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Coagulation Cascade, Perioperative Coagulation Monitoring, and TEG vs ROTEM
MD Anaesthesia Exam Notes with PYQ-style Questions
PART 1: THE COAGULATION CASCADE
Traditional (Cell-Free) Model
The coagulation cascade is a series of amplifying enzymatic reactions leading to insoluble fibrin clot deposition. Each step involves: enzyme (activated factor) + substrate (inactive proenzyme) + cofactor, assembled on a negatively charged phospholipid surface (provided by activated platelets). Calcium is essential - it binds gamma-carboxylated glutamic acid residues on factors II, VII, IX, X (vitamin K-dependent factors).
Intrinsic Pathway (Contact Activation)
- Initiated by: contact with negatively charged surface (e.g., glass beads in lab)
- XII → XIIa → XI → XIa → IX → IXa
- IXa + VIIIa (tenase complex) → X → Xa
- Assessed by: aPTT (partial thromboplastin time)
- Factors: XII, XI, IX, VIII, X, V, II, fibrinogen
Extrinsic Pathway (Tissue Factor)
- Initiated by: vascular injury exposing Tissue Factor (TF) to blood
- TF + VIIa (extrinsic tenase) → X → Xa (also activates IX → IXa)
- Assessed by: PT/INR
- Factors: VII, X, V, II, fibrinogen
Common Pathway
- Xa + Va (prothrombinase complex) + Ca2+ + phospholipid → Prothrombin (II) → Thrombin (IIa)
- Thrombin converts fibrinogen → fibrin; also activates XIII → XIIIa (cross-links fibrin)
- Thrombin amplifies cascade: activates V, VIII, XI, XIII, and platelets
Cell-Based Model of Coagulation (In Vivo Reality)
The lab-based intrinsic/extrinsic model does NOT recapitulate in vivo clotting. The cell-based model is more clinically relevant.
Three phases:
| Phase | Location | Key Events |
|---|
| Initiation | TF-bearing cells | TF-VIIa activates small amounts of IX, X → trace thrombin |
| Amplification | Platelet surface | Trace thrombin activates platelets, V, VIII, XI - "priming" |
| Propagation | Activated platelet surface | Tenase + prothrombinase complexes → thrombin burst → fibrin clot |
Key clinical fact: Factor XI deficiency → only mild bleeding (intrinsic pathway minor in vivo). Factor XII deficiency → NO bleeding (Hageman factor not needed for hemostasis). Factors V, VII, VIII, IX, X deficiency → moderate-severe bleeding.
Anticoagulants and Their Targets
| Drug | Mechanism | Factors Affected |
|---|
| Warfarin | Inhibits Vitamin K-dependent synthesis | II, VII, IX, X (also Protein C, S) |
| UFH + ATIII | Inactivates multiple factors | XIIa, XIa, IXa, Xa, IIa |
| LMWH | Enhances ATIII vs Xa >> IIa | Xa > IIa |
| Fondaparinux | Indirect anti-Xa | Xa only |
| Rivaroxaban/Apixaban | Direct anti-Xa | Xa |
| Dabigatran | Direct thrombin inhibitor | IIa (thrombin) |
Anticoagulant Proteins (Natural Inhibitors)
- Antithrombin III (ATIII): inhibits IIa, Xa, IXa, XIa, XIIa - activity potentiated 1000x by heparin
- Tissue Factor Pathway Inhibitor (TFPI): inhibits TF-VIIa-Xa complex
- Protein C + S: Thrombin binds thrombomodulin → activates Protein C → degrades Va, VIIIa
- Plasminogen/Plasmin: fibrinolysis - tPA/uPA converts plasminogen → plasmin → degrades fibrin → FDPs/D-dimers
PART 2: PERIOPERATIVE COAGULATION MONITORING
Conventional Laboratory Tests
| Test | Pathway Assessed | Normal Values | Clinical Use |
|---|
| PT / INR | Extrinsic + common | PT: 11-15 sec; INR: 0.8-1.2 | Warfarin monitoring, liver disease, pre-op screen |
| aPTT | Intrinsic + common | 25-35 sec | UFH monitoring, hemophilia A/B, factor deficiencies |
| TT (Thrombin Time) | Fibrinogen → fibrin step | 14-19 sec | Fibrinogen quality, heparin effect, dabigatran |
| Fibrinogen (Clauss) | Fibrinogen level | 2-4 g/L | DIC, massive transfusion, liver disease |
| D-dimer | Fibrinolysis marker | <0.5 mg/L | DVT/PE screening, DIC |
| ACT (Activated Clotting Time) | Whole blood, near-patient | 90-130 sec | High-dose heparin monitoring (cardiac surgery, ECMO) |
| Platelet count | Quantitative | 150,000-400,000/µL | Thrombocytopenia, pre-op, DIC |
Limitations of Conventional Tests
- Performed on platelet-poor plasma (not whole blood)
- Assessed at 37°C regardless of patient temperature - miss hypothermia-induced coagulopathy
- Do NOT detect: platelet dysfunction, hyperfibrinolysis, factor XIII deficiency, clot strength, effect of acidosis
- Static measurements - do not reflect dynamic clot formation and lysis
- PT/aPTT may be normal in up to 50% of patients with clinically significant coagulopathy
Point-of-Care Tests
| Test | Use |
|---|
| ACT | Near-patient; cardiac bypass, ECMO, cathlab |
| TEG / ROTEM | Whole blood viscoelastic; trauma, cardiac surgery, liver transplant, obstetrics |
| PFA-100 / PFA-200 | Platelet function screening (simulates high-shear conditions) |
| Platelet mapping (TEG) | Antiplatelet drug monitoring - ADP, arachidonic acid pathways |
| Multiplate / VerifyNow | Whole blood impedance aggregometry for antiplatelet drugs |
PART 3: THROMBOELASTOGRAPHY (TEG) vs ROTEM
Principle
Both are viscoelastic hemostatic assays (VHA) that measure whole-blood clot formation, strength, and lysis in real time. They assess all three phases of hemostasis simultaneously - primary, secondary, and fibrinolysis.
TEG (Hartert, 1948): rotating cup + stationary pin (torsion wire senses clot resistance)
ROTEM: fixed cup + rotating pin (optical detector)
Parameter Comparison Table (HIGH YIELD)
| Parameter | TEG | ROTEM | Measures | Normal Range (approx) |
|---|
| Clot initiation | R (Reaction time) | CT (Clotting time) | Time to initial fibrin formation; prolonged by factor deficiency, heparin | R: 2-8 min; CT: 100-240 sec |
| Clot formation kinetics | K (Kinetics) | CFT (Clot formation time) | Time from initial clot to 20mm; reflects fibrinogen, platelets | K: 1-3 min; CFT: 30-110 sec |
| Rate of clot formation | α angle | α angle | Tangential angle to midline; low = slow fibrin/platelet buildup | α: 47-74°; α: 63-83° |
| Maximum clot strength | MA (Maximum Amplitude) | MCF (Maximum Clot Firmness) | Clot strength; reflects platelet-fibrin interaction | MA: 54-72 mm; MCF: 50-72 mm |
| Fibrinolysis | LY30 (% lysis at 30 min) | LI30 (Lysis index at 30 min) | Percent clot lysis at 30 min after MA | LY30 <7.5%; LI30 >85% |
| Overall coagulation index | CI (Coagulation Index) | - | Summary index | -3 to +3 |
Memory trick: "R-K-Alpha-MA-LY" = "Really Kool Anaesthetists Monitor Lysis"
Mechanism Difference
| Feature | TEG | ROTEM |
|---|
| Moving part | Cup rotates (~4-45°); pin stationary | Pin rotates; cup stationary |
| Motion detection | Torsion wire (mechanical) | Optical detector (less vibration artifact) |
| Sample volume | 0.35 mL whole blood | 0.34 mL whole blood |
| Temperature | 37°C | 37°C |
| Activator for standard test | Kaolin (intrinsic) | Ellagic acid (intrinsic) = INTEM |
ROTEM Assay Channels (HIGH YIELD for Exams)
| Channel | Activator | What it Tests | Use |
|---|
| EXTEM | Tissue Factor + phospholipids | Extrinsic pathway + platelets | Overall coagulation, like PT |
| INTEM | Ellagic acid (contact) | Intrinsic pathway + platelets | Like aPTT, detects heparin effect |
| FIBTEM | TF + cytochalasin D (platelet blocker) | Fibrinogen contribution to clot only | Isolates fibrinogen - low MCF = low fibrinogen |
| APTEM | TF + aprotinin (anti-fibrinolytic) | Confirms hyperfibrinolysis | EXTEM - APTEM: if MCF improves → hyperfibrinolysis confirmed |
| HEPTEM | Ellagic acid + heparinase | Neutralizes heparin | INTEM vs HEPTEM: difference = heparin effect |
TEG Assay Variants
| Channel | Details |
|---|
| Kaolin TEG | Standard intrinsic activation |
| Rapid TEG (rTEG) | Kaolin + TF = faster results (10-15 min) |
| Functional Fibrinogen (FF) | With platelet blocker - isolates fibrinogen contribution like ROTEM FIBTEM |
| Platelet Mapping | Uses ADP/AA agonists - quantifies % platelet inhibition by antiplatelets |
Interpretation of Abnormal Patterns
| Pattern | TEG/ROTEM Finding | Cause | Treatment |
|---|
| Prolonged R/CT | Long time to initiation | Factor deficiency, heparin, UFH | FFP, reverse heparin (protamine) |
| Low MA/MCF | Weak clot | Thrombocytopenia, platelet dysfunction, low fibrinogen | Platelets, fibrinogen concentrate/cryoprecipitate |
| Low FIBTEM MCF specifically | Fibrinogen deficiency | Massive transfusion, DIC, liver failure | Fibrinogen concentrate, cryoprecipitate |
| High LY30 / Low LI30 | Fibrinolysis | DIC, post-cardiac surgery, prostate/liver surgery, trauma | Tranexamic acid, epsilon-aminocaproic acid |
| INTEM prolonged, HEPTEM normal | Heparin effect | Unintentional heparin | Protamine |
| Narrow flat tracing | Anticoagulation/no clot | Full heparinization, severe factor deficiency | Depends on cause |
TEG vs ROTEM: Key Differences (Exam Table)
| Feature | TEG | ROTEM |
|---|
| Cup movement | Cup rotates | Pin rotates |
| Motion detection | Torsion wire | Optical |
| Susceptibility to vibration | Higher | Lower |
| Standard activator | Kaolin | Ellagic acid (INTEM) |
| Fibrinogen channel | Functional Fibrinogen (FF) | FIBTEM |
| Heparin neutralization | hTEG (heparinase) | HEPTEM |
| Hyperfibrinolysis confirmation | CFF + kaolin TEG comparison | APTEM vs EXTEM |
| Result units for max strength | MA (mm) | MCF (mm) |
| Lysis measure | LY30 (% lysis) | LI30 (% remaining clot) |
| Portability/POC | TEG 6s (newer, cartridge-based) | ROTEM delta/sigma |
| Evidence base | Cardiac surgery, liver transplant | Cardiac surgery, trauma, major obstetric hemorrhage |
Clinical Applications of VHA (TEG/ROTEM)
- Cardiac surgery (CPB): guides transfusion, detects residual heparin, diagnoses coagulopathy post-bypass
- Major trauma / Damage Control Resuscitation: detects Trauma-Induced Coagulopathy (TIC) early - detects hyperfibrinolysis better than lab tests
- Liver transplantation: monitors dynamic coagulation changes (all phases), guides cryoprecipitate/FFP/platelet use
- Obstetric hemorrhage: detects hypofibrinogenemia early (FIBTEM MCF <12mm → fibrinogen <2g/L)
- Neurosurgery: detects hypercoagulable states
- ECMO: monitors anticoagulation
STS/SCA/AmSECT Guidelines: POC VHA use is a Class I, Level B-NR recommendation for guiding transfusion in perioperative bleeding. (Miller's Anesthesia 10e)
Limitations of VHA
- Long testing time (30-45 min for complete assay) - though rTEG gives results in 10-15 min
- Susceptible to vibration (especially TEG - less so ROTEM with optical detection)
- Does NOT measure platelet aggregation directly (platelet mapping needed)
- Cannot replace full lab workup in all settings
- High inter-laboratory variability; need local reference ranges
- Does not detect von Willebrand disease well
PART 4: PREVIOUS YEAR QUESTIONS (MD Anaesthesia Style)
Q1. Describe the coagulation cascade. What are the differences between the laboratory model and the in-vivo cell-based model? (10 marks)
Key points: intrinsic (XII→XI→IX→VIIIa+IXa→X) + extrinsic (TF-VIIa→X) + common (Xa+Va→thrombin→fibrin); Vitamin K-dependent factors (II, VII, IX, X); cell-based model - initiation/amplification/propagation phases; clinical significance of factor XII deficiency (no bleeding) vs factor XI deficiency (mild bleeding).
Q2. What is thromboelastography? Describe the parameters measured and their clinical significance. (10 marks)
Key: rotating cup + torsion wire principle; R (reaction time), K, alpha angle, MA, LY30; what each represents; interpretation of abnormal patterns; use in cardiac surgery/trauma/liver transplant.
Q3. Compare TEG and ROTEM. (5 marks)
Key comparison table: mechanical difference (cup vs pin rotation), activators, parameter nomenclature (R=CT, K=CFT, MA=MCF, LY30=LI30), ROTEM channels (EXTEM/INTEM/FIBTEM/APTEM/HEPTEM), applications.
Q4. What is the role of viscoelastic testing in perioperative blood management? (5 marks)
POC testing; superiority over conventional tests (whole blood, detects hyperfibrinolysis); Class I recommendation; guides targeted therapy (FFP for factor deficiency, cryoprecipitate/fibrinogen for FIBTEM MCF <10mm, platelets for low MA, TXA for high LY30); reduces allogeneic blood product use.
Q5. What are the limitations of routine coagulation tests (PT, aPTT) in perioperative settings? (5 marks)
Platelet-poor plasma; static test; miss hypothermia-induced coagulopathy; do not assess fibrinolysis, clot strength, platelet function; lab turnaround time; poor predictor of surgical bleeding.
Q6. What is FIBTEM and what is its clinical significance?
ROTEM channel with TF + cytochalasin D (platelet blocker); MCF reflects fibrinogen contribution only; MCF <10mm suggests fibrinogen deficiency requiring cryoprecipitate or fibrinogen concentrate; particularly useful in obstetric hemorrhage and cardiac surgery.
Q7. How does heparin affect TEG/ROTEM and how is it detected?
Heparin prolongs R (TEG) and CT (ROTEM INTEM). Detected by comparing INTEM vs HEPTEM (heparinase neutralizes heparin - if HEPTEM CT normalizes, heparin is the cause). On TEG, compare kaolin TEG vs heparinase TEG.
Quick Memory Summary
COAGULATION CASCADE:
Intrinsic: XII→XI→IX (+ VIII) → X [aPTT]
Extrinsic: TF+VII → X [PT/INR]
Common: X+V → Thrombin → Fibrin → XIII→cross-linked fibrin
VIT K FACTORS: 1972 → II, VII, IX, X (+ C, S, Z)
TEG vs ROTEM:
R = CT (initiation - factor deficiency, heparin)
K = CFT (kinetics - fibrinogen, platelets)
α = α (rate of clot build-up)
MA = MCF (strength - platelets + fibrinogen)
LY30 = LI30 (fibrinolysis)
ROTEM channels: EXTEM (extrinsic) | INTEM (intrinsic) | FIBTEM (fibrinogen) | APTEM (fibrinolysis) | HEPTEM (heparin)
Sources: Miller's Anesthesia 10e (Ch. 46, 50); Barash's Clinical Anesthesia 9e (Ch. 17); Robbins Pathologic Basis of Disease (Ch. 4); Harrison's Principles of Internal Medicine 22e (Ch. 122); Quick Compendium of Clinical Pathology 5e