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WHO Classification of Lung Tumours: Clinical Features, Morphology, and Diagnostic Approach
1. WHO Classification of Lung Tumours (2021, 5th Edition)
The WHO 2021 classification builds on the 2015 edition and places greater emphasis on molecular/genetic underpinning, integration of immunohistochemistry (IHC), and distinct treatment-relevant categories. The classification of malignant epithelial tumours (simplified) is as follows:
Malignant Epithelial Tumours (WHO 2021)
| Category | Subtypes |
|---|
| Adenocarcinoma | Acinar, papillary, micropapillary, solid, lepidic-predominant; invasive mucinous; colloid; fetal; enteric; adenocarcinoma in situ (AIS); minimally invasive adenocarcinoma (MIA) |
| Squamous cell carcinoma | Keratinizing; non-keratinizing; basaloid squamous cell carcinoma; squamous cell carcinoma in situ |
| Large cell carcinoma | Diagnosis of exclusion (no adenomatous, squamous or neuroendocrine differentiation) |
| Neuroendocrine tumours | Small cell carcinoma (combined SCLC); Large cell neuroendocrine carcinoma (LCNEC); Typical carcinoid; Atypical carcinoid; Diffuse idiopathic pulmonary neuroendocrine cell hyperplasia (DIPNECH) |
| Adenosquamous carcinoma | Mixed glandular + squamous differentiation |
| Sarcomatoid carcinoma | Pleomorphic, spindle cell, giant cell, carcinosarcoma, pulmonary blastoma |
| Salivary gland-type tumours | Mucoepidermoid carcinoma; adenoid cystic carcinoma; epithelial-myoepithelial carcinoma |
| Other | NUT carcinoma, thoracic SMARCA4-deficient undifferentiated tumour |
Benign Lung Neoplasms (WHO)
| Category | Examples |
|---|
| Papillomas | Squamous cell (exophytic, inverted), mixed squamous |
| Adenomas | Sclerosing pneumocytoma, alveolar adenoma, papillary adenoma, mucinous cystadenoma |
| Mesenchymal | Pulmonary hamartoma, chondroma, PEComa, teratoma |
Source: Mulholland & Greenfield's Surgery, 7e; Robbins & Kumar Basic Pathology
Key changes in 2021 vs 2015:
- Neuroendocrine tumours are now grouped as one family spanning low-grade (carcinoids) through high-grade (SCLC, LCNEC)
- The term "bronchioloalveolar carcinoma (BAC)" is abolished; replaced by AIS and MIA
- SMARCA4-deficient tumours and NUT carcinoma added as new entities
- Greater integration of molecular biomarkers into classification
2. Clinical Features of Lung Tumours
Relative frequency of lung cancer histological subtypes (Harrison's Principles of Internal Medicine, 22e)
Epidemiology and Risk Factors
- Lung cancer accounts for ~45,000 new cases/year in the UK; 60% die within 1 year; only 15% survive 5 years
- Cigarette smoking is the dominant risk factor, accounting for 85-95% of all cases
- The risk is 60 times higher in heavy smokers (2 packs/day x 20 years) versus non-smokers
- Women are more susceptible to carcinogens in tobacco smoke than men
- Other risks: radon, asbestos, radioactive ore/chromium mining, atmospheric pollution
- About 10-15% of lung cancers occur in never-smokers, with EGFR mutations more common in this group (especially women, East Asian populations)
Intrathoracic Symptoms
Endobronchial/local disease:
- Cough (most common), which may be chronic and changing in character
- Haemoptysis - occurs in central tumours (squamous most common)
- Wheeze or stridor - from airway compression
- Dyspnoea - from atelectasis, effusion, or lymphangitic spread
- Post-obstructive pneumonia - recurrent or non-resolving pneumonia
Regional intrathoracic spread:
- Hoarseness - recurrent laryngeal nerve palsy (left nerve more often, long intrathoracic course)
- Dysphagia - oesophageal compression
- Superior vena cava (SVC) syndrome - facial/arm oedema, venous distension, plethora; more common with SCLC and right-sided lesions
- Horner's syndrome - enophthalmos, ptosis, miosis, anhidrosis from cervical sympathetic plexus invasion
- Pancoast (superior sulcus) syndrome - apical tumour invading C8/T1/T2 nerves causing shoulder pain radiating in ulnar distribution + Horner's syndrome + rib destruction
- Phrenic nerve palsy - elevated hemidiaphragm
- Malignant pleural effusion - pain, dyspnoea
- Pericardial involvement - tamponade, arrhythmias
Constitutional symptoms:
- Anorexia, weight loss (>10 lbs is a red-flag feature)
- Weakness, fever, night sweats
Extrathoracic Metastatic Disease
At autopsy, extrathoracic spread is found in:
-
50% of squamous cell carcinoma
- 80% of adenocarcinoma and large cell carcinoma
-
95% of SCLC
Common metastatic sites and their manifestations:
| Site | Symptoms |
|---|
| Brain | Headache, nausea/vomiting, seizures, focal neurologic deficits |
| Bone | Pain, pathologic fractures, spinal cord compression |
| Liver | Hepatomegaly, right upper quadrant pain, jaundice |
| Adrenal | Usually asymptomatic |
| Bone marrow | Cytopenias, leukoerythroblastic picture |
Paraneoplastic Syndromes
These may antedate diagnosis and are clinically important:
| Hormone/Mediator | Syndrome | Associated Tumour Type |
|---|
| ADH | SIADH - hyponatraemia | SCLC (predominantly) |
| ACTH | Cushing syndrome | SCLC (predominantly) |
| PTHrP, PGE2 | Hypercalcaemia | Squamous cell carcinoma (predominantly) |
| Calcitonin | Hypocalcaemia | Various |
| Gonadotropins | Gynaecomastia | Various |
| Serotonin/bradykinin | Carcinoid syndrome | Carcinoid tumours |
Other paraneoplastic manifestations:
- Lambert-Eaton myasthenic syndrome (LEMS) - autoantibodies against presynaptic voltage-gated calcium channels; proximal muscle weakness; associated with SCLC
- Hypertrophic pulmonary osteoarthropathy - periosteal new bone formation + clubbing of fingers; common with adenocarcinoma
- Peripheral neuropathy - purely sensory
- Acanthosis nigricans (dermatologic)
- Trousseau syndrome - hypercoagulable state with DVT/PE
Source: Robbins, Cotran & Kumar Pathologic Basis of Disease; Harrison's Principles of Internal Medicine, 22e
3. Morphology of Individual Lung Tumour Types
(A) Adenocarcinoma with central scarring and pleural puckering. (B) Gland-forming adenocarcinoma; inset: TTF-1 positivity. (C) Squamous cell carcinoma as a central hilar mass. (D) Well-differentiated squamous cell carcinoma with keratin pearls and intercellular bridges. (E) Large cell carcinoma - sheets of large cells. (F) Small cell carcinoma with necrosis and Azzopardi effect. - Robbins, Cotran & Kumar Pathologic Basis of Disease
3.1 Adenocarcinoma (Most Common Overall; ~40%)
Location: Predominantly peripheral/subpleural; may be central
Gross: Often associated with central scarring (desmoplastic reaction), pleural puckering/retraction; may appear as a grey-white mass. Mucinous subtypes can show gelatinous, mucoid consistency.
Histological patterns (WHO 2021):
| Pattern | Description |
|---|
| Lepidic | Tumour cells grow along pre-existing alveolar walls without invasion; "spread-eagle" growth; best prognosis |
| Acinar | Gland/tubule formation with central lumina |
| Papillary | Tumour cells line fibrovascular cores |
| Micropapillary | Small papillary tufts lacking fibrovascular cores; worst prognosis among non-mucinous |
| Solid | Sheets of polygonal cells with mucin production (confirmed by histochemistry) |
| Invasive mucinous | Columnar goblet cells with abundant cytoplasmic mucin along alveoli; formerly mucinous BAC |
Pre-invasive lesions:
- Adenocarcinoma in situ (AIS): ≤3 cm, pure lepidic growth, no stromal/vascular/pleural invasion. Formerly called bronchioloalveolar carcinoma (BAC)
- Minimally invasive adenocarcinoma (MIA): ≤3 cm lepidic-predominant tumour with ≤5 mm stromal invasion
Immunohistochemistry: TTF-1 positive (nuclear), Napsin-A positive; CK7+, CK20-
Molecular markers: EGFR mutations (common in women, non-smokers, East Asians), KRAS mutations (~30%; usually smokers), ALK rearrangements (~5%), ROS1, MET, BRAF, HER2
3.2 Squamous Cell Carcinoma (~25-30%)
Location: Central/hilar, arising from bronchial epithelium (lobar/segmental bronchi)
Gross: Presents as a white-grey hilar mass invading contiguous parenchyma; cavitation is common (necrotic core); may obstruct a bronchus
Histology:
- Keratinizing subtype: Keratin pearls (concentric whorls of keratinised cells), intercellular bridges (desmosomes), individual cell keratinisation - easily recognised
- Non-keratinizing subtype: No obvious keratinization; may have only subtle IHC evidence of squamous differentiation
- Basaloid subtype: Peripheral palisading of basal-type cells; high-grade; poor prognosis
Precursor lesion: Squamous dysplasia and squamous cell carcinoma in situ (SCIS) of the bronchial mucosa
IHC: p40 and p63 positive (nuclear), CK5/6 positive; TTF-1 negative
3.3 Small Cell Carcinoma (SCLC; ~15-20%)
Location: Central, perihilar - typically a large hilar mass with extensive mediastinal involvement
Gross: Soft, pale, grey-white mass; extensive necrosis is characteristic; early mediastinal infiltration
Histology:
- Small cells (~2-3x the size of a lymphocyte) with very scant cytoplasm
- Round-to-oval nuclei with finely granular "salt-and-pepper" chromatin
- Absent or inconspicuous nucleoli
- Nuclear moulding (cells mould around each other)
- Very high mitotic rate; extensive necrosis
- Azzopardi effect: Basophilic encrustation of vascular walls by DNA from necrotic tumour cells - characteristic
- Crushed cell artefact common in biopsies
IHC (neuroendocrine markers): CD56 (NCAM), synaptophysin, chromogranin-A, INSM1 (insulinoma-associated protein 1) - all positive; TTF-1 often positive; very high Ki-67 (>60-80%)
Behaviour: Almost always metastatic at diagnosis; very chemosensitive initially but relapses; median survival in months
3.4 Large Cell Carcinoma (~10%)
Location: Usually peripheral
Gross: Large, bulky tumours with areas of necrosis and haemorrhage
Histology:
- Sheets of large, polygonal, undifferentiated cells
- No gland formation, no squamous pearls, no neuroendocrine pattern on H&E
- Large nuclei with prominent nucleoli
- Diagnosis of exclusion after IHC work-up
Note: With modern IHC, many previously called "large cell carcinoma" are now reclassified as adenocarcinoma, squamous cell carcinoma, or LCNEC
3.5 Large Cell Neuroendocrine Carcinoma (LCNEC)
- Organoid/trabecular/rosette architecture (neuroendocrine growth pattern) + large cell cytology
- IHC positive for neuroendocrine markers (CD56, synaptophysin, chromogranin)
- High mitotic rate (≥11/10 HPF); necrosis present
- Classified with high-grade neuroendocrine carcinomas alongside SCLC in WHO 2021
3.6 Typical and Atypical Carcinoids
Typical Carcinoid (TC):
- Well-circumscribed, vascularised, reddish-brown intrabronchial polypoid mass
- Histology: uniform round-to-spindle cells, organoid/trabecular pattern, abundant granular cytoplasm, "salt-and-pepper" chromatin; <2 mitoses/2mm²; no necrosis
- Low-grade; 5-year survival >90% with resection
Atypical Carcinoid (AC):
- 2-10 mitoses/2mm² OR punctate necrosis
- More aggressive than TC; intermediate prognosis
IHC: CD56, synaptophysin, chromogranin positive; low Ki-67 (<20% in TC; up to 20% in AC)
3.7 Sarcomatoid Carcinoma
Poorly differentiated NSCLC containing spindle cells, giant cells, or a sarcomatous component. Subtypes: pleomorphic carcinoma, spindle cell carcinoma, giant cell carcinoma, carcinosarcoma (carcinoma + sarcomatous differentiation), pulmonary blastoma. High grade; poor prognosis.
4. Diagnostic Approach
Step 1: Clinical Suspicion and Imaging
History and Examination:
- Smoking history (pack-years), haemoptysis, weight loss, chronic cough, Horner's syndrome, SVC syndrome
Chest X-Ray:
- First line; hilar mass, peripheral opacity, pleural effusion, mediastinal widening, cavitating lesion
CT Thorax (with contrast):
- Mandatory for all suspected cases
- Characterises mass, lymph node status, chest wall/vascular invasion, pleural involvement
- Guides biopsy approach
PET-CT (18F-FDG):
- SUV >2.5 is highly suspicious for malignancy
- Best for mediastinal lymph node and extrathoracic staging
- False negatives in lesions <8mm, carcinoids, diabetes
- False positives in TB and sarcoidosis
MRI Brain: For SCLC staging and suspected brain metastases; also for superior sulcus tumours (brachial plexus assessment)
Step 2: Tissue Diagnosis
The goal is histological + molecular characterisation of the tumour.
Sputum Cytology:
- Non-invasive; sensitivity ~40-60% for central tumours; lower for peripheral
- Positive findings: keratinised squamous cells with hyperchromatic nuclei (squamous carcinoma), adenocarcinoma cells with intracytoplasmic mucin vacuoles
Sputum specimen: orange-staining keratinised squamous carcinoma cell with hyperchromatic nucleus (large arrow); note size compared to neutrophils (small arrow) - Robbins, Cotran & Kumar Pathologic Basis of Disease
Bronchoscopy:
- Flexible bronchoscopy with direct visualisation, brushings, washings, and transbronchial biopsy for central lesions
- Bronchoscopic biopsy: sensitivity ~70-80% for central endobronchial tumours
Endobronchial Ultrasound (EBUS):
- EBUS-guided transbronchial needle aspiration (TBNA) of mediastinal/hilar lymph nodes
- Key tool for mediastinal staging AND diagnosis concurrently
- Rapid on-site evaluation (ROSE) improves diagnostic yield
CT-guided Percutaneous Needle Biopsy:
- For peripheral lesions not accessible by bronchoscopy
- Core biopsy preferred over fine needle aspiration for molecular testing
- Pneumothorax is the main complication (~20-25%)
Video-Assisted Thoracoscopic Surgery (VATS) / Thoracoscopy:
- For pleural-based lesions, evaluation of pleural effusion
- Pleuroscopy + biopsy for malignant effusion
Surgical Resection:
- Provides definitive histological diagnosis AND curative treatment for resectable NSCLC
- Preferred margin assessment, lymph node staging
Step 3: Pathological Evaluation (Histology + IHC)
H&E morphology remains the cornerstone. IHC panel is applied when morphology alone is insufficient:
| IHC Marker | Adenocarcinoma | Squamous | SCLC | Carcinoid |
|---|
| TTF-1 | + | - | + | +/- |
| Napsin-A | + | - | - | - |
| p40/p63 | - | + | - | - |
| CK5/6 | - | + | - | - |
| CD56/Synaptophysin/Chromogranin | - | - | + | + |
| Ki-67 | Variable | Variable | >60% | <20% (TC) |
Step 4: Molecular/Biomarker Testing (Mandatory for NSCLC)
With modern targeted therapies, molecular profiling is essential for all advanced NSCLCs (especially adenocarcinoma):
| Biomarker | Frequency | Targeted Drug |
|---|
| EGFR mutation | ~15% (Western); up to 50% in Asian non-smokers | Osimertinib, erlotinib, gefitinib |
| ALK rearrangement | ~5% | Alectinib, crizotinib |
| ROS1 rearrangement | ~1-2% | Crizotinib, entrectinib |
| KRAS G12C | ~13% | Sotorasib, adagrasib |
| BRAF V600E | ~2-3% | Dabrafenib + trametinib |
| MET exon 14 skip | ~3-4% | Tepotinib, capmatinib |
| HER2 mutation | ~2-4% | Trastuzumab deruxtecan |
| PD-L1 expression | Variable | Pembrolizumab, atezolizumab |
Testing methods: Next-generation sequencing (NGS, liquid or tissue biopsy) is preferred over single-gene PCR. Liquid biopsy (circulating tumour DNA from plasma) is increasingly used when tissue is insufficient.
Step 5: Staging (TNM - IASLC 8th Edition)
- T: Tumour size and local invasion
- N: Regional lymph node involvement (N0-N3)
- M: Distant metastases
Practical staging workup:
- CT thorax/abdomen/pelvis
- PET-CT (preferred over CT alone for nodal and extrathoracic staging)
- MRI brain for SCLC (and NSCLC stage III/IV)
- EBUS ± mediastinoscopy for lymph node sampling when CT/PET show suspicious nodes
SCLC staging (simplified):
- Limited stage: confined to one hemithorax + ipsilateral nodes (within a radiotherapy portal)
- Extensive stage: beyond the above; ~two-thirds of patients at presentation
Summary Points
- Adenocarcinoma is now the most common lung cancer overall, including in women and non-smokers.
- The WHO 2021 classification groups neuroendocrine tumours as a spectrum (carcinoids → LCNEC → SCLC) and abolishes the term "bronchioloalveolar carcinoma."
- SCLC and NSCLC are the primary clinical divide because they differ in treatment strategy, prognosis, and biology.
- Paraneoplastic syndromes (SIADH, Cushing, hypercalcaemia, LEMS) may be the presenting feature.
- Pancoast syndrome and SVC syndrome are important patterns of regional spread.
- The diagnostic approach integrates imaging, tissue biopsy, IHC, and mandatory molecular testing for NSCLC.
- NGS-based molecular profiling now drives treatment selection in metastatic NSCLC.
Sources:
- Robbins, Cotran & Kumar Pathologic Basis of Disease (pp. 671-768)
- Robbins & Kumar Basic Pathology - Table 11.5, WHO classification 2021
- Harrison's Principles of Internal Medicine, 22e (pp. 659-670)
- Murray & Nadel's Textbook of Respiratory Medicine - Chapter 22 (WHO 2015 classification)
- Bailey & Love's Short Practice of Surgery, 28e (pp. 1006-1010)
- Mulholland & Greenfield's Surgery, 7e - Tables 79.1, 79.2
- Nicholson AG et al. The 2021 WHO Classification of Lung Tumors - J Thorac Oncol 2022 (PMID: 34808341)