO₂
  • In respiratory failure: can rise to 40–50% → respiratory muscles steal O₂ from other organs → a key indication for mechanical ventilation

6. Mechanics During Mechanical Ventilation

According to Harrison's Principles of Internal Medicine (p. 8183), during volume-controlled ventilation:
  • Peak airway pressure = determined by airway resistance + respiratory system compliance
  • Plateau pressure (end-inspiratory pause) = determined by compliance ONLY (no flow, so resistance doesn't contribute)
  • Peak − Plateau pressure difference = reflects airway resistance
ScenarioPeak PressurePlateau Pressure
Bronchospasm / mucus plug↑↑Normal
ARDS / pulmonary edema (↓ compliance)↑↑↑↑
Both (intubated COPD with mucus)↑↑

7. Ventilation–Perfusion (V/Q) Relationships

Regional Differences (Upright Lung)

  • Gravity causes both ventilation (V) and perfusion (Q) to be greater at the base than the apex
  • Q increases more steeply than V from apex to base
  • Therefore:
    • Apex: V/Q > 1 (relative dead space — wasted ventilation)
    • Base: V/Q < 1 (relative shunt — wasted perfusion)
    • Overall mean V/Q ≈ 0.8
ZoneV/Q RatioClinical Equivalent
V/Q = 0Pure shunt (perfused, unventilated)Lobar pneumonia, ARDS
V/Q = ∞Pure dead space (ventilated, unperfused)PE
V/Q normal0.8Healthy alveolus

Dead Space

  • Anatomical dead space (~150 mL): conducting airways that don't participate in gas exchange
  • Alveolar dead space: ventilated but unperfused alveoli (negligible in health)
  • Physiological dead space = anatomical + alveolar dead space
  • Bohr equation: VD/VT = (PaCO₂ − PECO₂) / PaCO₂

8. Key Equations Summary Table

EquationFormulaClinical Use
ComplianceC = ΔV/ΔPStiffness of lung
ResistanceR = ΔP/FlowAirway obstruction
Poiseuille's LawR = 8ηL/πr⁴Radius critical for resistance
LaPlace's LawP = 2T/rSurfactant physiology
Bohr equationVD/VT = (PaCO₂−PECO₂)/PaCO₂Dead space calculation
Alveolar gas equationPAO₂ = PiO₂ − (PaCO₂/RQ)A-a gradient
A-a gradientPAO₂ − PaO₂Normal <10–15 mmHg (young)

9. High-Yield Exam Buzzwords

FindingDiagnosis
Scooped-out expiratory loopObstructive lung disease
Bilateral plateau on flow-volume loopFixed central airway obstruction
↑ TLC + ↑ RV + ↓ FEV₁/FVCEmphysema
↓ TLC + ↓ RV + normal FEV₁/FVCPulmonary fibrosis
Peak >> Plateau on vent↑ Airway resistance (bronchospasm)
Peak ≈ Plateau (both ↑) on vent↓ Compliance (ARDS, pulmonary edema)
Rapid shallow breathingStiff lung (minimize elastic work)
Slow deep breathingHigh resistance (minimize resistive work)
Pursed-lip breathingCOPD — prevents dynamic airway collapse
Grunting in neonateFunctional PEEP — prevents alveolar collapse

10. Quick Mnemonics

  • "COPD Blows Out" → ↑ RV, ↑ TLC, ↑ FRC (air trapped, can't blow it out)
  • "Fibrosis Shrinks" → ↓ TLC, ↓ RV, ↓ FVC, normal FEV₁/FVC
  • "FEF 25–75 = Small Airways" → earliest marker in smokers
  • "Type II makes surfactant" → remember: Two = Too much surface tension without it
  • EPP = Equal Pressure Point → where dynamic collapse begins; moves peripherally in emphysema

Sources: Harrison's Principles of Internal Medicine, 21st Ed., pp. 7850, 7860, 8183; supplemented from standard physiology references (West's Respiratory Physiology).
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