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PASTES AND GELS
A Pharmaceutical Sciences Assignment
Subject: Pharmaceutics (Dosage Form Technology)
Level: B.Pharm (Undergraduate)
TABLE OF CONTENTS
- Introduction to Semisolid Dosage Forms
- Pastes — Definition, Classification, Formulation, Preparation, Uses
- Gels — Definition, Classification, Formulation, Preparation, Uses
- Differences Between Pastes and Gels
- Summary
- References
1. INTRODUCTION TO SEMISOLID DOSAGE FORMS
Semisolid dosage forms are preparations intended for topical application to the skin or mucous membranes. Their consistency lies between solids and liquids, allowing easy spreading and adhesion at the site of application.
Major semisolid forms include ointments, creams, pastes, gels, and poultices. Pastes and gels differ markedly in composition, texture, physical properties, and therapeutic applications.
2. PASTES
2.1 Definition
A paste is a semisolid dosage form containing a high concentration of finely powdered solid material (20–50% or more) dispersed in a suitable fatty or aqueous base. Because of this high powder content, pastes are stiffer, less greasy, and more absorptive than ordinary ointments.
"Pastes are stiff preparations intended for application to the skin. They differ from ointments in that they contain a large proportion of finely powdered material."
— British Pharmacopoeia (BP)
2.2 Classification of Pastes
A. Fatty (Oleaginous) Pastes
- Fatty base (soft paraffin, hard paraffin, lard) + high powder content
- Examples: Zinc Oxide Paste (Lassar's Paste), Compound Zinc Paste
B. Aqueous (Non-Fatty) Pastes / Dental Pastes
- Water or glycerin as vehicle
- Used in dentistry and on mucous membranes
- Examples: Triamcinolone Dental Paste, Carmellose Gelatin Paste (Orabase)
C. Medicated Pastes
- Contain active pharmaceutical ingredients (APIs)
- Examples: Dithranol Paste, Salicylic Acid Paste
D. Non-Medicated Pastes
- Protective/emollient only; no active drug
- Example: Plain Zinc Oxide Paste
2.3 Formulation Components (Ingredients) of Pastes
| Component | Examples | Role |
|---|
| Active Ingredient (API) | Zinc oxide, Salicylic acid, Dithranol | Therapeutic effect |
| Fatty Base | Soft paraffin, Hard paraffin, Liquid paraffin | Vehicle, consistency |
| Aqueous Base | Water, Glycerin | Vehicle for dental pastes |
| Powder Bulking Agents | Starch, Kaolin, Calamine, Talc, Titanium dioxide | Absorbency, stiffness, protection |
| Preservatives | Methylparaben 0.1–0.2%, Propylparaben 0.02% | Antimicrobial protection |
| Antioxidants | BHT, BHA | Prevent oxidation of base |
| Humectants | Glycerin, Propylene glycol | Prevent drying (aqueous pastes) |
| Emulsifiers | Cetrimide, Cetostearyl alcohol | Incorporate water into fatty base |
Key Powder Ingredients:
- Zinc oxide — protective, astringent, mild antiseptic
- Starch — absorbent, soothing
- Calamine — cooling, antipruritic
- Kaolin — absorbent
- Titanium dioxide — photoprotective
2.4 Preparation Methods of Pastes
Method 1: Fusion / Melting Method (Fatty Pastes)
- Melt higher-melting base components (hard paraffin, beeswax) on a water bath.
- Add lower-melting components (soft paraffin, liquid paraffin) to the melt.
- Finely powder medicaments; pass through 150 µm sieve.
- Gradually incorporate powders into the melted base with continuous stirring.
- Stir throughout cooling to prevent powder settling.
- Fill into airtight containers.
Key Point: Continuous stirring during cooling is essential for uniform powder dispersion.
Method 2: Trituration / Levigation Method
- Levigate powders with a small amount of liquid paraffin or glycerin to a smooth paste.
- Incorporate the remaining base in small portions, mixing thoroughly each time.
- Final product should be smooth and free of gritty particles.
- Spatula-and-slab method can be used for small-scale preparation.
Method 3: Machine Mixing (Industrial Scale)
- Triple-roller mills or planetary mixers
- Ensures fine, homogeneous powder-base dispersion
2.5 Uses and Applications of Pastes
| Paste | Active Ingredient | Use |
|---|
| Zinc Oxide Paste (Lassar's) | Zinc oxide, Starch, Salicylic acid | Eczema, psoriasis, skin protection |
| Dithranol Paste | Dithranol (Anthralin) | Psoriasis |
| Calamine Paste | Calamine, Zinc oxide | Sunburn, insect bites, itching |
| Compound Zinc Paste | Zinc oxide, Coal tar | Chronic eczema |
| Triamcinolone Dental Paste | Triamcinolone acetonide | Oral ulcers, aphthous stomatitis |
| Salicylic Acid Paste | Salicylic acid | Warts, hyperkeratosis |
General therapeutic roles:
- Protective barrier (nappy rash, skin excoriation)
- Absorptive for exuding/weeping wounds
- Astringent (zinc oxide contracts tissues)
- Anti-inflammatory (corticosteroid pastes)
- Keratolytic (salicylic acid softens/removes hyperkeratotic skin)
- Dental adhesive and therapeutic applications
3. GELS
3.1 Definition
A gel is a semisolid system where a gelling agent (polymer) forms a three-dimensional network structure that immobilizes a liquid phase (aqueous or non-aqueous) within it. Gels are transparent or translucent with a characteristic jelly-like consistency.
"Gels are semisolid systems consisting of either small inorganic particles or large organic molecules interpenetrated by a liquid."
— USP
3.2 Classification of Gels
A. Based on Continuous Phase (Solvent)
| Type | Solvent | Examples |
|---|
| Hydrogels | Water or hydroalcoholic | Carbopol gel, HPMC gel, CMC gel |
| Organogels | Non-aqueous (mineral oil, petrolatum) | Plastibase, Petrolatum |
B. Based on Gelling Agent
| Type | Description | Examples |
|---|
| Inorganic gels (Two-phase / Magmas) | Flocculated inorganic colloidal particles; thixotropic | Bentonite Magma, Aluminium Hydroxide Gel |
| Organic gels (Single-phase) | Large organic polymer dissolved/swollen in solvent | Carbomer gel, Gelatin gel, CMC gel |
C. Based on Route of Administration
- Topical (skin), Ophthalmic, Nasal, Vaginal, Rectal, Oral mucosal
D. Based on Physical Nature
- Elastic/reversible gels (agar, gelatin) — regain structure after distortion
- Rigid/irreversible gels (silica gel) — do not revert once broken
3.3 Formulation Components (Ingredients) of Gels
Gelling Agents (most critical component)
| Gelling Agent | Concentration | Origin |
|---|
| Carbomer (Carbopol 934, 940, 974P) | 0.5–2% | Synthetic polymer |
| HPMC (Hydroxypropyl methylcellulose) | 1–4% | Cellulosic semi-synthetic |
| Methylcellulose | 1–5% | Cellulosic semi-synthetic |
| Sodium CMC (NaCMC) | 1–5% | Cellulosic semi-synthetic |
| Sodium Alginate | 1–5% | Natural polysaccharide |
| Gelatin | 5–15% | Natural protein |
| Agar | 0.5–2.5% | Natural polysaccharide |
| Bentonite | 5–10% | Inorganic clay |
| Polyethylene (Plastibase) | 5% | Synthetic |
Other Excipients
| Component | Examples | Role |
|---|
| Solvent/Vehicle | Purified water, ethanol, propylene glycol, PEG | Dissolves API and gellant |
| Neutralizing agent | Triethanolamine (TEA), NaOH | Neutralizes carbomer to form gel |
| Humectants | Glycerin 5–20%, Propylene glycol 5–15% | Prevent drying |
| Preservatives | Methylparaben, benzalkonium chloride | Prevent microbial growth |
| Antioxidants | Sodium metabisulfite, BHT, EDTA | Prevent drug/base oxidation |
| pH buffers | Citrate buffer, Phosphate buffer | Stabilize drug and skin compatibility |
| Penetration enhancers | DMSO, Oleic acid, Azone, Ethanol | Increase drug permeation |
| Co-solvents / Solubilizers | PEG 400, Cyclodextrins | Dissolve poorly soluble drugs |
3.4 Preparation Methods of Gels
Method 1: Dispersion & Neutralization Method (Carbomer Gels) — Most Common
- Disperse carbomer powder slowly onto the surface of purified water (do not add in bulk). Allow hydration for 30–60 minutes. The dispersion is acidic (pH ~3–4).
- Dissolve API, preservatives, and humectants in a small portion of water separately.
- Add the drug solution to the carbomer dispersion; mix gently.
- Neutralize dropwise with triethanolamine (TEA) with slow stirring until a clear, viscous gel forms (target pH 6–7).
- Adjust volume with purified water. Package in collapsible tubes or pump dispensers.
Key Points:
- Sprinkle carbomer gradually onto water; never add water to carbomer
- Avoid high-shear mixing — breaks polymer chains and reduces viscosity
- Degree of neutralization controls viscosity and clarity
Method 2: Heat-and-Cool Method (HPMC / Methylcellulose / Gelatin Gels)
- Heat one-third of purified water to 80–90°C.
- Disperse gelling agent (e.g., HPMC) in hot water with stirring.
- Add the remaining cold water (ice-cold) to the hot dispersion while stirring — cools and gels the mixture.
- Dissolve API in a suitable solvent and incorporate into the cooled gel base.
- Adjust pH, add excipients, fill into containers.
Key Point: HPMC and methylcellulose are reverse-thermal polymers — they gel on cooling, not heating.
Method 3: Direct Dissolution Method (Tragacanth / CMC / Alginate Gels)
- Gelling agent dissolved directly in water at room temperature
- Drug and excipients added and mixed uniformly
- No neutralization or special temperature control needed
Method 4: Industrial Manufacturing
- Jacketed vessels with planetary or high-shear mixers
- Vacuum mixing to remove entrapped air
- In-line quality checks: pH, viscosity, clarity, drug content uniformity
- Aseptic processing for ophthalmic gels (sterile, preservative-free)
3.5 Uses and Applications of Gels
| Gel Product | Active Ingredient | Use |
|---|
| Diclofenac Gel 1% | Diclofenac diethylamine | Musculoskeletal pain, arthritis |
| Clindamycin Gel 1% | Clindamycin phosphate | Acne vulgaris |
| Tretinoin Gel 0.025–0.1% | Tretinoin | Acne, photoageing |
| Benzoyl Peroxide Gel | Benzoyl peroxide | Acne |
| Metronidazole Gel 0.75% | Metronidazole | Rosacea, bacterial vaginosis |
| Lidocaine Gel 2% | Lidocaine HCl | Local anaesthesia (urethral, rectal) |
| Pilocarpine Ophthalmic Gel | Pilocarpine | Glaucoma |
| Miconazole Oral Gel | Miconazole nitrate | Oral candidiasis |
| Aluminium Hydroxide Gel | Aluminium hydroxide | Antacid (oral) |
| Testosterone Gel | Testosterone | Hormone replacement therapy |
General therapeutic roles:
- Anti-inflammatory — topical NSAID gels
- Antimicrobial — antibiotic gels for acne, vaginal infections
- Local anaesthetic — urethral catheterization, dental procedures
- Ophthalmic — prolonged corneal contact time
- Hormonal transdermal delivery — testosterone, estrogen gels
- Wound management — hydrogels maintain moist healing environment
- Antacid — aluminium/magnesium hydroxide gels
4. DIFFERENCES BETWEEN PASTES AND GELS
| Parameter | Pastes | Gels |
|---|
| Definition | Semisolid with high powder content in a base | Semisolid polymer network immobilizing a liquid |
| Powder Content | High — 20–50%+ solid powder | Negligible — gelling agent 0.5–5% |
| Consistency | Stiff, thick, difficult to spread | Soft, smooth, easy to spread |
| Appearance | Opaque, dull | Transparent or translucent (clear) |
| Base | Fatty (oleaginous) or aqueous | Aqueous (hydrogel) or organogel |
| Greasiness | Moderately greasy (fatty base) | Non-greasy (hydrogels) |
| Absorbency | High — absorbs wound exudate | Low — hydrogels add moisture |
| Occlusion | High (fatty pastes occlusive) | Low (hydrogels non-occlusive) |
| Drug Release | Slower — powder reservoir effect | Faster — drug dissolved in matrix |
| Patient Acceptability | Lower (stiff, greasy) | Higher (elegant, non-greasy) |
| Neutralization Required | No | Yes (carbomer gels) |
| Routes of Use | Topical skin, oral mucosa | Topical, ophthalmic, vaginal, rectal, oral, nasal |
| Washability | Difficult (fatty pastes) | Easy (water-washable hydrogels) |
| Primary Action | Protective, absorptive, keratolytic | Anti-inflammatory, antimicrobial, drug delivery |
| Example | Zinc Oxide Paste (Lassar's Paste) | Diclofenac Gel (Voltaren) |
5. SUMMARY
Pastes are characterized by their high solid powder content (20–50%) in a fatty or aqueous base — giving them stiffness, opacity, absorbency, and excellent protective action. They are used for eczema, psoriasis, skin protection barriers, and oral mucosa. Preparation uses fusion or levigation methods.
Gels are formed when a polymer gelling agent creates a three-dimensional network trapping a liquid phase. They are transparent, non-greasy, cosmetically elegant, and used across multiple routes (topical, ophthalmic, vaginal, oral). Carbomer gels are made by dispersion + neutralization; cellulosic gels use a heat-and-cool method.
The fundamental distinction is: pastes depend on a high solid powder content for their properties, while gels depend on a polymer network. This governs everything — consistency, appearance, absorbency, occlusion, patient acceptability, and clinical use.
6. REFERENCES
- Aulton, M.E. & Taylor, K.M.G. (2021). Aulton's Pharmaceutics: The Design and Manufacture of Medicines (6th ed.). Elsevier.
- Lachman, L., Lieberman, H.A. & Kanig, J.L. (2019). The Theory and Practice of Industrial Pharmacy (4th ed.). CBS Publishers.
- Banker, G.S. & Rhodes, C.T. (2002). Modern Pharmaceutics (4th ed.). Marcel Dekker.
- Allen, L.V., Popovich, N.G. & Ansel, H.C. (2014). Ansel's Pharmaceutical Dosage Forms and Drug Delivery Systems (10th ed.). Lippincott Williams & Wilkins.
- British Pharmacopoeia 2023. MHRA, London.
- United States Pharmacopeia (USP 46–NF 41). USP Convention.
- Rowe, R.C., Sheskey, P.J. & Quinn, M.E. (2022). Handbook of Pharmaceutical Excipients (9th ed.). Pharmaceutical Press.
- Sinko, P.J. (2017). Martin's Physical Pharmacy and Pharmaceutical Sciences (7th ed.). Lippincott Williams & Wilkins.
The assignment covers all five topics you selected, structured as a formal B.Pharm report. Key highlights:
- Pastes — 4 classification types, 7 ingredient categories with examples, 3 preparation methods (fusion, levigation, machine mixing), clinical uses table
- Gels — 4 classification systems, 10 excipient categories including gelling agents table with concentrations, 4 preparation methods with step-by-step procedures and key points, clinical uses table
- Comparison table — 16 parameters comparing both dosage forms side by side
- All sections include pharmacopoeia definitions (BP, USP), named examples, and referenced standard textbooks