Surfactant, hb oxygen dissociation curve , functional residual volume, vital capacity, transport of gases, neural regulation of respiration,

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Respiratory Physiology: Complete Notes


1. Surfactant

What Is It?

Surfactant is a mixture of phospholipids (primarily dipalmitoyl phosphatidylcholine, DPPC) that lines the alveolar surface and reduces surface tension. It is synthesized from fatty acids by Type II alveolar cells.

How It Works — Law of Laplace

The collapsing pressure of an alveolus is governed by:
P = 2T / r
Where P = collapsing pressure, T = surface tension, r = radius.
  • A small alveolus has a small radius → high collapsing pressure → tends to collapse (atelectasis)
  • Surfactant reduces T, thus reduces P even in small alveoli, keeping them open
Effect of alveolar size and surfactant on collapsing pressure
Fig: Large alveolus = low collapsing pressure. Small alveolus without surfactant = high collapsing pressure. Small alveolus with surfactant = low collapsing pressure.

Mechanism of DPPC

DPPC is amphipathic (hydrophobic on one end, hydrophilic on the other). The molecules align on the alveolar surface, and intermolecular forces between DPPC molecules break up the attractive forces between water molecules — thereby lowering surface tension.

Functions of Surfactant

  1. Prevents alveolar collapse (atelectasis) — especially in small alveoli
  2. Increases lung compliance — reduces work of breathing during inspiration
  3. Keeps alveoli of different sizes stable (prevents large alveoli from emptying into small ones)

Clinical Significance — Neonatal Respiratory Distress Syndrome (NRDS)

  • Surfactant synthesis begins at gestational week 24, almost always present by week 35
  • Premature infants (<35 weeks) may lack surfactant
  • Consequences: alveolar collapse, hypoxemia (shunt physiology), decreased compliance, increased work of breathing
  • Treatment: exogenous surfactant therapy
Costanzo Physiology 7th Edition

2. Hemoglobin–Oxygen Dissociation Curve

The Curve

The O₂ dissociation curve is sigmoid (S-shaped) because of cooperative binding. Each Hb molecule binds up to 4 O₂ molecules; binding of the first three induces conformational changes that greatly accelerate binding of the fourth.
Normal O₂ dissociation curve showing total O₂ content vs PO₂
Red line = total O₂ content; Blue line = dissolved O₂ only. P₅₀ = 26.5 mmHg
Hb–O₂ dissociation curve with saturation and dissolved O₂

Key Values

ParameterValue
Normal P₅₀ (adults)26.6 mmHg
Arterial PO₂~100 mmHg → ~97.5% saturation
Mixed venous PO₂~40 mmHg → ~75% saturation
O₂ carrying capacity of Hb1.39 mL O₂/g Hb (theoretical)
Dissolved O₂ coefficient0.003 mL/dL/mmHg

Physiological Significance of the Sigmoid Shape

  • Flat upper portion (PO₂ 60–100 mmHg): Hb remains ~90% saturated even with drops in PaO₂ — protects loading of O₂ in the lungs
  • Steep lower portion (PO₂ 20–60 mmHg): Large amounts of O₂ are released with modest drops in PO₂ — facilitates O₂ unloading at tissues

Shifts of the Curve

DirectionCausesEffect
Right shift (↑P₅₀)↑ temperature, ↑ PCO₂, ↓ pH (acidosis), ↑ 2,3-DPG↓ O₂ affinity → more O₂ released to tissues (Bohr effect)
Left shift (↓P₅₀)↓ temperature, ↓ PCO₂, ↑ pH (alkalosis), ↓ 2,3-DPG, fetal Hb (HbF), CO poisoning↑ O₂ affinity → less O₂ released to tissues
  • At rest, only 25% of delivered O₂ is extracted (normal extraction fraction)
Fishman's Pulmonary Diseases and Disorders; Morgan & Mikhail's Clinical Anesthesiology 7e

3. Functional Residual Capacity (FRC)

Definition

FRC is the volume of gas remaining in the lungs at the end of a normal, passive expiration. At FRC, the inward elastic recoil of the lung is exactly balanced by the outward elastic recoil of the chest wall (including resting diaphragmatic tone).
FRC = Expiratory Reserve Volume (ERV) + Residual Volume (RV)

Measurement

FRC cannot be measured by simple spirometry (it includes RV). Methods:
  • Nitrogen washout (open-circuit)
  • Helium dilution (closed-circuit)
  • Body plethysmography (most accurate, measures all gas including trapped gas)

Factors That Alter FRC

FactorEffect on FRC
↑ Height↑ FRC (directly proportional)
Obesity↓↓ FRC (reduced chest wall compliance, ↑ abdominal pressure)
Female sex~10% lower than males
Supine position↓ FRC (abdominal contents push up diaphragm)
↑ Intraabdominal pressure (pregnancy, ascites, laparoscopy)↓ FRC
Restrictive lung disease↓ FRC (decreased compliance)
Obstructive lung disease (e.g., emphysema)↑ FRC (air trapping, hyperinflation)
Phrenic nerve paralysis↓ FRC (loss of diaphragmatic tone)

Clinical Importance

  • FRC serves as the oxygen reservoir during apnea — at FRC, the lungs contain ~450 mL O₂
  • Reduced FRC → rapid O₂ desaturation during apnea (critical in obstetric/obese patients)
  • FRC determines the closing capacity relationship — when FRC < closing capacity, small airways close during normal tidal breathing → V/Q mismatch and hypoxemia
Morgan & Mikhail's Clinical Anesthesiology 7e; Fishman's Pulmonary Diseases

4. Vital Capacity (VC) and Lung Volumes

Lung Volume Subdivisions

TLC (Total Lung Capacity)
├── VC (Vital Capacity)
│   ├── IC (Inspiratory Capacity)
│   │   ├── TV (Tidal Volume, ~500 mL)
│   │   └── IRV (Inspiratory Reserve Volume)
│   └── ERV (Expiratory Reserve Volume)
└── RV (Residual Volume) — cannot be measured by spirometry
Also: FRC = ERV + RV

Vital Capacity

  • Definition: Maximum volume of air that can be exhaled after a maximal inspiration (or inhaled from RV to TLC)
  • Measured by spirometry: subject inhales maximally, then exhales completely (no time limit = "slow VC")
  • FVC (Forced Vital Capacity) = VC performed with maximal effort and speed

VC Can Be Reduced By Two Mechanisms

  1. ↓ TLC — restrictive disease (pulmonary fibrosis, chest wall deformity, neuromuscular weakness)
  2. ↑ RV — obstructive disease (emphysema, asthma → air trapping)
  • Only by measuring both TLC and RV can these two causes be differentiated

Combined VC vs. Simple VC

  • In severe airflow obstruction: combined VC > simple VC — reflects trapped gas in poorly ventilated regions (increased transmural pressure causes airway closure during the single exhalation maneuver near RV)

Normal Reference Values (approximate)

VolumeNormal (adult male)
TLC~6 L
VC~4.8 L
FRC~2.4 L
RV~1.2 L
TV~0.5 L
Murray & Nadel's Textbook of Respiratory Medicine

5. Transport of Respiratory Gases

Oxygen Transport

Form 1: Dissolved O₂

  • Governed by Henry's Law: concentration = solubility coefficient × partial pressure
  • Solubility coefficient for O₂ = 0.003 mL/dL/mmHg
  • At PaO₂ = 100 mmHg: only 0.3 mL/dL dissolved — physiologically small but essential for diffusion

Form 2: Bound to Hemoglobin

  • Each gram of Hb carries up to 1.39 mL O₂; normal Hb = 15 g/dL
  • Hb molecule: 4 heme + 4 protein subunits; only ferrous iron (Fe²⁺) binds O₂
Total O₂ content formula:
CaO₂ = (0.003 × PaO₂) + (SaO₂ × Hb × 1.31)
  • Normal CaO₂ ≈ 19.5 mL/dL
  • Normal CvO₂ ≈ 14.8 mL/dL
  • A-V O₂ difference ≈ 4.7 mL/dL

O₂ Delivery (DO₂)

DO₂ = CaO₂ × Cardiac Output Normal = ~1000 mL O₂/min (20 mL/dL × 50 dL/min)
  • Normal extraction fraction = 25% (body uses 25% of delivered O₂)
  • When DO₂ falls critically, VO₂ becomes supply-dependent → lactic acidosis from cellular hypoxia

Carbon Dioxide Transport

CO₂ is carried in three forms:
Form% of CO₂ in venous blood
Dissolved CO₂~5%
Bicarbonate (HCO₃⁻)~90% (largest fraction)
Carbamino compounds (CO₂ + Hb → carbaminohemoglobin)~5%

Bicarbonate Formation

CO₂ + H₂O ⇌ H₂CO₃ ⇌ H⁺ + HCO₃⁻
  • In tissue capillaries: CO₂ enters RBCs → carbonic anhydrase converts to HCO₃⁻ → HCO₃⁻ exits RBC into plasma; Cl⁻ enters RBC (Hamburger / chloride shift)
  • In pulmonary capillaries: reverse occurs — Cl⁻ exits RBC, HCO₃⁻ re-enters, converted back to CO₂ which is exhaled

Haldane Effect

  • Deoxygenated Hb has 3.5× greater affinity for CO₂ as carbaminohemoglobin, and acts more as a base — takes up H⁺, driving bicarbonate formation
  • At lungs: oxygenation of Hb → it acts as an acid, releases H⁺ → drives CO₂ formation and exhalation
  • Net result: venous blood carries more CO₂ than arterial blood
Morgan & Mikhail's Clinical Anesthesiology 7e

6. Neural Regulation of Respiration

Overview

Respiration is controlled by a network of neurons in the brainstem (medulla oblongata and pons), with inputs from chemoreceptors, mechanoreceptors, and higher cortical centers.

Respiratory Centers

A. Medullary Centers (primary rhythm generators)

  1. Dorsal Respiratory Group (DRG)
    • Located in the nucleus tractus solitarius
    • Primarily drives inspiration
    • Receives input from peripheral chemoreceptors (CN IX/X) and stretch receptors
    • Sets the baseline inspiratory rhythm
  2. Ventral Respiratory Group (VRG)
    • Located in the nucleus ambiguus and nucleus retroambigualis
    • Contains both inspiratory and expiratory neurons
    • Active mainly during forced/active breathing
    • The pre-Bötzinger complex (within VRG) is the key rhythmogenesis center — pacemaker for breathing

B. Pontine Centers

  1. Pneumotaxic Center (Pontine Respiratory Group, PRG)
    • Located in the upper pons (nucleus parabrachialis)
    • Limits inspiration — sends inhibitory signals to DRG, shortening inspiratory duration
    • Controls respiratory rate and pattern; increases respiratory frequency
  2. Apneustic Center
    • Located in the lower pons
    • Tends to prolong inspiration (apneusis = sustained inspiratory gasp)
    • Normally inhibited by the pneumotaxic center
    • If pneumotaxic center is damaged and vagus nerve is cut → apneustic breathing

Chemoreceptor Inputs

Central Chemoreceptors

  • Located on the ventrolateral surface of the medulla
  • Respond to changes in CSF pH (H⁺ concentration) — NOT directly to CO₂
  • CO₂ crosses the blood-brain barrier → combines with H₂O → H⁺ + HCO₃⁻ → ↓ CSF pH → stimulates ventilation
  • Primary driver of resting ventilation
  • Do NOT respond to hypoxia

Peripheral Chemoreceptors

  • Carotid bodies (CN IX — glossopharyngeal) — most important
  • Aortic bodies (CN X — vagus)
  • Respond to: ↓ PaO₂ (most potent stimulus), ↑ PaCO₂, ↓ pH, ↓ blood flow
  • Main defense against hypoxia
  • In COPD with chronic CO₂ retention: central receptors become desensitized; peripheral chemoreceptors become the primary drive ("hypoxic drive")

Mechanical/Reflex Inputs

ReflexReceptorEffect
Hering-Breuer inflation reflexPulmonary stretch receptors (slowly adapting) in airway smooth muscleLung inflation → inhibits further inspiration (limits tidal volume)
Deflation reflexRapidly adapting (irritant) receptorsDeflation/irritants → stimulates inspiration/coughing
J-receptors (juxtacapillary)Alveolar walls near capillariesPulmonary edema/congestion → rapid shallow breathing, dyspnea
ProprioceptorsJoints, musclesExercise → immediate ↑ in ventilation

Pattern of Normal Breathing

Inspiration is active (diaphragm + external intercostals contract). Normal expiration is passive (elastic recoil). Active expiration uses internal intercostals and abdominal muscles.

Summary Table

TopicKey Point
SurfactantDPPC from Type II cells; reduces surface tension; prevents atelectasis; deficient in NRDS
O₂-Hb Dissociation CurveSigmoid; P₅₀ = 26.6 mmHg; right shift = ↑ O₂ delivery (Bohr effect)
FRCERV + RV; set by lung-chest wall equilibrium; reduced in obesity/supine/restrictive disease
Vital CapacityVC = IRV + TV + ERV; reduced by ↓TLC or ↑RV
Gas TransportO₂: dissolved + Hb-bound; CO₂: mainly as HCO₃⁻ (90%); Hamburger shift; Haldane effect
Neural ControlDRG (inspiration) + VRG (active breathing); Pneumotaxic (limits inspiration); Central (CO₂/pH) + Peripheral (hypoxia) chemoreceptors
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