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Brain Death and the Apnoea Test
From Anaesthesia & ICU Perspectives
Definition of Brain Death
"Brain death is declared when the clinical picture is consistent with irreversible cessation of all brain functions. Legal and medical brain death criteria differ from state to state, but all require permanent absence of both cerebral and brainstem functions."
— Barash, Cullen & Stoelting's Clinical Anaesthesia, 9e
"The diagnosis of brain death remains one of the most challenging and controversial areas of neurocritical care. Physicians must have adequate training and understanding of the principles of brain death declaration and be able to apply them assiduously and without compromise."
— Miller's Anesthesia, 10e
Brain death was originally codified by the Harvard criteria in 1968. The American Academy of Neurology (AAN) subsequently developed guidelines that are now widely adopted. It is important that the hospital has an institutionally approved protocol for brain death declaration and conduct of ancillary tests.
Prerequisites Before Brain Death Examination
All potentially reversible causes of coma must be excluded and corrected:
| Confounder | Requirement |
|---|
| Hypothermia | Core temperature ≥ 36°C |
| Hypotension | SBP ≥ 100 mmHg |
| Hypoglycaemia | Corrected |
| Drug/toxin intoxication | Sedatives, analgesics, NMBAs excluded (toxicology screen if needed; peripheral nerve stimulator to confirm no residual NMB) |
| Acid-base/electrolyte/endocrine disturbances | Corrected |
| Neuroimaging | Clinical or imaging evidence of irreversible brain damage must be present |
"Potential reversible causes of coma such as hypothermia, hypotension, hypoglycemia, drug or toxin intoxications, and acid-base or electrolyte imbalances must be corrected prior to declaration of brain death."
— Barash, Cullen & Stoelting's Clinical Anaesthesia, 9e
Clinical Examination — Brainstem Reflexes
Brain-dead donors are:
- Unresponsive to all sensory stimuli
- Have no brainstem reflexes
- Have no ventilatory drive (confirmed by apnoea testing)
- May have complex motor activity originating from the spinal cord or peripheral nerves — this does NOT exclude brain death
The following must ALL be absent:
| Reflex | Method |
|---|
| Pupillary light reflex | Absent bilaterally; pupils typically mid-dilated (4–7 mm) |
| Corneal reflex | Absent bilaterally |
| Oculocephalic (Doll's Eyes) | Only if C-spine integrity confirmed; absent |
| Oculovestibular (Ice-water calorics) | 50 mL ice water each ear — no eye movement |
| Facial response to pain | No grimacing to supraorbital or TMJ pressure |
| Gag reflex | Absent to posterior pharyngeal stimulation |
| Cough reflex | Absent to deep tracheal suctioning (to carina, ≥2 passes) |
| Motor response | No response to deep central pain in all 4 limbs |
The Apnoea Test
The apnoea test is the final and most critical component of the brain death examination. It confirms the irreversible absence of respiratory drive — i.e., no breathing effort even when PaCO₂ rises to a level that would normally maximally stimulate medullary respiratory centres.
"One of the tests should include an appropriately conducted apnea trial in the presence of the responsible physician, with confirmation of adequate changes in PaCO₂."
— Miller's Anesthesia, 10e
Step-by-Step Protocol
| Step | Action |
|---|
| 1. | Confirm haemodynamic stability: SBP ≥ 100 mmHg (titrate vasopressors as needed) |
| 2. | Adjust ventilator to achieve normocapnia: PaCO₂ 35–45 mmHg (baseline ABG) |
| 3. | Pre-oxygenate with 100% O₂ for 10 minutes → PaO₂ ≥ 200 mmHg |
| 4. | Confirm PEEP 5 cm H₂O maintains oxygenation (recruitment manoeuvre if needed) |
| 5. | Disconnect ventilator |
| 6. | Deliver O₂ via insufflation catheter to carina at 6 L/min, OR T-piece with CPAP valve at 10–20 cm H₂O |
| 7. | Observe for 8–10 minutes for any chest/abdominal movement or gasping |
| 8. | Draw ABG at 8–10 minutes, then reconnect ventilator |
Positive Test (confirms brain death):
- No respiratory efforts, AND
- PaCO₂ ≥ 60 mmHg, OR ≥ 20 mmHg rise from normal baseline
Aborting the Test:
If haemodynamic instability or significant desaturation develops → abort and proceed to ancillary confirmatory test
"Four-vessel CBF angiograms are the 'gold standard' and are usually required to diagnose brain death during barbiturate coma or if a confirmatory apnea test cannot be performed."
— Miller's Anesthesia, 10e
Confirmatory Ancillary Tests
Required when clinical examination is incomplete or apnoea test cannot be safely performed:
| Test | Finding in Brain Death |
|---|
| Cerebral 4-vessel angiography | No intracranial blood flow ("gold standard") |
| Technetium radionuclide scan | No cerebral perfusion |
| Transcranial Doppler (TCD) | "To-and-fro" flow pattern — no net forward cerebral flow |
| EEG | Electrocerebral silence (not favoured — artefact-prone) |
| Auditory / Somatosensory Evoked Potentials | Absent |
"If the clinical criteria are incomplete, then ancillary testing such as cerebral angiography, transcranial Doppler, and/or electroencephalography can be obtained to confirm the clinical examination."
— Barash, Cullen & Stoelting's Clinical Anaesthesia, 9e
Important: Physicians involved in the transplant recipient process should NOT be involved in the declaration of brain death of a donor.
Pathophysiological Changes After Brain Death (ICU Perspective)
Brain death triggers two distinct haemodynamic phases with widespread systemic effects:
Phase 1 — Catecholamine Storm (Sympathetic Surge)
- Intense vasoconstriction → hypertensive crisis (80–90%)
- Tachycardia
- Redistribution of blood volume → visceral ischaemia
- Acute myocardial injury — echocardiographic dysfunction seen in 40% of potential heart donors
Phase 2 — Autonomic Collapse (Brainstem Death / Herniation)
- Loss of sympathetic tone → vasodilation, vasoplegia
- Profound hypotension (80–90%)
- Reduced cardiac output
- Hypovolemia (capillary leakage, osmotherapy for ICP, diabetes insipidus)
Table: Pathophysiologic Changes with Brain Death (Miller's Anesthesia 10e)
| Signs/Symptoms | Mechanism | Incidence |
|---|
| Hypertension | Catecholamine storm | 80–90% |
| Hypotension | Vasoplegia, hypovolemia, myocardial dysfunction | 80–90% |
| Bradycardia / arrhythmias | Catecholamine storm, myocardial damage | 25–30% |
| Pulmonary oedema | Blood volume shift, capillary damage | 10–20% |
| Diabetes insipidus (DI) | Posterior pituitary damage | 45–90% |
| DIC | Tissue thromboplastin release from brain tissue | 30–55% |
| Hypothermia | Hypothalamic damage, ↓ metabolic rate, vasodilation | Variable |
| Hyperglycaemia | ↓ insulin, ↑ insulin resistance | Common |
Endocrine Disturbances:
- Central DI (loss of posterior pituitary) → severe fluid and electrolyte derangements (up to 90%)
- Anterior pituitary failure → ↓ T3, T4, ACTH, TSH, GH
- Hypothalamic dysfunction → loss of temperature regulation (hypothermia follows initial hyperthermia)
Respiratory:
- ↑ SVR → blood shifts to pulmonary circulation → pulmonary capillary leakage → neurogenic pulmonary oedema
- Proinflammatory cytokine release at alveoli → early graft failure risk in lung donors
- Without ventilatory support → apnoea → cardiac arrest
ICU Management of the Brain-Dead Organ Donor (Barash's Clinical Anaesthesia 9e)
| Goal | Target |
|---|
| MAP | > 60 mmHg |
| Urine output | ≥ 1 mL/kg/h |
| LV ejection fraction | ≥ 45% |
| Serum sodium | < 155 mmol/L (higher levels impair liver graft function) |
| CVP | 6–12 mmHg |
| Arterial PCO₂ | 30–35 mmHg |
Vasopressors:
- Dopamine — traditional first-line
- Vasopressin — preferred alternative; reduces pressor requirements, protects lung function, improves organ procurement rates
- Norepinephrine/phenylephrine — reserved for severe shock (high-dose catecholamines are detrimental to organs)
Hormone Replacement:
- Vasopressin/DDAVP — for DI and haemodynamic stabilisation
- T3 (triiodothyronine) — 4 µg IV bolus then 3 µg/hr infusion; recommended for cardiac donors with EF <45%
- Methylprednisolone — reduces systemic inflammatory response
Ventilation:
- Lung-protective strategy: tidal volume 6–8 mL/kg, PEEP adjusted to minimise FiO₂
- For lung donors: maintain low CVP (diuretics before lung procurement)
- For kidney donors: higher filling pressures preferred
Neuromuscular Blockade:
- Brain-dead patients may have intact spinal reflexes → NMB required during organ procurement to prevent movement
Sources: Miller's Anesthesia 10e; Barash, Cullen & Stoelting's Clinical Anaesthesia 9e