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Tracheostomy: Complete Teaching Guide
1. Definition & Historical Background
A tracheostomy is the creation of an opening (stoma) in the anterior wall of the trachea through which a tube is inserted to establish or maintain an airway. The term is sometimes confused with tracheotomy (the surgical incision only); "tracheostomy" refers to the full procedure including the stoma and tube placement.
Historical highlights:
- First recorded open tracheostomy: >3,500 years ago (Egyptian dynasty stone slabs)
- Fabricius described the first tracheal cannula in 1617
- Sanctorio Sanctorius: first percutaneous tracheostomy in 1626, using a "ripping needle" to place a silver cannula
- First cuffed tracheostomy tube: 1869, by Trendelenburg
- Modern standardization: early 20th century by American surgeon Chevalier Jackson
- PDT via Seldinger guidewire: Toye & Weinstein (late 1960s)
- Current single-dilator PDT: Pasquale Ciaglia, 1985
Source: Current Surgical Therapy 14e
2. Relevant Anatomy
Tracheal anatomy - Current Surgical Therapy 14e, p.1591
Key anatomical facts:
| Structure | Detail |
|---|
| Tracheal length | 10-12 cm (avg 11 ± 1 cm males, 10 ± 1 cm females) |
| Cartilaginous rings | 18-22 incomplete semicircular rings (posterior wall = fibroelastic membrane) |
| Tracheal diameter | 12-25 mm; varies by sex (2.5-2.7 mm men, 2.1-2.3 mm women) |
| Cricoid cartilage | Only complete cartilaginous ring; attached to 1st tracheal ring below and thyroid cartilage above |
| Ideal tracheostomy site | Between 2nd-3rd tracheal rings (sometimes 1st-2nd) |
| Innominate (brachiocephalic) artery | Courses anterior to the trachea - tracheostomy too low = risk of tracheo-innominate fistula |
| Thyroid isthmus | Overlies tracheal rings 2-4 (must be divided or retracted) |
| Posterior tracheal wall | Shared wall with the esophagus - key risk for perforation |
The lower respiratory tract begins at the vocal cords. The subglottic space (1.5-2 cm) lies between the cords and the cricoid cartilage. The cricothyroid membrane lies between the thyroid and cricoid cartilages - the landmark for emergency cricothyrotomy.
Source: Roberts and Hedges' Clinical Procedures in Emergency Medicine; Current Surgical Therapy 14e
3. Indications
Indications fall into three broad categories:
A. Upper Airway Obstruction
- Head and neck tumors (laryngeal, hypopharyngeal, thyroid)
- Severe maxillofacial trauma
- Angioedema (hereditary or allergic)
- Bilateral vocal cord paralysis
- Foreign body not removable endoscopically
- Epiglottitis with impending obstruction
- Burns/inhalation injury with anticipated swelling
B. Prolonged Mechanical Ventilation
- Most common indication in the ICU
- Considered when ventilation >10-14 days without near-term extubation prospect
- Advantages over prolonged translaryngeal intubation:
- Reduced sedation requirements (no glottic stimulation)
- Reduced work of breathing and tube resistance
- Improved mouth care and oral hygiene
- Easier bronchopulmonary toilet
- Facilitates weaning by reducing dead space and resistance
- Better patient comfort and ability to communicate
C. Neurological Conditions Preventing Safe Extubation
- Severe traumatic brain injury (acute or progressive)
- Spinal cord injury (including patients in halo fixation)
- Prolonged altered mental status
- Severe agitation or delirium
- High aspiration risk with absent gag/cough
Source: Sabiston Textbook of Surgery; Scott-Brown's Otorhinolaryngology
4. Contraindications
All contraindications are relative (not absolute), and most are temporary:
| Contraindication | Reason |
|---|
| Recent anterior neck surgery (<7 days) | Distorted anatomy, friable tissue |
| FiO2 >50%, PEEP >10 cmH2O | Risk of catastrophic airway loss during procedure |
| Elevated intracranial pressure | Procedure can cause dangerous ICP spikes |
| Hemodynamic instability | Procedure risk outweighs benefit |
| Significant bleeding risk / coagulopathy | Need PT/PTT <1.5x control, platelets >50,000 |
| Local infection or malignancy at proposed site | Spread of infection, poor healing |
| Predicted early mortality | Futility of intervention |
| Advanced ventilator modes | Difficult to maintain oxygenation during procedure |
Tip: Uremic patients can have PDT performed safely if pretreated with DDAVP to improve platelet function.
Source: Sabiston Textbook of Surgery, p.960
5. Types of Tracheostomy
A. Open (Surgical) Tracheostomy (OST)
- Performed in the operating room (occasionally bedside)
- Direct visualization of tracheal rings
- A vertical incision is made between rings 2-4, then dilated; tube inserted under direct vision
- Neck extended; 2-3 cm incision ~2 cm above sternal notch through platysma and strap muscles
- Thyroid isthmus elevated or divided
- Stoma sutured to skin edges (matured tract in ~4-5 days)
- Preferred when: obesity with inaccessible landmarks, prior anterior neck surgery, severe coagulopathy, abnormal neck anatomy (goitre)
B. Percutaneous Dilatational Tracheostomy (PDT)
- Bedside procedure; standard of care in many ICUs
- Based on Seldinger technique:
- ETT withdrawn proximally under bronchoscopic control
- Needle inserted between rings 2-3 percutaneously
- Guidewire threaded through needle
- Serial dilations or single-dilator over guidewire
- Tracheostomy tube advanced over dilator/wire
- Bronchoscopic guidance is standard practice
- Cost-effective, no OR wait time needed
- Meta-analysis evidence: PDT has fewer wound infections and bleeding compared to OST; rates of serious complications are similar
C. Emergency Cricothyrotomy
- Not a true tracheostomy, but the emergency airway of last resort
- Incision through cricothyroid membrane (palpated below thyroid notch)
- Transverse incision to lateral borders of thyroid cartilage → rapid dilation → tube insertion
- Must be converted to formal tracheostomy within 24-72 hours (risk of subglottic stenosis)
Source: Mulholland and Greenfield's Surgery 7e; Current Surgical Therapy 14e
6. Tracheostomy Tubes: Types and Components
Basic Components of a Tracheostomy Tube
- Outer cannula - the main tube inserted into the trachea
- Inner cannula - removable, can be cleaned or replaced (critical for maintaining airway patency)
- Obturator - blunt-tipped guide inserted during tube placement; removed immediately after insertion
- Flange (neck plate) - holds the tube in position at skin surface; secured with tracheostomy ties
- Cuff (in cuffed tubes) - inflatable balloon that seals the trachea for positive-pressure ventilation
Types of Tubes
| Type | Key Feature | Use |
|---|
| Cuffed | Inflatable cuff seals airway | Mechanical ventilation, aspiration protection |
| Uncuffed | No cuff | Weaning, long-term use in non-ventilated patients |
| Fenestrated | Opening on dorsal surface of outer cannula | Allows air to pass through vocal cords → enables phonation and assessment of swallowing |
| Single cannula | No inner cannula | Smaller profile but cannot be cleared as easily |
| Double cannula | Removable inner cannula | Standard for most patients; inner cannula cleared regularly |
| Extended length | Longer shaft (proximal or distal) | Obese patients, large necks, abnormal anatomy |
| Metal (silver/stainless steel) | No cuff, no 15-mm connector | Long-term use, cannot be connected to ventilator |
| PVC (polyvinyl chloride) | Softens at body temperature | Most common |
| Silicone | Naturally soft | Biocompatible, less mucosal irritation |
Cuff Management
- High-volume, low-pressure cuffs are standard (pressure <25 mmHg / <34 cmH2O)
- High cuff pressures impair mucosal blood flow → pressure necrosis → tracheal stenosis
- Cuff pressure should be checked with a manometer regularly
- Minimal occlusive volume technique: inflate until no air leak, then check pressure
Tube Sizing (Common Sizes)
| Shiley Jackson Size | Inner Diameter (mm) | Outer Diameter (mm) | Length (mm) |
|---|
| 4 | 5.0 | 9.4 | 62 |
| 6 | 6.4 | 10.8 | 74 |
| 8 | 7.6 | 12.2 | 79 |
| 10 | 8.9 | 13.8 | 79 |
Source: Roberts and Hedges' Clinical Procedures in Emergency Medicine, p.211
7. Timing of Tracheostomy in ICU Patients
This remains controversial:
- Early tracheostomy (≤7 days or even ≤4 days) vs. late tracheostomy (>10-14 days)
- Most large studies (including the TracMan trial, UK, 900+ patients across 72 ICUs) found:
- No difference in 30-day or 2-year mortality
- No difference in pneumonia rates, ICU length of stay, or antibiotic use
- Over 50% of patients randomized to late tracheostomy did not require it at all (liberated from ventilation before the procedure was needed)
- One randomized trial (medical ICU) found early tracheostomy at 48h vs 14-16 days significantly reduced mortality (32% vs 62%), pneumonia (5% vs 25%), and ICU stay - but this is not consistently replicated
- Practical takeaway: Consider tracheostomy when expected MV duration >14 days. When risk of extubation failure resulting in death >1:1000, proceed with tracheostomy.
Source: Sabiston Textbook of Surgery; Scott-Brown's Otorhinolaryngology
8. The PDT Procedure - Step by Step
- Preprocedure: Review history, respiratory status, neck anatomy. Review imaging for high-riding innominate artery or aberrant vessels. Ultrasound of neck to mark vessels.
- Labs: Platelet count, PT/PTT, BUN
- Team: Proceduralist (bedside), anesthesiologist/airway-trained physician at head of bed, nurse
- Positioning: Shoulder roll to extend the neck
- Prep: FiO2 increased to 1.0, sterile field, local anesthetic (1.5% lidocaine with epinephrine) infiltrated
- Identify landmarks: Thyroid cartilage → cricoid cartilage → 1st, 2nd, 3rd tracheal rings
- Bronchoscopy: Scope positioned at distal end of ETT; ETT withdrawn to just above ideal entry point under bronchoscopic visualization
- Needle insertion: 1-1.5 cm horizontal/vertical incision, blunt dissection to tracheal rings, needle inserted between rings 1-2 or 2-3 with bronchoscopic transillumination confirmation
- Guidewire placement: Through needle into tracheal lumen
- Dilation: Serial dilators or single-step Ciaglia Blue Rhino dilator advanced over wire
- Tube insertion: Tracheostomy tube advanced over dilator/wire; dilator removed
- Confirmation: CO2 detection, capnography (class I AHA recommendation), equal chest rise, bilateral breath sounds, bronchoscopic visualization of tracheal rings
- Secure: Tracheostomy ties, sutures to neck plate
Source: Current Surgical Therapy 14e, p.1593
9. Complications
Classified by Timing
| Timing | Complication |
|---|
| Immediate (intraoperative) | Hemorrhage (anterior jugular veins, thyroid isthmus), false tract / extraluminal placement, posterior tracheal wall injury / esophageal perforation, loss of airway, failure of procedure, subcutaneous emphysema, pneumothorax, pneumomediastinum, cardiac arrest |
| Early (days-weeks) | Hemorrhage, tube displacement/dislodgement, pneumothorax, wound infection, tube obstruction (mucus plugging), subcutaneous emphysema |
| Late (weeks-months) | Tracheal stenosis, granulation tissue formation, tracheomalacia, tracheoesophageal (TE) fistula, tracheo-innominate artery fistula, stoma infection, persistent stoma, dysphagia |
Source: Mulholland and Greenfield's Surgery 7e; Roberts and Hedges'
Key Complications in Detail
Tracheal Stenosis
- Most common late complication
- Mechanism: high cuff pressure → mucosal ischemia → necrosis → loss of cartilage → fibrous narrowing
- Prevention: low-pressure cuffs (keep <25 mmHg), regular cuff pressure monitoring
- Treatment: bronchoscopy + dilation; if severe, tracheal resection and reconstruction
Tracheo-Innominate Artery (TI) Fistula
- Life-threatening (reported mortality >80%)
- Mechanism: tube erodes into innominate artery, especially with tubes placed too low (below ring 3) or in patients with high-riding innominate artery
- Presentation: sentinel bleed (small herald hemorrhage) followed by massive hemorrhage
- Emergency management: overinflate cuff, digital pressure through stoma, immediate OR for vessel repair or ligation
Tracheoesophageal Fistula
- Mechanism: erosion of posterior tracheal wall (membranous portion) into esophagus, often by overinflated cuff or low-pressure high-volume cuff against rigid NG tube
- Features: food/fluid coming through tracheostomy, recurrent aspiration pneumonia, air in stomach on X-ray
- Treatment: surgical repair
Tube Obstruction
- Most common complication in the ED (30% of respiratory ED visits)
- Causes: dried secretions (most common), blood, aspirated material, granulation tissue, cuff herniation
- Management: remove and clean inner cannula first; if not improved, attempt suctioning; if still obstructed, change outer cannula
Tube Dislodgement
- Occurs most often in early post-op period (before tract maturation ~4-5 days)
- Emergency: if <72h post-op, do NOT blindly attempt re-insertion; cover stoma, bag-mask via mouth, call for surgical backup
- If tract mature: can re-insert with obturator using neck extended, then confirm with capnography
10. Tracheostomy Tube Change
First change timing: Usually 5-7 days post-op (once tract mature) or per manufacturer recommendation (~30 days for routine change)
Equipment needed:
- Tracheostomy tube of same size (and one size smaller as backup)
- Cuff syringe, suction, oxygen source, Ambu bag
- Lubricating jelly, forceps
- Capnography if available
Procedure:
- Preoxygenate with 100% O2
- Suction trachea and oropharynx
- Deflate cuff (if cuffed)
- Remove old tube while patient breathes normally
- Insert new tube with obturator in place at 90° angle, sweep downward
- Remove obturator, insert inner cannula, inflate cuff
- Confirm placement: capnography, chest auscultation, direct visualization
For difficult tract or high-risk patient: Advance over a guide catheter (e.g., red rubber suction catheter) as a Seldinger-style guide (see figure 7.8 technique in Roberts & Hedges).
11. Post-Operative & Ongoing Care
Routine Care
- Suctioning: As needed (not on a fixed schedule); use appropriate catheter size (no larger than 1/2 the inner diameter of the tube); suction during withdrawal not insertion
- Inner cannula cleaning: Every 8 hours (or replace if disposable); prevents obstruction from dried secretions
- Stoma care: Clean with normal saline/water, change tracheostomy dressings daily; keep skin dry to prevent breakdown
- Humidification: Bypass of upper airway humidification requires external humidification (heated humidifier or HME filter) to prevent mucus plugging
- Cuff pressure monitoring: Check every 8-12 hours; maintain 20-25 mmHg (25-30 cmH2O)
- Tracheostomy ties/holder: Change daily; always keep one finger width between ties and neck
Nursing Assessment
- Assess breathing pattern, RR, SpO2, work of breathing
- Listen for upper airway sounds (stridor = possible obstruction or dislodged tube)
- Observe stoma site for infection, granulation tissue, skin breakdown
- Assess secretion character (amount, color, consistency) - purulent secretions suggest infection
- Always keep a spare tube (same size + one size smaller) and obturator at bedside
Communication
- Cuffed tube prevents speech (air does not pass through cords)
- Strategies: fenestrated tube (cuff deflated), speaking valve (Passy-Muir valve), writing, communication boards, electronic devices
- Passy-Muir Valve (PMV): One-way valve placed on tracheostomy hub; allows inspiration through tube but forces expiration up through cords → enables voice; requires cuff to be fully deflated when using PMV
Swallowing Assessment
- Aspiration risk is elevated with tracheostomy (altered laryngeal elevation, sensory changes)
- Bedside swallowing assessment, modified barium swallow, or FEES (flexible endoscopic evaluation of swallowing) recommended before oral feeding
12. Decannulation (Weaning from Tracheostomy)
Decannulation = removal of the tracheostomy tube once the indication has resolved.
Prerequisites for decannulation:
- Underlying cause resolved
- Adequate spontaneous ventilation (weaned from mechanical ventilation)
- Adequate cough and airway protection
- Secretion load manageable
- Patent upper airway (confirmed endoscopically)
- No significant aspiration
Weaning steps:
- Downsize the tube progressively
- Trial of capping (placing a cap over the tube opening) - patient breathes entirely around the tube
- Deflate cuff during waking hours, then 24 hours
- If patient tolerates capping for 24 hours without distress → decannulate
- Tracheal buttons (Montgomery button): maintain stoma patency during weaning in patients who need periodic suctioning but do not need mechanical ventilation; can be retained permanently if decannulation fails
Post-decannulation: Stoma usually closes spontaneously within days-weeks. Cover with occlusive dressing; patient instructed to press over stoma when speaking/coughing.
Source: Roberts and Hedges' Clinical Procedures in Emergency Medicine; Mulholland's Surgery
13. Special Situations
COVID-19 and Tracheostomy
- PDT is an aerosol-generating procedure requiring airborne + droplet precautions
- Evidence supports waiting 10-14 days of mechanical ventilation before tracheostomy in COVID-19 patients (associated with lower duration of MV and ICU stay without increased mortality)
- Tracheostomy on ECMO is feasible; complications higher (mainly bleeding) but no difference between PDT and OST
Pediatric Tracheostomy
- Softer cartilage, smaller anatomy - more technically demanding
- Highest risk period is the first weeks (accidental dislodgement before tract maturation)
- Staying sutures placed around tracheal rings to facilitate emergency re-insertion
- More common long-term complications: tracheal growth disturbance, suprastomal collapse
Obese Patients
- PDT may be done safely but requires appropriate (extended-length) kit
- Surgical approach may be preferred for class III obesity
- Ultrasound assessment of neck anatomy essential before PDT
14. Emergency Management of Tracheostomy Complications
Blocked Tube (Obstruction)
- Remove and inspect inner cannula → clean/replace
- Pass suction catheter → clear secretions
- If still obstructed → change the tube
- If unable to re-intubate stoma → oral intubation
Dislodged Tube
- Immature tract (<5 days): Do not blindly re-insert. Apply O2 to stoma, ventilate via mouth/nose, urgent surgical assistance
- Mature tract (>5 days): Replace with obturator in place; extend neck; confirm placement; if resistance, downsize the tube
Hemorrhage
- Minor: Usually from granulation tissue; direct pressure, silver nitrate cautery
- Massive (sentinel bleed scenario): Suspect TI fistula. Overinflate cuff; apply digital pressure through stoma anteriorly; immediate OR
Summary Table: Key Facts at a Glance
| Parameter | Value/Detail |
|---|
| Most common ICU procedure | Yes (for prolonged MV) |
| Ideal stoma site | Between tracheal rings 2-3 |
| PDT mortality risk | <0.1-0.2% |
| PDT major complication rate | ~0.15% |
| Early complication rate | 16-20% |
| Late complication rate | 6-8% |
| Cuff pressure target | <25 mmHg (20-25 mmHg) |
| First routine tube change | ~5-7 days (mature tract) |
| Manufacturer tube change interval | ~30 days |
| Tract maturation | ~4-5 days post-op |
Sources: Sabiston Textbook of Surgery; Current Surgical Therapy 14e; Scott-Brown's Otorhinolaryngology (Vol 1 & 2); Mulholland and Greenfield's Surgery 7e; Roberts and Hedges' Clinical Procedures in Emergency Medicine; Murray & Nadel's Respiratory Medicine