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Mechanism of Respiration
For MBBS Students - Comprehensive Coverage
1. Definition and Overview
Respiration refers to the series of processes by which oxygen (O₂) is supplied to tissues and carbon dioxide (CO₂) is eliminated. It has two major components:
- External (Pulmonary) Respiration - gas exchange between the atmosphere and the blood at the alveoli
- Internal (Tissue) Respiration - gas exchange between blood and tissue cells at the mitochondrial level
2. Anatomy of the Respiratory System
The respiratory system is divided into two functional zones:
Conducting Zone (Anatomical Dead Space)
Trachea → Primary bronchi → Secondary/Tertiary bronchi → Bronchioles → Terminal bronchioles
- This zone does not participate in gas exchange
- It filters, warms, and humidifies incoming air
- Volume = ~150 mL (anatomical dead space)
Respiratory Zone (Gas Exchange Zone)
Respiratory bronchioles → Alveolar ducts → Alveolar sacs → Alveoli
- Each lung contains ~300 million alveoli, each ~200 μm in diameter
- Total alveolar surface area = ~70 m² (size of a tennis court)
- Lined by:
- Type I pneumocytes - thin, flat cells ideal for gas diffusion (~95% of surface)
- Type II pneumocytes - secrete surfactant to reduce surface tension; also regenerate Type I cells
- Alveolar macrophages - phagocytose dust and debris (the "scavengers" of the lung)
3. Mechanics of Breathing (Ventilation)
Breathing depends on pressure gradients generated by changes in lung volume, governed by Boyle's Law (P₁V₁ = P₂V₂ - at constant temperature, pressure and volume are inversely related).
Key Pressures
| Pressure | Location | Normal Value |
|---|
| Atmospheric pressure (Patm) | Outside | 760 mmHg |
| Alveolar pressure (Palv) | Inside alveoli | 760 mmHg at rest |
| Intrapleural pressure (Pip) | Pleural space | ~756 mmHg (-4 mmHg) |
| Transpulmonary pressure | Palv - Pip | +4 mmHg |
The intrapleural pressure is always subatmospheric (negative). This negative pressure keeps the lungs inflated against their natural tendency to recoil inward.
A. INSPIRATION (Active Process)
Step-by-step:
-
Inspiratory muscles contract:
- Diaphragm (primary muscle) - contracts and descends ~1.5 cm (during quiet breathing), increasing the vertical dimension of the thoracic cavity
- External intercostal muscles - contract, elevating the ribs ("bucket handle" movement) and sternum ("pump handle" movement), increasing AP and transverse diameters
- During forced/deep inspiration, accessory muscles are recruited: sternocleidomastoid (elevates sternum), scalenes (elevate first 2 ribs), pectoralis minor
-
Thoracic volume increases → intrathoracic and intrapleural pressure falls further (from -4 to ~-8 mmHg)
-
Lungs expand (held to chest wall by negative intrapleural pressure) → lung volume increases
-
Alveolar pressure falls below atmospheric (from 760 to ~758 mmHg)
-
Air flows in from atmosphere into alveoli (down the pressure gradient) until Palv = Patm
Summary: Muscle contraction → ↑ thoracic volume → ↓ Pip → ↑ lung volume → ↓ Palv < Patm → air flows IN
B. EXPIRATION (Passive at Rest)
-
Inspiratory muscles relax - no active muscle contraction required during quiet breathing
-
Elastic recoil of the lungs (due to elastic fibers and surface tension) drives the lungs back to their resting position
-
Thoracic volume decreases → intrapleural pressure rises back to -4 mmHg
-
Alveolar pressure rises above atmospheric (760 → ~762 mmHg)
-
Air flows out from alveoli to atmosphere
Forced expiration (during exercise, coughing, sneezing) is active and involves:
- Internal intercostal muscles - depress ribs
- Abdominal muscles (rectus abdominis, obliques) - increase intraabdominal pressure, force diaphragm upward
Summary: Muscle relaxation + elastic recoil → ↓ thoracic volume → ↑ Pip → ↓ lung volume → ↑ Palv > Patm → air flows OUT
4. Lung Compliance
Compliance = ΔVolume / ΔPressure
Compliance is a measure of how easily the lung distends (stretches).
- Normal compliance = ~200 mL/cmH₂O
- Decreased compliance (stiff lungs) - pulmonary fibrosis, pulmonary edema, ARDS (more effort needed to breathe)
- Increased compliance - emphysema (lung tissue destroyed, elastic recoil lost; lungs overinflate but cannot expel air)
Surface Tension and Surfactant
The alveolar surface tension (air-water interface at the alveolar wall) is the largest contributor to lung recoil. Surfactant, produced by Type II pneumocytes, reduces surface tension by ~5-fold.
- Composition: Dipalmitoylphosphatidylcholine (DPPC) - the main active component
- Function: Reduces surface tension, especially at low lung volumes; prevents alveolar collapse (atelectasis)
- Clinical: Deficiency in premature neonates causes Infant Respiratory Distress Syndrome (IRDS/RDS) - treated with exogenous surfactant
5. Lung Volumes and Capacities
| Volume/Capacity | Definition | Normal Value |
|---|
| Tidal Volume (TV) | Volume per normal breath | ~500 mL |
| Inspiratory Reserve Volume (IRV) | Extra volume above TV on max inspiration | ~3000 mL |
| Expiratory Reserve Volume (ERV) | Extra volume expelled after normal expiration | ~1200 mL |
| Residual Volume (RV) | Volume remaining after max expiration (can't be expelled) | ~1200 mL |
| Inspiratory Capacity (IC) | TV + IRV | ~3500 mL |
| Functional Residual Capacity (FRC) | ERV + RV | ~2400 mL |
| Vital Capacity (VC) | IRV + TV + ERV (max in + max out) | ~4700 mL |
| Total Lung Capacity (TLC) | All volumes combined | ~5900 mL |
RV cannot be measured by spirometry - requires gas dilution or body plethysmography
FRC is the resting lung volume where elastic recoil of the lung inward equals the chest wall recoil outward. At FRC, Palv = Patm and there is no airflow.
6. Dead Space and Alveolar Ventilation
- Minute ventilation (VE) = Tidal volume × Respiratory rate = 500 mL × 14 = 7000 mL/min
- Anatomical dead space = ~150 mL (conducting airways that don't exchange gas)
- Physiological dead space = Anatomical dead space + Alveolar dead space (perfused but not ventilated alveoli)
- Alveolar ventilation (VA) = (TV - Dead space) × Rate = (500 - 150) × 14 = 4900 mL/min
Only alveolar ventilation participates in gas exchange.
Bohr Equation (Dead Space Calculation)
VD/VT = (PaCO₂ - PECO₂) / PaCO₂
Alveolar Ventilation Equation
PA CO₂ = (VCO₂ × 863) / VA
This shows: if alveolar ventilation halves, alveolar PCO₂ doubles. This is the basis of hypercapnia in hypoventilation.
7. Diffusion of Gases (Alveolar-Capillary Exchange)
Gas exchange at the alveolus occurs by simple diffusion governed by Fick's Law:
Rate of diffusion ∝ (Surface area × Partial pressure gradient × Solubility) / (Thickness × √Molecular weight)
Key determinants:
- Partial pressure gradient (driving force): O₂ moves from alveolus (PAO₂ ~100 mmHg) → capillary blood (PaO₂ ~40 mmHg); CO₂ moves from blood (~46 mmHg) → alveolus (~40 mmHg)
- Surface area - ~70 m² for both lungs
- Membrane thickness - ~0.5 μm (alveolar epithelium + basement membranes + capillary endothelium)
- Solubility - CO₂ is 20× more soluble than O₂, hence CO₂ diffuses much more readily despite a smaller gradient
Alveolar-arterial (A-a) gradient: Normal PAO₂ - PaO₂ = ~5-15 mmHg. A widened A-a gradient suggests diffusion impairment, V/Q mismatch, or shunt.
8. Transport of Gases in Blood
Oxygen Transport
| Form | Amount |
|---|
| Dissolved in plasma | ~1.5% (0.3 mL/dL) |
| Bound to hemoglobin (oxyhemoglobin) | ~98.5% (20 mL/dL) |
Each hemoglobin molecule carries 4 O₂ molecules (cooperative binding). The O₂-Hemoglobin Dissociation Curve (sigmoid shape) describes the relationship between PO₂ and Hb saturation.
Shifts of the curve:
- Right shift (reduced O₂ affinity, easier O₂ unloading at tissues): ↑ CO₂, ↑ H⁺ (Bohr effect), ↑ temperature, ↑ 2,3-DPG
- Left shift (increased O₂ affinity, reduced O₂ delivery): ↓ CO₂, ↓ H⁺, ↓ temperature, ↓ 2,3-DPG, fetal Hb (HbF)
Carbon Dioxide Transport
| Form | Amount |
|---|
| Dissolved in plasma | ~7% |
| As bicarbonate (HCO₃⁻) | ~70% |
| Bound to Hb as carbaminohemoglobin | ~23% |
The most important form is bicarbonate (HCO₃⁻), formed inside RBCs via carbonic anhydrase:
CO₂ + H₂O ⇌ H₂CO₃ ⇌ H⁺ + HCO₃⁻
HCO₃⁻ exchanges with Cl⁻ across the RBC membrane (Chloride shift / Hamburger phenomenon). At the lungs, this reaction reverses and CO₂ is expelled.
9. Ventilation-Perfusion (V/Q) Matching
For optimal gas exchange, alveolar ventilation (V) must be matched with pulmonary capillary perfusion (Q).
- Normal V/Q ratio = ~0.8 (VA ~4.2 L/min, Q ~5 L/min)
- V/Q = 0 (Shunt): Alveolus perfused but not ventilated (e.g., collapsed alveolus, pneumonia) - causes hypoxemia not correctable by supplemental O₂
- V/Q = ∞ (Dead space): Alveolus ventilated but not perfused (e.g., pulmonary embolism)
- V/Q mismatch is the most common cause of hypoxemia in clinical practice
In the upright lung, V/Q is highest at the apex (least gravity-dependent, less blood flow relative to ventilation) and lowest at the base (greatest perfusion but relatively less ventilation).
10. Control of Respiration
Breathing is controlled by neural centers in the brainstem:
Central Respiratory Centers
| Center | Location | Function |
|---|
| Pre-Bötzinger complex | Medulla | Primary rhythm generator - "pacemaker" |
| Dorsal Respiratory Group (DRG) | Medulla | Inspiratory neurons |
| Ventral Respiratory Group (VRG) | Medulla | Both inspiration and forced expiration |
| Pneumotaxic center | Upper pons | Limits inspiration; adjusts rate and depth |
| Apneustic center | Lower pons | Promotes prolonged inspiration |
Chemoreceptors (Chemical Control)
Central Chemoreceptors (medullary surface):
- Respond to CO₂ (via changes in CSF H⁺ concentration)
- Most important in minute-to-minute regulation
- Equation: CO₂ + H₂O → H₂CO₃ → H⁺ + HCO₃⁻ (CO₂ crosses blood-brain barrier freely; H⁺ does not)
- ↑ PCO₂ → ↑ CSF [H⁺] → ↑ ventilation
Peripheral Chemoreceptors (carotid and aortic bodies):
- Carotid bodies (cranial nerve IX) and aortic bodies (cranial nerve X)
- Respond primarily to: ↓ PaO₂ (<60 mmHg), also ↑ PaCO₂, ↓ pH
- Important during hypoxemia (e.g., high altitude, chronic lung disease)
- In COPD with CO₂ retention, the hypoxic drive via peripheral chemoreceptors becomes the primary driver of breathing (basis of the "O₂ toxicity" concern)
Other Reflexes
- Hering-Breuer reflex: Pulmonary stretch receptors (in airway smooth muscle) activated on inflation → inhibit further inspiration (via vagus nerve) - prevents overinflation
- Irritant receptors: Triggered by noxious stimuli → bronchoconstriction, cough, hyperpnea
- J-receptors (juxtacapillary): In alveolar walls, stimulated by pulmonary congestion/edema → rapid shallow breathing, dyspnea
- Exercise: Increases ventilation via joint/muscle proprioceptors, CO₂ production, and lactic acidosis
11. Summary Flow Chart
Inspiratory muscle contraction (diaphragm + external intercostals)
↓
Thoracic cavity enlarges
↓
Intrapleural pressure falls (more negative)
↓
Lung expands → Alveolar pressure falls below atmospheric
↓
Air flows in (inspiration)
↓
O₂ diffuses across alveolar-capillary membrane into blood
CO₂ diffuses from blood into alveoli
↓
Inspiratory muscles relax → Elastic recoil expels air (expiration)
↓
CO₂ expelled; O₂-loaded blood returns to systemic circulation
12. Clinical Correlations (High-Yield for MBBS)
| Condition | Defect | Mechanism |
|---|
| Pneumothorax | Air in pleural space | Intrapleural pressure = atmospheric → lung collapses |
| Emphysema | ↓ Elastic recoil | ↑ Compliance; air trapping; ↑ RV |
| Pulmonary fibrosis | ↓ Compliance | ↑ Work of breathing; ↓ TLC |
| RDS (neonates) | ↓ Surfactant | Alveolar collapse; ↑ surface tension |
| Pulmonary embolism | V/Q mismatch (dead space) | ↑ Physiological dead space; hypoxemia |
| COPD | Airflow obstruction | Dynamic airway compression during expiration; auto-PEEP |
Sources: Costanzo Physiology 7th Edition; Medical Physiology (Boron & Boulpaep); Tintinalli's Emergency Medicine; Murray & Nadel's Textbook of Respiratory Medicine