DEFENSE MECHANISMS OF THE ORAL CAVITY AND GINGIVA
Composition and Functions of GCF | Role of Saliva in Oral Defense
[Postgraduate Periodontology Theory Examination Answer | 50 Marks]
PART I: DEFENSE MECHANISMS OPERATING IN THE ORAL CAVITY
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 8)
Introduction
"The tissues of the periodontium are exposed to various environmental factors in the oral cavity. Over 300 species of bacteria have been isolated in the oral cavity. The periodontal tissues remain in a state of partnership (symbiosis) with most of the bacteria and only under certain circumstances do we suffer from their attack because, host defense system strikes a balance between the two."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
"Health is not a static condition. It is a dynamic state in which the living and functioning organism or tissue remains in balance with a constantly changing environment. This constant process of readjustment to maintain a functional integrity is known as 'homeostasis'."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
A. Classification of Host Defense Mechanisms
The host responds to the attack of bacteria and its toxins at two main levels:
1. Natural / Innate / Nonspecific Immunity
2. Acquired / Specific Immunity
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
B. Innate (Nonspecific) Immunity
"Innate immunity is the first line of defense mechanism."
Features:
- "It represents the quite potent first line of defense."
- "It is phylogenetically ancient and quick to respond."
It involves the following mechanisms:
- Intact epithelial barrier
- Lubrication of epithelium with fluids [saliva, gingival crevicular fluid (GCF)] containing various antibacterial properties
- Complement cascade
- Cell signaling molecules called cytokines and chemokines
- Vasoactive peptides, adhesion molecules
- Polymorphonuclear leukocytes (PMNL) (neutrophil)
- Macrophages as antigen presenting cells at the beginning of specific immune response
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
Comparison of Innate vs Adaptive Immunity (Newman 14th Ed., Table format):
| Innate Immunity | Adaptive Immunity |
|---|
| Refers to nonspecific defense mechanisms that act as barriers to infection | Refers to antigen-specific immune responses |
| Barriers: skin, mucosa, acid pH in stomach | Recognition of specific molecules on infecting organisms at species and strain level |
| Antimicrobial molecules such as lysozyme, antimicrobial peptides | Cellular immune responses focused on defense from intracellular pathogens (e.g., viruses) |
| Immune system cells such as neutrophils and macrophages that kill infecting organisms | Humoral immune responses focused on defense from extracellular pathogens (e.g., bacteria) involving B cells that differentiate into antibody-producing plasma cells |
| Receptors (e.g., Toll-like receptors) that recognize pathogen-derived molecules and activate immune-inflammatory responses | |
| Antigen presentation to activate adaptive immune responses | |
"Innate and adaptive immunity do not function in isolation; close integration exists between the innate and adaptive arms of the immune response."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 8)
C. Structural and Innate Defense Mechanisms in Clinically Healthy Gingiva
In clinically healthy tissues, a steady-state equilibrium between low-grade inflammation and the continual presence of the bacterial biofilm may persist. Overt clinical signs of gingivitis may not develop because of several innate and structural defense mechanisms, including:
- Maintenance of an intact epithelial barrier (the junctional and sulcular epithelia)
- Outflow of GCF from the sulcus (dilution effect and flushing action)
- Sloughing of surface epithelial cells of the junctional and sulcular epithelia
- Presence of neutrophils and macrophages in the sulcus to phagocytose bacteria
- Presence of antibodies in the GCF
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 8)
D. Acquired (Specific) Immunity
Features:
- "Acquired immunity is phylogenetically younger and is responsible for the fine regulation of host defense."
- "It includes two key cells T cells and B cells, to monitor various immune responses."
- "It requires more time to set the second line of defense into motion, but specific immunity possesses a 'memory' function (immunization)."
The acquired response (second line of defense) includes:
- T lymphocytes
- B lymphocytes
Properties:
- "It is highly specific."
- "The defenses contain elements specific against any given antigen."
- "The system has a memory."
Two basic components:
- i. Humoral immunity
- ii. Cell-mediated immunity
"Both arise from stem cells in the bone marrow."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
E. Pattern Recognition and Toll-Like Receptors (TLRs)
"If plaque bacteria and their products penetrate the periodontal tissues, specialized 'sentinel cells' of the immune system recognize their presence and signal protective immune responses. These cells include neutrophils, macrophages, and dendritic cells, which express a range of pattern recognition receptors (PRRs) that interact with MAMPs. Besides these professional immune cells, resident cells of the periodontium, including gingival epithelial cells, gingival fibroblasts, and periodontal fibroblasts, also express PRRs. The activation of PRRs activates innate immune responses to provide immediate protection, and adaptive immunity is also activated with the aim of establishing a sustained antigen-specific defense."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 8)
TLRs:
- "TLRs are the major PRRs in the recognition of bacterial infections."
- TLRs found on cell surface membrane include TLR-1, TLR-2, TLR-4, TLR-5, and TLR-6
- TLR-3, TLR-7, TLR-8, and TLR-9 are localized in intracellular membranous compartments
- TLR-4 requires co-receptors LPS-binding protein (LBP), CD14, and myeloid differentiation protein-2 (MD-2) to bind to LPS
- TLR-5 recognizes flagellin unique to motile bacteria
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 8)
F. Complement System
"In healthy individuals, complement levels in gingival crevicular fluid (GCF) are about 3% of that in serum. As periodontal inflammation increases, a concomitant increase in the levels of complement components occurs. The levels of C3 and C4, for example, can increase to 25% and 85% of that in serum. The levels of complement components in GCF are more than adequate to support the recruitment of acute and chronic inflammatory cells, opsonization and neutralization of pathogens or pathogenic substances, and local regulation of connective tissue changes."
(Carranza's Clinical Periodontology, 10th Ed., Chapter 13)
G. Neutrophils as Primary Defense Cells
"Neutrophils are believed to play an important role in controlling the periodontal microbiota. They are the first leukocytes to arrive at the site of inflammation and are always the dominant cell type within the junctional epithelium and the gingival crevice."
For neutrophils to control bacterial infections effectively, their functions must be intact, including:
- Transendothelial migration
- Chemotaxis
- Transepithelial migration
- Opsonization
- Phagocytosis
- Intraphagolysosomal killing
"About 1% to 2% of all neutrophils migrate across the junctional epithelium daily. This transepithelial migration requires a chemotaxin gradient. The junctional epithelium expresses the chemotactic cytokine (chemokine) IL-8 and intercellular adhesion molecule-1 (ICAM-1). A gradient of the membrane-bound ICAM-1 and the soluble IL-8 molecules is formed, with increased expression toward the outer surface of the tissue."
(Carranza's Clinical Periodontology, 10th Ed., Chapter 13)
"Neutrophils are the initial leukocytes seen in the gingiva. They exit the circulation and migrate into the junctional epithelium and gingival crevice, where they provide the first cellular host mechanism to control periodontopathic bacteria."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
Functions of Neutrophils:
I. Emigration and chemotaxis: "Leukocytes normally travel along the center of the lumen of the blood vessel, but in inflamed tissues the blood flow is slowed by fluid exudation and they adhere more readily to endothelial cells, the mechanism is called 'rolling' and 'margination'. When the neutrophils migrate across the endothelium it is called 'diapedesis' and 'interendothelial transmigration'."
Two phases of leukocyte endothelium adherence:
- The selectin-dependent phase (primarily in rolling and margination)
- The integrin-dependent phase (primarily in diapedesis)
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
"These neutrophils are the primary and first line of defense around the teeth; the epithelial barrier is the second."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
H. Antimicrobial Peptides (AMPs)
"Epithelial cells also constitutively express AMPs (e.g., hBDs, LL-37), and the synthesis and secretion of these molecules is upregulated in response to periodontal bacteria. Neutrophils are also a source of AMPs (i.e., α-defensins). AMPs are small, polycationic peptides that disrupt bacterial cell membranes and, thereby, directly kill bacteria with broad specificity."
- "The α-defensins (e.g., human neutrophil peptides 1 through 4) are expressed by neutrophils and as such are commonly found in GCF."
- "The human β-defensins (e.g., hBDs 1 through 3) are expressed in the gingival epithelial cells, the salivary glands, and the tongue, as well as in immune cells (e.g., macrophages, dendritic cells); some hBDs are constitutively expressed, and others are expressed only in response to cytokines and bacterial products."
- "A third class of AMPs are the cathelicidins, of which LL-37 is expressed in high levels in the junctional..."
"AMPs have more recently assumed greater importance because it has been recognized that they have a wider role in regulating innate and adaptive immune responses to infection. Thus, these molecules have chemokine-like activity in that they stimulate the chemotaxis of a range of leukocytes involved in innate and acquired immunity. AMPs also stimulate mast cell degranulation and cytokine production, and they likely have a role in wound healing through their effect on keratinocyte differentiation."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 8)
PART II: DEFENSE MECHANISMS OF THE GINGIVA
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
A. Epithelial Barrier
1. Oral/Keratinized Epithelium:
"The keratinized epithelium of the sulcular and gingival epithelial tissues provides protection for the underlying periodontal tissue in addition to acting as a barrier against bacteria and their products."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 8)
"The surface integrity of skin and mucous membrane barrier, including the gingiva, is maintained by the persistent renewal of the epithelium from its base and desquamation of the surface layers. These two activities are balanced and this helps in maintaining a constant thickness of the epithelium. The efficiency of the surface barrier is enhanced by keratinization and parakeratinization."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
2. Junctional Epithelium (JE):
"By contrast, the junctional epithelium has larger intercellular spaces, is not keratinized, and exhibits a higher cellular turnover rate. These properties render the junctional epithelium permeable, thereby allowing the inward movement of microbes and their products and the outward movement of GCF and the cells and molecules of innate immunity. Furthermore, the spaces between the cells of the junctional epithelium widen with inflammation, which results in increased GCF flow."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 8)
"The junctional epithelium, although semipermeable, has a very high rate of cell turnover. The estimated turnover rate for junctional epithelium has been calculated to be 50-100 times faster than oral epithelium."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
Three functions of junctional epithelium (Newman 14th Ed.):
- "First, junctional epithelium is firmly attached to the tooth surface, thereby forming an epithelial barrier against plaque bacteria."
- "Second, it allows access of gingival fluid, inflammatory cells, and components of the immunologic host defense to the gingival margin."
- "Third, junctional epithelial cells exhibit rapid turnover, which contributes to the host-parasite equilibrium and the rapid repair of damaged tissue."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 4)
B. Langerhans' Cells and Odland Bodies
"In addition, other contributing factors to the defense mechanism of gingiva are presence of Langerhans' cells and Odland body."
"Langerhans' cells are of hematopoietic origin and are involved in immune response. They present the antigens to T cells either locally or at lymph nodes."
"Odland body/keratinosome/membrane coating granules: They are basically modified lysosomes present at the uppermost cells of the stratum spinosum. They contain large amount of acid phosphatase, an enzyme involved in the destruction of membrane organelles."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
C. Nonspecific Protective Mechanisms - Bacterial Balance
"The mouth as a whole and various zones in the mouth, including what has been called the 'crevicular domain' can be viewed as an ecosystem in which a balance exists between different species of microorganisms, their flora and tissues."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
D. Surface Fluids and Enzymes
"All vital surfaces are washed by fluids, which are capable of attacking foreign materials, e.g. gastric acid, lysozyme, saliva. Saliva bathes the oral mucosa and contains antibacterial substances. The gingival fluid exudates flow through the junctional epithelium into the gingival crevice and this fluid contains phagocytic leukocytes and enzymes."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
E. Cellular Defense in the Junctional Epithelium
"These intracellular spaces are normally occupied by both, transmigrating PMNs (also called neutrophils) and infiltrating mononuclear cells, such as macrophages and lymphocytes, in various phases of activation. All such cells occupy about 12% of these spaces under noninflammatory states, but with inflammation, when the defense system is activated, that percentage can increase to 30% or more."
"Antigen-presenting cells, as well as Langerhans and other dendritic cells, can also be found."
"Neutrophils which are amongst the most abundant leukocytes within the periodontal tissues, are retained near the sulcus bottom as a result of a high IL-8 gradient concentration synthesized by the JE. Therefore neutrophils play an important role in defending the gingiva from bacterial invasion. Together with junctional epithelial cells, they stand ready to phagocytose any pathogens that attempt to invade the JE."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
F. Defensive Factors Produced by the Junctional Epithelium
"The JE expresses defensive factors by producing natural antimicrobial peptides and proteins in response to the bacterial challenge, such as β-defensins, cathelicidin LL-37, and calprotectin. Furthermore, the JE constitutively expresses numerous cell adhesion molecules (CAMs) and produces chemokines and cytokines, such as IL-8 and IL-1β. Integrins, cadherins, intercellular adhesion molecule-1 (ICAM-1) and lymphocyte function antigen-3 (LFA-3) are among the CAMs expressed by cells of the junctional epithelia. The latter two play key roles in directing PMNs toward the sulcus bottom and controlling leukocyte migration to inflammatory sites. These findings demonstrate the active role of the JE in the innate host defense."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
G. The "Low-Grade Defense" Mechanism
"The intercellular spaces of the junctional epithelium into the sulcus. This is part of a 'low-grade defense' against plaque bacteria."
"The junctional epithelium forms a host defense barrier between the tooth and the connective tissue."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed.)
"In a perfectly sound histologically normal gingiva, a few polymorphonuclear neutrophils can be seen migrating through the junctional epithelium, while very little or no gingival fluid can be collected."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
PART III: ROLE OF SALIVA IN DEFENSE MECHANISM OF THE ORAL CAVITY
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14; Carranza's Clinical Periodontology, 10th Ed., Chapter 20)
A. Introduction
"Salivary secretions are protective in nature because they maintain the oral tissues in a physiologic state. Saliva exerts a major influence on plaque by mechanically cleansing the exposed oral surfaces, by buffering acids produced by bacteria, and by controlling bacterial activity."
(Carranza's Clinical Periodontology, 10th Ed.)
"Saliva that is secreted from the three major salivary glands (i.e., parotid, submandibular, and sublingual), as well as from the numerous minor salivary glands, has an important role in the maintenance of oral and dental health. The action of shear forces associated with saliva flow is important for preventing the attachment of bacteria to the dentition and oral mucosal surfaces."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 8)
B. Table: Role of Saliva in Oral Health
(Carranza's Clinical Periodontology, 10th Ed., Table 20-1; Essentials of Clinical Periodontology and Periodontics, S. Reddy, Table 16.1)
| Function | Salivary Components | Probable Mechanism |
|---|
| Lubrication | Glycoproteins, mucoids | Coating similar to gastric mucin |
| Physical protection | Glycoproteins, mucoids | Coating similar to gastric mucin |
| Cleansing | Physical flow | Clearance of debris and bacteria |
| Buffering | Bicarbonate and phosphate | Antacids |
| Tooth integrity maintenance | Minerals, glycoprotein pellicle | Maturation, remineralization, mechanical protection |
| Antibacterial action | Immunoglobulin A, Lysozyme, Lactoperoxidase | Control of bacterial colonization; breaks bacterial cell walls; oxidation of susceptible bacteria |
C. Constituents of Saliva That Contribute to Innate Immunity
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 8, Table 8.3)
| Saliva Constituent | Host Defense Function |
|---|
| Antibodies (e.g., immunoglobulin A) | Inhibit bacterial adherence, promote agglutination |
| Histatins | Neutralize lipopolysaccharides, inhibit destructive enzymes |
| Cystatins | Inhibit bacterial growth |
"Human saliva also contains numerous molecular components that contribute to host defenses against bacterial colonization and periodontal disease. These components include molecules that non-specifically inhibit the formation of the plaque biofilm by inhibiting adherence to oral surfaces and promoting agglutination (e.g., mucins), those that inhibit specific virulence factors (e.g., histatins that neutralize LPS), and those that inhibit bacterial cell growth (e.g., lactoferrin) and that may induce cell death. Saliva also contains specific immunoglobulin A (IgA) antibodies to periodontal pathogens that target specific antigens and that inhibit bacterial adherence."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 8)
D. Antibacterial Factors in Saliva
"Saliva contains numerous inorganic and organic factors that influence bacteria and their products in the oral environment."
- Inorganic factors include: ions and gases, bicarbonate, sodium, potassium, phosphates, calcium, fluorides, ammonium, and carbon dioxide.
- Organic factors include: lysozyme, lactoferrin, myeloperoxidase, lactoperoxidase, and agglutinins such as glycoproteins, mucins, β2-macroglobulins, fibronectins, and antibodies.
(Carranza's Clinical Periodontology, 10th Ed., Chapter 20)
1. Lysozyme:
"Lysozyme is a hydrolytic enzyme that cleaves the linkage between structural components of the glycopeptide muramic acid-containing region of the cell wall of certain bacteria in vitro. Lysozyme works on both gram-negative and gram-positive organisms; its targets include Veillonella species and Actinobacillus actinomycetemcomitans. It works on the molecular level, protecting the oral cavity and repelling transient bacterial invaders."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
2. Lactoperoxidase-Thiocyanate System:
"The lactoperoxidase-thiocyanate system in saliva has been shown to be bactericidal to some strains of Lactobacillus and Streptococcus by preventing the accumulation of lysine and glutamic acid, both of which are essential for bacterial growth."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
3. Lactoferrin:
"Another antibacterial finding is lactoferrin, which is effective against Actinobacillus species."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
4. Myeloperoxidase:
"Myeloperoxidase, an enzyme that is similar to salivary peroxidase, is released by leukocytes; it is bactericidal for Actinobacillus, but it has the added effect of inhibiting the attachment of Actinomyces strains to hydroxyapatite."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
5. Human alpha and beta-defensins:
"Human alpha and beta-defensins (hBD)-1,-2,-3 are a family of low-molecular-weight antimicrobial peptides. Produced by a number of cells, including neutrophils, they amplify and combat bacterial infections important to homeostasis."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
E. Salivary Antibodies
"As with GCF, saliva contains antibodies that are reactive with indigenous oral bacterial species. Although immunoglobulins G (IgG) and M (IgM) are present, the preponderant immunoglobulin found in saliva is immunoglobulin A (IgA), whereas IgG is more prevalent in GCF. Major and minor salivary glands contribute all of the secretory IgA and lesser amounts of IgG and IgM. GCF contributes most of the IgG, complement, and PMNs that, in conjunction with IgG or IgM, inactivate or opsonize bacteria."
"Salivary antibodies appear to be synthesized locally, because they react with bacteria that are indigenous to the mouth but not with organisms that are characteristic of the intestinal tract. Bacteria found in saliva are frequently associated with IgA, and the bacterial deposits on teeth contain both IgA and IgG in quantities that are greater than 1% of their dry weight. It has been shown that IgA antibodies present in parotid saliva can inhibit the attachment of oral Streptococcus species to epithelial cells."
"Gibbons and colleagues suggested that antibodies in secretions may impair the ability of bacteria to attach to mucosal or dental surfaces."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
F. Salivary Glycoproteins and Mucins
"High-molecular-weight mucinous glycoproteins in saliva bind specifically to many plaque-forming bacteria. The glycoprotein-bacteria interactions facilitate bacterial accumulation on the exposed tooth surface."
"Other salivary glycoproteins inhibit the adsorption of some bacteria to the tooth surface and to epithelial cells of the oral mucosa. This activity appears to be associated with the glycoproteins that possess blood group reactivity. Another effect of mucin is the deletion of bacterial cells from the oral cavity via aggregation with mucin-rich films."
"Glycoproteins and a glycolipid that is present on mammalian cell surfaces appear to serve as receptors for the attachment of some viruses and bacteria. Thus, the close similarity between the glycoproteins of salivary secretions and the components of the epithelial cell surface suggests that the secretions can competitively inhibit antigen sorption and that they therefore may limit pathologic alterations."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
G. Salivary Enzymes
"The enzymes that are normally found in saliva are derived from the salivary glands, bacteria, leukocytes, oral tissues, and ingested substances; the major enzyme is parotid amylase."
"Proteolytic enzymes in the saliva are generated by both the host and oral bacteria. To combat these enzymes, saliva contains antiproteases that inhibit cysteine proteases, such as cathepsins, and antileukoproteases that inhibit elastase. Another antiprotease, which has been identified as a tissue inhibitor of matrix metalloproteinase, has been shown to inhibit the activity of collagen-degrading enzymes."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
Enzymes reported in increased concentrations in periodontal disease:
- hyaluronidase and lipase
- β-glucuronidase and chondroitin sulfatase
- aspartate aminotransferase and alkaline phosphatase
- amino acid decarboxylases
- catalase, peroxidase, and collagenase
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
H. Salivary Buffers and Coagulation Factors
"The maintenance of physiologic hydrogen ion concentration (pH) at the mucosal epithelial cell surface and the tooth surface is an important function of salivary buffers. In saliva, the most important buffer is the bicarbonate-carbonic acid system."
"Saliva also contains coagulation factors (i.e., factors VIII, IX, and X; plasma thromboplastin antecedent; and Hageman factor) that hasten blood coagulation and protect wounds from bacterial invasion. An active fibrinolytic enzyme may also be present."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
I. Leukocytes in Saliva
"In addition to desquamated epithelial cells, saliva contains all forms of leukocytes, of which the principal cells are PMNs. Whole-blood PMNs are naïve and not activated, whereas the cells found in saliva have interacted with multiple antigens from the microbiome. The number of PMNs varies from person to person at different times of the day, and it is increased in the presence of gingivitis. PMNs reach the oral cavity by migrating through the lining of the gingival sulcus. Living PMNs in saliva are sometimes referred to as orogranulocytes, and their rate of migration into the oral cavity is termed the orogranulocytic migratory rate."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
PART IV: COMPOSITION AND FUNCTIONS OF GINGIVAL CREVICULAR FLUID (GCF)
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14; Carranza's Clinical Periodontology, 10th Ed., Chapter 20)
A. Introduction and Historical Background
"The presence of sulcular fluid, or gingival crevicular fluid (GCF), has been known since the nineteenth century, but its composition and possible role in oral defense mechanisms were elucidated by the pioneering work of Waerhaug and Brill and Krasse in the 1950s. The latter investigators introduced filter paper into the gingival sulci of dogs previously injected intramuscularly with fluorescein; within 3 minutes the fluorescent material was recovered on the paper strips. This indicated the passage of fluid from the bloodstream through the tissues and exiting via the gingival sulcus."
"In subsequent studies, Brill confirmed the presence of GCF in humans and considered it a 'transudate.' However, others demonstrated that GCF is an inflammatory exudate, not a continuous transudate. In strictly normal gingiva, little or no fluid can be collected."
(Carranza's Clinical Periodontology, 10th Ed., Chapter 20)
"GCF originates from the postcapillary venules of the gingival plexus. It has a flushing action in the gingival crevice, but it also [carries antibodies, complement components] of the host defenses into the sulcus. The flow of GCF increases in inflammation, and neutrophils are an especially important component of GCF in periodontal health and disease."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 8)
B. Nature of GCF
-
In clinically normal gingiva: "In a clinically healthy gingiva, a small area of infiltrated connective tissue can be seen and a very little fluid can be collected in the absence of irritation. In the beginning, the fluid seems to contain a low concentration of proteins and could represent interstitial liquid generated locally by an osmotic gradient as a result of an increased permeability of gingival venules; it may progress to a classical inflammatory exudate, containing higher amounts of total protein."
-
"Approximate amount of fluid projected into the oral cavity is 0.5-2.4 mL/day."
-
"The mean GCF volume in spaces from molar teeth ranged from 0.43 to 1.56 μL. In anterior teeth, the volume was between 0.24 μL/tooth and 0.43 μL/tooth."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
C. Methods of Collection of GCF
"The most difficult hurdle to overcome when collecting GCF is the scarcity of material that can be obtained from the sulcus. Many collection methods have been tried."
Methods include:
- Absorbing paper strips - placed within the sulcus (intrasulcular method) or at its entrance (extrasulcular method)
- Brill technique: inserts it into the pocket until resistance is encountered (intrasulcular)
- Löe and Holm-Pedersen technique: placed just at the entrance of the pocket to minimize irritation (extrasulcular)
- Twisted threads placed around and into the sulcus (Weinstein et al.) - fluid estimated by weighing
- Micropipettes - permits collection by capillarity; capillary tubes placed in the pocket, centrifuged and analyzed
- Intracrevicular washings (crevicular washings) - acrylic appliance connected to collection tubes via peristaltic pump
"An electronic method has been devised for measuring the fluid collected on a 'blotter' (Periopaper) with the use of an electronic transducer (Periotron)."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14; Carranza's Clinical Periodontology, 10th Ed., Chapter 20)
D. Permeability of Junctional and Sulcular Epithelia
"Substances that have been shown to penetrate the sulcular epithelium include albumin, endotoxin, thymidine, histamine, phenytoin, and horseradish peroxidase. These findings indicate permeability to substances with a molecular weight of up to 1000 kD."
"The intercellular movement of molecules and ions along intercellular spaces appears to be a possible mechanism. Substances that take this route do not traverse the cell membranes."
"The main pathway for the transport of substances across the junctional and sulcular epithelia seems to be the intercellular spaces, which form 18% of the total volume of the junctional epithelium and 12% of that of the outer sulcular epithelium."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14; Essentials of Clinical Periodontology and Periodontics, S. Reddy)
E. Composition of GCF
"The components of GCF are characterized by individual proteins, metabolites, specific antibodies, antigens, and enzymes of several specificities. The GCF also contains cellular elements from both host and microbes, and tissue breakdown products."
"So far, more than 40 compounds found in GCF have been analyzed, but their origin is not known with certainty. These compounds can be derived from the host or produced by bacteria in the gingival crevice."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
1. CELLULAR ELEMENTS
"Cellular elements found in GCF include bacteria, desquamated epithelial cells, and leukocytes (PMNs, lymphocytes, monocytes/macrophages), which migrate through the sulcular epithelium."
(Carranza's Clinical Periodontology, 10th Ed., Chapter 20)
2. ELECTROLYTES
"Potassium, sodium, and calcium have been studied in GCF. Most studies have shown a positive correlation of calcium and sodium concentrations and the sodium/potassium ratio with inflammation."
- Sodium: Increases in the presence of inflammation
- Potassium: Positive correlation between potassium concentration and the average pocket depth; source: plasma and extracellular fluid
- Calcium: Positive correlation; precipitation of mucoprotein along enamel surface
(Carranza's Clinical Periodontology, 10th Ed.; Essentials of Clinical Periodontology and Periodontics, S. Reddy)
3. ORGANIC COMPOUNDS
A. Carbohydrates:
"Both carbohydrates and proteins have been investigated. Glucose hexosamine and hexuronic acid are two of the compounds found in GCF. Blood glucose levels do not correlate with GCF glucose levels; glucose concentration in GCF is three to four times greater than that in serum. This is interpreted not only as a result of metabolic activity of adjacent tissues, but also as a function of the local microbial flora."
(Carranza's Clinical Periodontology, 10th Ed., Chapter 20)
B. Proteins:
"The total protein content of GCF is much less than that of serum. No significant correlations have been found between the concentration of proteins in GCF and the severity of gingivitis, pocket depth, or extent of bone loss."
Proteins identified include: Immunoglobulins (IgG, IgA, IgG4, IgM), lactoferrin, lysozyme, α2-macroglobulins, medullasin, myeloperoxidase, transferrin, α1-antitrypsin.
(Carranza's Clinical Periodontology, 10th Ed., Box 20-1)
C. Lipids:
Prostaglandin E2 (PGE2), thromboxane identified.
(Carranza's Clinical Periodontology, 10th Ed., Box 20-1)
4. METABOLIC AND BACTERIAL PRODUCTS
"Metabolic and bacterial products identified in GCF include:
- Lactic acid - positively correlated with disease activity
- Urea - "Urea concentration in gingival fluid decreases when gingival inflammation increases"; source: breakdown products of bacteria
- Hydroxyproline
- Endotoxins - "These are lipopolysaccharides of cell wall of gram-negative bacteria. Highly toxic to gingival tissue. Positively correlated with the presence of varying degree of periodontal inflammation."
- Cytotoxic substances (like H2S) - "Highly toxic metabolite (cytotoxic effect). Positively correlated with gingival inflammation."
- Antibacterial factors
- Hydrogen sulfide"
(Carranza's Clinical Periodontology, 10th Ed.; Essentials of Clinical Periodontology and Periodontics, S. Reddy)
5. ENZYMES AND ENZYME INHIBITORS IN GCF
Enzymes of Possible Host Origin (Box 20-1, Carranza's 10th Ed.):
- Acid phosphatase, Alkaline phosphatase, α1-Antitrypsin, Arylsulfatase, Aspartate aminotransferase, Chondroitin sulfatase, Citric acid, Immunoglobulins (IgG, IgA, IgG4, IgM), Lactate dehydrogenase, Lactoferrin, Lactic acid, Lysozyme, α2-Macroglobulins, Medullasin, Myeloperoxidase, Prostaglandin E2 (PGE2), Transferrin, Thromboxane
Enzymes of Possible Bacterial Origin (Box 20-2, Carranza's 10th Ed.):
- Acid phosphatase, Alkaline phosphatase, Aminopeptidases, Chondroitin sulfatase, Chymotrypsin-like product, Collagenase, Deoxyribonuclease (DNase), Fibrinolysin, Glucosidases, Hemolysin, Hyaluronidase, Immunoglobulinases, β-Lactamase, Lysophospholipase, Phospholipase A, Phospholipase C, Trypsin-like enzyme
(Carranza's Clinical Periodontology, 10th Ed., Chapter 20)
Specific enzymatic details from Essentials:
- Acid phosphatase: Source: PMNLs and desquamating epithelial cells; Action: Associated with connective tissue catabolism; attacks teichoic acid, one of the components of bacterial cell wall; Negative correlation found between intercellular concentration of acid phosphatase and both the flow of gingival fluid, and the percentage of bone loss.
- Hyaluronidase: Source: Serum; Action: Widening of intercellular spaces in the junctional epithelium; Significantly increases in presence of inflammation.
- Cathepsin D: Lysosomal enzyme in human mononuclear leukocytes; Attacks various components of epithelium and connective tissue; Its concentration is positively correlated with periodontal destruction.
- Elastase: From azurophil granules of PMNLs; Active upon elastin, proteoglycans, hemoglobin, fibrinogen and collagen; Widening of epithelial intercellular spaces, partial destruction of basal membrane and loss of collagen; Positively correlated with disease progression.
- Cathepsin G: Serine endopeptidase contained in azurophil granules of PMNs; Hydrolyzes hemoglobin, fibrinogen, casein, collagen and proteoglycans; Positive correlation.
- Plasminogen activator: Source: Blood; Fibrinolysis; plays a role in inflammation; essential for wound healing; Concentration increases as severity of periodontitis increases.
- Collagenase: Specific granules of PMNs; Collagenolytic activity.
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
F. Cellular and Humoral Activity in GCF
Cellular Immune Response:
"The cellular immune response includes the appearance of cytokines in GCF. However, IL-1α and IL-1β are known to increase the binding of PMNs and monocytes/macrophages to endothelial cells, stimulate the production of prostaglandin E2 (PGE2) and release of lysosomal enzymes, and stimulate bone resorption. Preliminary evidence also indicates the presence of interferon-α in GCF, which may have a protective role in periodontal disease because of its ability to inhibit the bone resorption activity of IL-1β."
Antibodies in GCF:
"Even though the role of antibodies in the gingival defense mechanisms is difficult to ascertain, the consensus is that in a patient with periodontal disease, (1) a reduction in antibody response is detrimental, and (2) an antibody response plays a protective role."
(Carranza's Clinical Periodontology, 10th Ed., Chapter 20)
Complement in GCF:
"It also carries a steady supply of inflammatory mediators, protease inhibitors and host defense agents, such as complement and antibody into the crevice."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
G. Clinical Significance of GCF
"GCF is an inflammatory exudate. Its presence in clinically normal sulci can be explained because gingiva that appears clinically normal invariably exhibits inflammation when examined microscopically..."
"More recently, interest in the development of tests for the detection or prediction of periodontal disease has resulted in numerous research papers about the components, origin, and function of GCF. Potential markers from crevicular fluid are now used as diagnostic tools for the activity of periodontal diseases and a return to homeostasis, with potential for the evaluation of systemic markers."
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed., Chapter 14)
"The gingival fluid contributes to the host defense" by:
- Carrying antibodies and complement into the crevice
- Its flushing action mechanically removes bacteria from the sulcus
- Neutrophils contained within it provide local phagocytic defense
- Increases in flow with inflammation as a defense response
(Newman & Carranza's Clinical Periodontology and Implantology, 14th Ed.)
H. Significance of Gingival Vasculature in GCF Production
"The significance of such an arrangement in the mechanism of the production of gingival fluid was clearly demonstrated by Egelberg, who has demonstrated that the production of crevicular fluid is primarily related to an increase in the permeability of the vessels underlying junctional and sulcular epithelium."
"According to Pashley, the initial fluid produced could simply be an interstitial fluid, which when travels through the junctional and pocket epithelium loses some of the active components in the tissue and changes into inflammatory exudate. Hence, the initial interstitial fluid when appears in the gingival crevice as a result of an osmotic gradient is an inflammatory exudate."
(Essentials of Clinical Periodontology and Periodontics, S. Reddy)
SUMMARY
The defense of the periodontium operates at multiple levels: (1) the intact epithelial barrier, especially the junctional epithelium with its rapid cell turnover and production of AMPs and cytokines; (2) saliva, with its lysozyme, lactoperoxidase, lactoferrin, IgA, mucins, and buffering capacity serving as a multifunctional antimicrobial shield; (3) GCF, which acts as an inflammatory exudate carrying antibodies, complement, and neutrophils into the crevice while mechanically flushing bacteria; and (4) the innate and adaptive immune cellular machinery - neutrophils, macrophages, lymphocytes, and plasma cells - that provide both immediate and antigen-specific long-term defense. Understanding the composition of GCF and its changes with disease underpins its utility as a diagnostic medium for active periodontal disease.
References (Uploaded Documents):
- Newman & Carranza's Clinical Periodontology and Implantology, 14th Edition - Chapters 4, 8, and 14
- Carranza's Clinical Periodontology, 10th Edition - Chapters 13 and 20
- Essentials of Clinical Periodontology and Periodontics (S. Reddy) - Chapters 8 and 16
- Clinical Periodontology and Implant Dentistry, 6th Edition (Lindhe) - Chapter 13