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Mechanical Ventilation and Modes of Ventilation
Sources: Roberts and Hedges' Clinical Procedures in Emergency Medicine (CASH), 7th Ed. | Murray & Nadel's Textbook of Respiratory Medicine, 2-Volume Set
1. Introduction
Mechanical ventilation (MV) is a key resuscitation tool for critically ill patients. The traditional "one-size-fits-all" prescription for MV has been replaced by evidence-based, pulmonary-protective strategies. Increasing hospital overcrowding means emergency and ICU physicians must be fluent in ventilator management, troubleshooting, and liberation strategies.
- Roberts and Hedges' Clinical Procedures in Emergency (CASH), p. 222
2. Basic Physiology
Minute Volume and Alveolar Ventilation
- Minute volume (V̇E) = Tidal Volume (VT) × Respiratory Rate (f)
- Normal V̇E = 7-10 L/min
- VT = Alveolar Volume (VA) + Dead Space Volume (VDS)
- Anatomic dead space ≈ 2.2 mL/kg lean body weight (trachea and large airways)
- Pathologic dead space = ventilated but underperfused alveoli (added in disease states)
- Physiologic dead space = anatomic + pathologic dead space
- Alveolar minute ventilation: V̇A = (VT - VDS) × f
- PaCO2 is determined by V̇A and CO2 production rate
Volume-Pressure Relationship
Compliance (C) describes the relationship between volume and pressure: a stiffer system (decreased compliance) requires more pressure to deliver the same volume. The respiratory system includes ventilator tubing, ETT, trachea, airways, lung parenchyma, chest wall, and diaphragm.
Key Ventilator Parameters
| Parameter | Description |
|---|
| FiO2 | Fraction of inspired oxygen (0.21-1.0) |
| Tidal Volume (VT) | Volume delivered per breath (target: 6-8 mL/kg IBW) |
| Respiratory Rate (RR) | Machine-set breath rate |
| PEEP | Positive end-expiratory pressure - prevents alveolar collapse |
| Peak Airway Pressure | Pressure at end of inspiration; reflects resistance + compliance |
| Plateau Pressure | Pressure at zero flow; reflects lung/chest wall compliance (should be ≤30 cm H2O) |
| I:E Ratio | Inspiration:Expiration ratio (normally 1:2 to 1:3) |
| Flow Rate / Waveform | Square (constant) or decelerating waveform |
PEEP Optimization
Optimal PEEP is identified by the plateau pressure method:
- As PEEP increases, plateau pressure initially rises proportionally
- At optimal PEEP, plateau pressure plateaus (no further rise) - lung is optimally recruited
- Beyond optimal PEEP, overdistension causes plateau pressure to rise again
Dynamic Pressure-Volume (PV) Loop - normal open lung:
A normal PV loop (adequate PEEP): pressure rise is immediately matched by tidal volume increase. The lower limb rises steeply from the origin - airways are already open.
3. Modes of Ventilation
Ventilators target one of three strategies: spontaneous breathing support, volume-targeted, or pressure-targeted ventilation (or dual/combined modes).
A. Pressure Support Ventilation (PSV)
"PSV is the most widely used mode of mechanical ventilation." - Murray & Nadel, p. 3175
- All breaths are patient-triggered
- Ventilator delivers flow to meet a set inspiratory pressure
- Cycles off when inspiratory flow falls to a threshold (operator-set, typically 10-35% of peak inspiratory flow)
- VT is determined by pressure support level, patient effort, and respiratory system compliance
- FiO2 and PEEP set by clinician; patient controls respiratory rate and flow
- No set RR (most modern ventilators have a backup apnea rate)
- Best for: spontaneous breathing patients being weaned; good patient-ventilator synchrony
- Cycling adjustments: if the ventilator cycles prematurely (under-assistance) or late (delayed cycling/over-assistance), the flow threshold can be adjusted
B. Volume-Cycled Ventilation (VCV)
Also called: volume-limited, volume-control, volume-assist, or volume-targeted ventilation.
- Volume (VT) is the target - ventilator generates whatever pressure is needed to reach the set VT
- Clinician sets: VT, RR, FiO2, PEEP, flow rate, flow waveform (decelerating or square), I:E ratio, trigger sensitivity
- Most familiar and commonly used mode in adults
- Advantage: guarantees reliable tidal volume
- Disadvantage: does not account for dynamic changes in lung compliance; high airway pressures if compliance decreases
- Typical initial settings (VCV-AC): RR 10-14, VT 7-8 mL/kg IBW, PEEP 5 cm H2O, FiO2 100%, flow rate 60 L/min, decelerating waveform
C. Pressure-Cycled Ventilation (PCV)
Also called: pressure-control, pressure-targeted, pressure-limited ventilation.
-
Pressure is the target - ventilator delivers to a set pressure level; VT varies with compliance and resistance
-
Clinician sets: pressure high, PEEP, RR, FiO2, inspiratory time (Ti)
-
VT not guaranteed - improves (rises) as compliance improves, decreases if compliance worsens
-
Advantage: limits peak airway pressure, potentially safer for injured lungs
-
Disadvantage: VT is not fixed; requires close monitoring of VT and minute ventilation alarms
-
Typical initial settings (PCV-AC): RR 12-16, pressure high 20 cm H2O, PEEP 5, FiO2 100%; monitor VT to target 7-8 mL/kg IBW
-
CASH, p. 227
D. Assist-Control (AC) Ventilation
- Ventilator delivers machine (control) breaths at a preset rate
- Every breath - whether patient-initiated or machine-initiated - is fully supported to the set target (VT in VCV, or pressure in PCV)
- If patient breathes faster than the set rate, additional assist breaths are triggered
- Advantage: guarantees minimum minute ventilation, reduces work of breathing completely
- Disadvantage: risk of hyperventilation (respiratory alkalosis); risk of auto-PEEP (breath stacking) in patients with high intrinsic RR, particularly in asthma where auto-PEEP can reduce cardiac output and cause cardiovascular collapse
- In VCV-AC: every breath (control + assist) receives the same set VT
- In PCV-AC: every breath receives the same set pressure
"Caution should be exercised to avoid auto-PEEP (also known as breath stacking) when using volume-targeted AC modes." - CASH, p. 228
E. Synchronized Intermittent Mandatory Ventilation (SIMV)
- Delivers a preset number of machine breaths (as VCV or PCV)
- Patient can trigger additional spontaneous breaths between the mandatory breaths - these are NOT fully supported
- Spontaneous breaths above the preset rate receive only patient-generated VT (high work of breathing)
- Typically combined with PSV to support spontaneous breaths and overcome circuit resistance
- SIMV has fallen out of favor - studies show it increases ventilator days and delays liberation compared to PSV or AC weaning protocols
- Murray & Nadel, p. 3175
F. Pressure-Regulated Volume Control (PRVC) / Volume Support (VS)
These are dual-control modes that combine volume targeting with pressure delivery:
-
PRVC (pressure-regulated volume control): A type of pressure-control (PACV) mode using VT as feedback to continuously adjust the pressure target
- If respiratory mechanics improve → applied pressure decreases
- If respiratory mechanics worsen → applied pressure increases
- Guarantees volume while limiting pressure
-
Volume Support (VS): Patient-triggered, pressure-targeted, flow-cycled PSV where pressure is auto-adjusted to achieve a target volume
- Increasing patient effort → lower applied pressure (automatic unloading)
- Decreasing patient effort → higher applied pressure
-
Murray & Nadel, p. 3175
G. Adaptive Support Ventilation (ASV)
- Assist-control, pressure-targeted, time-cycled mode
- Clinician sets only: desired minute ventilation and patient height (for dead space estimation)
- Ventilator uses respiratory system mechanics to automatically select VT-frequency pattern
- Murray & Nadel, p. 3175
H. Airway Pressure Release Ventilation (APRV) / Bi-Level Ventilation
An open-lung mode that differs fundamentally from cyclic ventilation.
Settings:
| Parameter | Typical Range |
|---|
| Pressure High (P-high) | 20-40 cm H2O or higher |
| Pressure Low (P-low) | Near 0 cm H2O |
| Time High (T-high) | 4-6 seconds (majority of cycle) |
| Time Low (T-low) | 0.2-0.8 sec (restrictive) / 0.8-1.5 sec (obstructive) |
How it works:
- Patient spends most time at P-high → establishes oxygenation via sustained recruitment
- Brief release to P-low → clears CO2 (elastic recoil drives large-volume gas flow)
- Patient can spontaneously breathe in ALL phases of the cycle (unique "floating valve" system)
- No traditional set respiratory rate; T-high + T-low = one "phase cycle"
Key differences from IRV (inverse ratio ventilation):
- IRV requires paralysis/heavy sedation; APRV/Bi-Level does not
- Patient can exhale 50-200 mL during P-high phase (excess gas release)
- More comfortable; reduces sedation requirements
Indications: Severe ARDS, refractory hypoxemia, neonatal/pediatric/adult respiratory failure
APRV traces: P-high maintained for ~4-5 seconds (oxygenation phase), followed by brief release (CO2 clearance). Flow trace shows spontaneous breathing activity throughout P-high, and large negative flow during release consistent with alveolar recruitment.
I. Advanced Modes: PAV+ and NAVA
These modes address a key deficiency of all traditional modes - none delivers pressure in proportion to patient effort:
-
Proportional Assist Ventilation with load-adjustable gain factors (PAV+):
- Uses transient end-inspiratory occlusions to measure elastance and resistance
- Delivers a fixed proportion of the total inflation pressure needed
- As patient effort increases → ventilator pressure increases proportionally (true unloading)
-
Neurally Adjusted Ventilatory Assist (NAVA):
- Delivers pressure proportional to diaphragmatic electrical activity (Edi signal)
- Edi acquired from EMG electrodes on an esophageal catheter detecting diaphragmatic crura activation
- Highest synchrony mode available
-
Murray & Nadel, p. 3176
4. Modes Commonly Used in the ED (CASH Summary)
"Assist/control (AC) and SIMV are the ventilation modes most commonly used in the ED. Both are acceptable, and no data have demonstrated a better outcome with either mode." - CASH, p. 228
Initial Ventilator Settings Quick Reference (from CASH)
| Mode | RR | VT / Pressure | PEEP | FiO2 | Notes |
|---|
| VCV-AC | 10-14 | 7-8 mL/kg IBW | 5 cm H2O | 100% | Flow 60 L/min, decelerating waveform |
| PCV-AC | 12-16 | Pressure 20 cm H2O | 5 cm H2O | 100% | Monitor VT, target 7-8 mL/kg IBW |
| SIMV | As above | VCV or PCV settings + add PSV | 5 | 100% | Add PSV to support spontaneous breaths |
Adjustments:
- FiO2: titrate based on SpO2 or PaO2
- PEEP: increase for persistent hypoxia
- Minute ventilation: adjust based on blood pH (note: on AC, decreasing RR does NOT change minute ventilation if patient breathes above set rate)
5. Ventilator Components and Circuit Considerations (Murray & Nadel)
- Gas blenders: Mix air + O2 to produce FiO2 0.21-1.0; newer systems also blend heliox, nitric oxide, anesthetic agents
- PEEP valve: Maintains positive airway pressure throughout expiration to keep alveoli patent and improve V/Q matching
- Humidification: Required because upper airway is bypassed
- Active humidifiers: external water source, heat to ≥35°C, water content ≥40 mg/L
- Passive (HME) humidifiers: capture heat/moisture from expired gas; adequate for short-term MV (≥30-33°C, ≥28-32 mg/L)
- Aerosol delivery: Bronchodilators, steroids, vasodilators, antibiotics via in-line nebulizers or MDI adapters; optimal position is inspiratory limb, several cm proximal to Y-connector
- Circuit compliance: Flexible tubing has compliance of 2-4 mL/cm H2O - applied pressure may distend circuit rather than reach lungs when airway opening pressure is high
Summary Table: Modes at a Glance
| Mode | Trigger | Target | Cycle | Patient Controls |
|---|
| PSV | Patient | Pressure | Flow ↓ to threshold | Rate, VT |
| VCV-AC | Patient or machine | Volume | Volume reached | Nothing (fully supported) |
| PCV-AC | Patient or machine | Pressure | Time | Nothing (fully supported) |
| SIMV | Machine (mandatory) + Patient (spontaneous) | Volume or Pressure | Volume/Time | Spontaneous VT above set RR |
| PRVC | Patient or machine | Volume (pressure adjusts) | Time | Nothing |
| ASV | Machine | Mechanics-calculated | Time | Nothing |
| APRV/Bi-Level | Phase cycle (no traditional trigger) | Pressure High/Low | Time | Breathe in any phase |
| PAV+ | Patient effort | Proportional pressure | Flow | Rate, depth |
| NAVA | Edi (diaphragm EMG) | Proportional pressure | Edi ↓ | Rate, depth |
Key Clinical Pearls:
- Plateau pressure must stay ≤30 cm H2O to avoid ventilator-induced lung injury (VILI)
- Auto-PEEP in asthma on AC-VCV can cause cardiovascular collapse - monitor flow-time curves for incomplete exhalation
- SIMV delays liberation from MV - most guidelines now favor AC + spontaneous breathing trials
- Lung-protective strategy: VT 6 mL/kg IBW, Pplat ≤30, adequate PEEP
- On AC mode, decreasing RR will NOT reduce minute ventilation in a patient who is breathing above the set rate