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Periprosthetic Fractures in Total Knee Replacement (TKR)
Introduction
Periprosthetic fractures (PPF) around a total knee arthroplasty (TKA) are fractures occurring in bone adjacent to or surrounding the implant components. They represent one of the most challenging complications of TKR, combining the technical difficulty of fracture fixation with the complexity of existing implant management. Their incidence is rising in parallel with the growing volume of primary and revision TKR procedures.
- Definition: A fracture is considered periprosthetic if the fracture line lies within 15 cm of the knee joint or within 5 cm of an intramedullary stem.
- Incidence: 0.3-1.1% after primary TKA; rises to 2.5-8% after revision TKA.
- Most affected bone: Distal femur (most common) > Proximal tibia > Patella.
- Typical patient: Elderly women, mean age 70-80 years, low-energy mechanism.
- Mortality: 6% at 30 days, 18% at 6 months, 25% at 1 year (comparable to hip fracture mortality).
Etiology and Risk Factors
Risk factors are grouped into patient factors and surgical factors:
Patient Factors
| Factor | Mechanism |
|---|
| Osteoporosis / osteopenia | Reduced bone density around implant |
| Inflammatory arthritis (RA) | Poor bone stock, steroid use |
| Prolonged corticosteroid use | Secondary osteoporosis |
| Neurologic disorders | Increased fall risk, abnormal loading |
| Obesity | Increased mechanical stress |
| Advanced age | Reduced bone quality and healing capacity |
| Revision arthroplasty history | Stress risers, bone loss |
Surgical / Technical Factors
| Factor | Mechanism |
|---|
| Anterior femoral notching | Most important - stress riser at supracondylar region |
| Implant loosening | Loss of bone-implant interface support |
| Cortical perforation | Direct structural weakening |
| Excessive/eccentric box cuts | Stress concentration in distal femur |
| Implant malposition | Abnormal force transmission |
| Intraoperative undetected fracture | Propagates postoperatively |
| Long intramedullary stems | Stress riser at stem tip |
Key point: Anterior femoral notching during TKR reduces bending strength of the distal femur by up to 30-40% and is the single most preventable surgical risk factor.
Anatomy of Periprosthetic Fractures in TKR
Three anatomical zones are affected:
DISTAL FEMUR TIBIA PATELLA
___________ ___________ _______
| | | | | |
| Femoral | | Tibial | |Patella|
|Component | | Component | |Comp. |
---+---+---+---+--- ---+---+---+---+--- +---+---+
| | | | | | | |
Supracondylar | | Stem |
Region | | Region |
| Stem tip |Distal shaft
Classification Systems
1. DISTAL FEMORAL PERIPROSTHETIC FRACTURES
A. Lewis and Rorabeck Classification (1997) - Most Widely Used
┌──────────────────────────────────────────────────────┐
│ LEWIS AND RORABECK CLASSIFICATION │
│ │
│ TYPE I │ Non-displaced fracture │
│ │ Component INTACT (well-fixed) │
│ │ ████████████████████░░░░░ │
│ │ [Fracture line, no displacement] │
├───────────┼──────────────────────────────────────────┤
│ TYPE II │ DISPLACED fracture (>2mm) │
│ │ Component INTACT (well-fixed) │
│ │ ████████████████░░░░░░░░░░ │
│ │ [Gap/step at fracture site] │
├───────────┼──────────────────────────────────────────┤
│ TYPE III │ Displaced OR undisplaced fracture │
│ │ Component LOOSE or FAILING │
│ │ [Requires revision arthroplasty] │
└──────────────────────────────────────────────────────┘
B. Su and Associates Classification (Based on fracture location relative to anterior flange)
┌─────────────────────────────────────────────────────┐
│ SU CLASSIFICATION │
│ │
│ TYPE I Fracture PROXIMAL to femoral component │
│ ─────────────── fracture line │
│ ┌─────────┐ │
│ │ Femoral │ │
│ │ Comp. │ │
│ │
│ TYPE II Fracture originates AT proximal aspect │
│ of femoral component, extends proximally │
│ ──┬──────────── fracture line │
│ │┌─────────┐ │
│ └│ Femoral │ │
│ │ Comp. │ │
│ │
│ TYPE III Any part of fracture line is DISTAL to │
│ upper edge of anterior flange │
│ ┌─────────┐ │
│ ─┤ Femoral ├─ fracture line │
│ │ Comp. │ │
└─────────────────────────────────────────────────────┘
Treatment implication of Su Classification:
- Type I and II: ORIF
- Type III: Revision arthroplasty (fracture involves or is distal to the anterior flange - cannot be bridged with standard fixation)
C. DiGioia and Rubash Classification (1991)
| Group | Description |
|---|
| Group I | Extra-articular, non-displaced (<5 mm and/or <5° angulation) |
| Group II | Extra-articular, displaced (>5 mm and/or >5° angulation) |
| Group III | Loss of cortical contact or >10° angulation; may have intercondylar component |
2. PERIPROSTHETIC TIBIAL FRACTURES
Felix and Associates Classification (1997)
┌──────────────────────────────────────────────────────────┐
│ FELIX CLASSIFICATION - TIBIAL PPF │
│ │
│ ┌──────────┐ │
│ │ Tibial │ TYPE I: Tibial plateau │
│ TYPE I ───> │ Plateau │ (at implant level) │
│ │ Comp. │ │
│ ├──────────┤ │
│ TYPE II ──> │ Stem │ Adjacent to prosthetic stem │
│ │ region │ │
│ │ │ │
│ TYPE III ─> │ Distal │ Distal to tibial stem │
│ │ shaft │ │
│ └──────────┘ │
│ TYPE IV: Fracture of the TIBIAL TUBERCLE │
│ │
│ Each type further classified by implant stability: │
│ A = Component WELL-FIXED │
│ B = Component LOOSE │
│ C = INTRAOPERATIVE fracture │
└──────────────────────────────────────────────────────────┘
| Type | Location | Subtype A | Subtype B | Subtype C |
|---|
| Type I | Tibial plateau | Component stable | Component loose | Intraoperative |
| Type II | Adjacent to stem | Component stable | Component loose | Intraoperative |
| Type III | Distal to stem | Component stable | Component loose | Intraoperative |
| Type IV | Tibial tubercle | Component stable | Component loose | Intraoperative |
3. PERIPROSTHETIC PATELLAR FRACTURES
A. Ortiguera and Berry Classification (Most Clinically Useful)
┌──────────────────────────────────────────────────────────┐
│ ORTIGUERA AND BERRY CLASSIFICATION │
│ │
│ TYPE I Extensor mechanism INTACT │
│ Patellar component STABLE │
│ → Non-operative treatment │
│ │
│ TYPE II Extensor mechanism DISRUPTED │
│ Component STABLE or LOOSE │
│ → Surgical repair of extensor mechanism │
│ │
│ TYPE IIIa Extensor mechanism INTACT │
│ Component LOOSE │
│ Bone stock ADEQUATE (thickness ≥10 mm) │
│ → Component revision │
│ │
│ TYPE IIIb Extensor mechanism INTACT │
│ Component LOOSE │
│ Bone stock POOR (<10 mm / comminuted) │
│ → Patellectomy or custom implant │
└──────────────────────────────────────────────────────────┘
B. Goldberg Classification
| Type | Description |
|---|
| Type I | Fracture not involving implant/cement interface or quadriceps mechanism |
| Type II | Fracture involving implant/cement interface and/or quadriceps mechanism |
| Type IIIA | Inferior pole fracture WITH patellar ligament rupture |
| Type IIIB | Inferior pole fracture WITHOUT patellar ligament rupture |
| Type IV | All types with fracture-dislocation |
Unified Classification System (UCS) - Current Preferred System
The UCS covers all periprosthetic fractures regardless of site and is based on three principles:
UCS DECISION ALGORITHM
Step 1: Location
↓
Does fracture involve bone SUPPORTING the implant?
YES → involves host-implant construct
NO → distant from implant
↓
Step 2: Implant fixation status
↓
Is implant WELL-FIXED or LOOSE?
↓
Step 3: Bone stock quality
↓
ADEQUATE or INSUFFICIENT?
| UCS Type | Fracture location | Implant | Bone |
|---|
| A | Apophyseal/non-load-bearing | Well-fixed | Good |
| B1 | Around stem | Well-fixed | Good |
| B2 | Around stem | Loose | Good |
| B3 | Around stem | Loose | Poor |
| C | Distal to implant | Well-fixed | Good |
| D | Between two implants | Both fixed | Good |
Clinical Presentation
- History: Low-energy fall, twisting injury in an elderly patient with pre-existing TKA
- Symptoms: Sudden knee/thigh pain, inability to weight bear, deformity
- Signs: Swelling, ecchymosis, shortening/rotation, tenderness at fracture site
- Red flags: Prior loosening symptoms (start-up pain, worsening pain), recent infection
Investigations
Radiological Assessment
- Plain X-rays (first line): AP and lateral views of knee AND full-length femur/tibia
- Assess: fracture pattern, displacement, angulation, implant position, signs of loosening (radiolucent lines >2 mm, cement fracture, component migration)
- CT scan: For complex fractures, intraoperative fractures, to assess bone stock, rotational alignment
- MRI: Limited use due to implant artifact; useful for stress fractures, soft tissue assessment
- Bone scan: Detect occult fractures, differentiate loosening from fracture
Key Radiographic Signs of Implant Loosening
- Continuous radiolucent line at cement-bone interface
- Progressive subsidence or migration of component
- Cement mantle fracture
- De-bonding of cement from implant
Management
General Principles - Decision Making Algorithm
PERIPROSTHETIC FRACTURE AROUND TKR
│
▼
┌─────────────────────┐
│ Is implant STABLE? │
└─────────────────────┘
│ │
YES NO
│ │
▼ ▼
OSTEOSYNTHESIS REVISION ARTHROPLASTY
(ORIF / IMN) (± Distal Femoral
Replacement)
│
▼
Is fracture DISPLACED?
│ │
YES NO
│ │
▼ ▼
Surgical fixation Non-operative
(ORIF/IMN) if suitable
Management of Distal Femoral PPF
NON-OPERATIVE TREATMENT
- Indications: Non-displaced fractures (Type I Lewis/Rorabeck), medically unfit patients
- Methods: Cast/splint immobilization, traction
- Disadvantages: High non-union rate, muscle wasting, DVT risk, loss of knee motion
- Rarely used as primary treatment due to poor outcomes in elderly
OPERATIVE TREATMENT - ORIF Options
1. Retrograde Intramedullary Nail (RIMN)
RETROGRADE NAIL IN DISTAL FEMORAL PPF
─────────────────────────
Fracture site
───┼───────────────────────
│ Retrograde nail
│ inserted through
│ femoral box
▼
┌─────────┐
│ Femoral │ ← Nail must pass through
│ Comp. │ intercondylar notch
└─────────┘
- Best for: Type I & II fractures (Su), implant with open box (cruciate-sacrificing designs)
- Advantages: Load sharing, early mobilization, minimal soft tissue stripping
- Disadvantages: Cannot use if posterior-stabilized (PS) implant with closed box; limited distal purchase in very distal fractures
- Contraindicated in PS/constrained implants without adequate intercondylar space
2. Locked Plating (LISS / Distal Femoral Locking Plate)
LISS PLATE IN DISTAL FEMORAL PPF
════════════════════════ ← Locking plate
■ ■ ■ ║║║║║║║║║║║║║║║ (lateral aspect)
─────────────────────── ← Fracture site
■ ■ ■
┌─────────┐
│ Femoral │
│ Comp. │
└─────────┘
← Locked screws cannot cross prosthetic stem
but can be placed around it
- Best for: All displaced fractures with stable implant; especially Su Type III where nail cannot reach
- Advantages: Minimally invasive, no reaming, angular stability, good in osteoporotic bone
- Technique: Locked screws inserted around the prosthetic stem (unicortical in stem zone, bicortical proximally)
- Dual plating: Increasingly used for comminuted/osteoporotic fractures (medial + lateral plates)
3. Fixed-Angle Blade Plate / DCS
- Older technique, requires larger incision, less favored now
- Useful when IM nail not feasible
OPERATIVE TREATMENT - REVISION ARTHROPLASTY
Indications for revision rather than ORIF:
- Loose/failing implant (Type III Lewis/Rorabeck; Type B2/B3 UCS)
- Su Type III fractures with distal fragments too small for fixation
- Very comminuted fractures with insufficient bone for fixation
- Failed prior ORIF
- Pre-existing implant malposition or malalignment
Options:
- Revision TKA with stems: Uses press-fit intramedullary stems to bypass fracture
- Distal Femoral Replacement (DFR): Oncologic-type tumor implant
- Best for severely comminuted fractures, bone loss, elderly patients
- Allows immediate mobilization
- Higher risk of infection, extensor mechanism issues
- Hinged total knee prosthesis: For ligamentous instability combined with fracture
Management of Tibial PPF
FELIX CLASSIFICATION - TREATMENT GUIDE
Felix Type Ia (plateau, stable component) → ORIF
Felix Type Ib (plateau, loose component) → Revision TKA
Felix Type Ic (intraoperative) → Immediate ORIF
Felix Type IIa (stem adjacent, stable) → Cast/brace if non-displaced; ORIF if displaced
Felix Type IIb (stem adjacent, loose) → Revision with long-stem tibial component
Felix Type IIIa (distal shaft, stable) → ORIF (plate/nail)
Felix Type IIIb (distal shaft, loose) → Long-stem revision TKA
Felix Type IVa (tibial tubercle, stable) → ORIF
Felix Type IVb (tibial tubercle, loose) → Revision
Key principle for tibial fractures:
- Locked plates with screws placed around/adjacent to the tibial stem provide best fixation
- Long-stemmed tibial components bypass the fracture zone in revision cases
Management of Patellar PPF
ORTIGUERA-BERRY - TREATMENT GUIDE
Type I (intact mechanism, stable component) → NON-OPERATIVE
(cylinder cast 6 wks)
Type II (disrupted mechanism, any component) → SURGICAL REPAIR of extensor mechanism
(ORIF, wire tension band, fragment excision)
Type IIIa (loose component, adequate bone) → COMPONENT REVISION / ORIF
Type IIIb (loose component, poor bone) → PATELLECTOMY or
Custom implant reconstruction
Goldberg Type I - most common; non-operative (extensor intact, implant stable)
Goldberg Type II/III - surgical repair of extensor mechanism
Partial patellectomy: Remove fragment, advance extensor mechanism if inferior pole involved
Specific Complications
| Complication | Incidence | Management |
|---|
| Non-union | 5-10% | Bone grafting, plate revision, bone stimulator |
| Malunion | Common | Corrective osteotomy or revision arthroplasty |
| Implant loosening secondary | 10-20% | Revision TKA |
| Deep periprosthetic joint infection | 2-5% | Two-stage revision |
| Extensor mechanism disruption | Variable | Surgical repair, augmentation |
| Loss of knee range of motion | Common | Physiotherapy, MUA |
| DVT/PE | High risk (elderly) | Prophylaxis mandatory |
| Re-fracture | Reported | Address underlying risk factors |
Prevention
- Surgical technique: Avoid anterior femoral notching - use femoral sizing guides correctly; if notch occurs, consider prophylactic plating
- Implant selection: Avoid posterior-stabilized box in osteoporotic bone if nail fixation may be needed later
- Bone management: Address osteoporosis peri-operatively (bisphosphonates, calcium, Vitamin D)
- Early detection: Vigilant follow-up X-rays for early loosening; stress fractures can progress
- Fall prevention: Physiotherapy, walking aids, home hazard assessment
- Cement technique: Adequate cementation reduces stress risers
Post-Operative Rehabilitation
- After ORIF: Partial weight-bearing for 6-12 weeks; passive ROM exercises early; progress to full weight-bearing at radiological union
- After Revision/DFR: Immediate full weight-bearing often possible; early mobilization critical in elderly to prevent complications
- Physiotherapy: Quadriceps strengthening, gait re-education, proprioception training
- Monitoring: Serial X-rays at 6 weeks, 3 months, 6 months, 1 year
Summary Algorithm
┌─────────────────────────────────────────────────────────────────┐
│ MANAGEMENT SUMMARY - PPF AROUND TKR │
│ │
│ DISTAL FEMORAL PPF │
│ ├─ Type I (undisplaced, stable implant) → Brace/Cast │
│ ├─ Type II (displaced, stable implant) │
│ │ ├─ Su I/II, open box → Retrograde IMN │
│ │ ├─ Su I/II, closed box → Locking Plate (LISS) │
│ │ └─ Su III → Locking Plate or Revision TKA │
│ └─ Type III (loose implant) → Revision TKA ± DFR │
│ │
│ TIBIAL PPF │
│ ├─ Stable component, non/minimally displaced → Conservative │
│ ├─ Stable component, displaced → ORIF (locking plate) │
│ └─ Loose component → Revision TKA (long stem) │
│ │
│ PATELLAR PPF │
│ ├─ Intact extensor, stable component → Conservative │
│ ├─ Disrupted extensor mechanism → Surgical repair │
│ └─ Loose component + poor bone → Patellectomy │
└─────────────────────────────────────────────────────────────────┘
Recent Evidence (2024-2026)
- Dual-plate fixation of periprosthetic distal femur fractures (Andring et al., J Orthop Trauma 2024) shows promise for comminuted osteoporotic fractures
- A 2026 systematic review (Zagra et al., EFORT Open Rev, PMID 42227259) addresses management of infected periprosthetic fractures, highlighting the complexity of simultaneous infection and fracture management
- Robot-assisted TKA is associated with a small but recognized risk of periprosthetic fractures at pin placement sites (systematic review, J Robot Surg 2026, PMID 42009908)
Conclusion
Periprosthetic fractures in TKR are increasingly common, technically demanding, and associated with significant morbidity. A systematic approach using:
- Classification of fracture (location, displacement)
- Assessment of implant stability (most critical decision point)
- Assessment of bone stock quality
...guides management toward either ORIF (stable implant) or revision arthroplasty (loose implant, poor bone). Early mobilization - especially in elderly patients - is the key goal of surgical treatment, as prolonged immobilization carries its own mortality risk.
References: Rockwood and Green's Fractures in Adults (10th ed, 2025); Lewis & Rorabeck (1997); Su et al. (2004); Felix et al. (1997); Ortiguera & Berry (2002); Goldberg classification; UCS system; Zagra et al. EFORT Open Rev 2026 (PMID 42227259)